Client Broker definition

Client Broker has the meaning set forth in Section 6.1 hereof.
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Examples of Client Broker in a sentence

  • Contractor will permit County, or any duly authorized agent of County, to inspect and examine the books and records of Contractor for the purpose of verifying the amount of work performed under the Scope of Services.

  • All information and recommendations furnished by GBM Wealth Management to Client and all information regarding the operation and investment of Assets in the Account, including but not limited to any non-public personal information about Client that GBM Wealth Management receives from Client, Broker or Custodian (“Customer Information”), shall be regarded and treated as confidential by the parties hereto.

  • Client agrees that if Client breaches this Agreement, and Broker is required to bring an action for damages for such breach or if action is taken against Broker because of such action of Client, Broker shall be entitled to recover from Client the costs of any such action including Broker’s reasonable attorneys’ fees and expert fees, plus any commissions lost by Xxxxxx as a result of Client’s breach.

  • Client acknowledges that when Client, Broker or Clearing Firm sends an order for Client’s Account to an Exchange for execution, such order may be matched with a bid or offer by Broker or Clearing Firm (or its Affiliates) that are specialists, market-makers and traders of these products on Exchanges and in other marketplaces.

  • Client: Broker: ATTN: Atlanta Leasing & Investment 000 Xxxx Xxx, Bldg E Atlanta, GA 30307 ATTN: Xxxxx X.

  • The parties further understand and acknowledge that GBM Wealth Management is a financial institution subject to federal and state customer and consumer privacy law and regulations, including Title V of the Xxxxx-Xxxxx-Xxxxxx Act (15 U.S.C. 6801, et seq.) and regulations promulgated thereunder, such as Regulation S-P (collectively, the “Privacy Laws”), and any Customer Information that GBM Wealth Management receives from Client, Broker or Custodian is received with limitations on its use and disclosure.

  • GBM Wealth Management does not assume responsibility for (a) the accuracy of information furnished by Client, Broker, Custodian or any other party and maintained in GBM Wealth Management's records, or (b) any loss incurred by or resulting from, directly or indirectly, the removal or withdrawal by Client of any monies or Securities from the Account.

  • Client expressly waives any right to object to any transaction or terms of any transaction reflected in such Statements, whether effected by Client, Broker, Clearing Firm or its Affiliates or any other person if such objection is not made within the applicable time period set forth above.

  • Client agrees that, without notifying Client, Broker and Clearing Firm may request a new credit report in connection with any review, extension, or renewal of the Account.

  • New West will not be responsible for, nor liable to the Client, for any loss or liability incurred by the Client by reason of any action, omission, or inaction on the part of the Client Broker, whether or not said Client Broker, was recommended by New West.

Related to Client Broker

  • Data Broker means either of the following:

  • Prime Broker means a Person that acts as credit counterparty for transactions executed on the SEF in the name and on behalf of such Person by its client or an agent of its client that is a BSEF Participant and that has authorized a Participant to send RFQs, place Orders or enter into Trades in the name and on behalf of such Person.

  • Seller’s Broker means Xxxxxx Xxxxxxx of Xxxxxxx and Wakefiled.

  • Authorized Broker means those Brokers which are authorized to deal in Government Securities.

  • Approved Broker means each of Arrow Valuations Ltd, Xxxxx Xxxxxxxx Salles, X. Xxxxxxxx & Co. Ltd., Maersk Brokers K/S and Xxxx Xxxxxxxx & Co Ltd London and, in the plural, means all of them;

  • Associate broker means a licensed broker who is employed by

  • Introducing Broker means any financial institution or advisor or legal or natural person obtaining remuneration from the Company and/or Clients for introducing Clients/interested parties to the Company.

  • Sponsoring Broker means a Participant other than a DMA Customer that allows its designated Customers to access the SEF Platform using the Participant ID of the Participant and (i) with respect to Cleared Swaps, is a Clearing Member; and (ii) with respect to Non-Cleared Swaps, is (x) an FCM or Introducing Broker; or (y) non-U.S. Person acting in a similar capacity that is not required to register as an FCM or Introducing Broker under the Act and that is appropriately licensed in a jurisdiction where its DMA Customer is located.

  • Designated Broker means the financial services firm or other agent designated by the Company to maintain ESPP Share Accounts on behalf of Participants who have purchased shares of Common Stock under the Plan.

  • Participating Broker- Dealer: See Section 2(b) hereof. Person: An individual, trustee, corporation, partnership, limited liability company, joint stock company, trust, unincorporated association, union, business association, firm or other legal entity. Private Exchange: See Section 2(b) hereof.

  • Principal broker means a broker who is either a real estate proprietor, a partner in a real estate partnership, or an officer in a real estate corporation.

  • Real estate brokerage activity means any activity that involves offering or providing real estate brokerage services to the public, including:

  • Approved Brokers means such firm of insurance brokers, appointed by the Charterer during the Charter Period, as may from time to time be approved in writing by the Mortgagee for the purposes of this Deed;

  • Tenant’s Broker means the individual or corporate broker identified on the Basic Lease Information sheet as the broker for Tenant.

  • Real estate broker means an individual or business entity that, with intent to collect or receive a fee, compensation, or valuable consideration, sells or offers for sale, buys or offers to buy, provides or offers to provide market analyses of, lists or offers or attempts to list, or negotiates the purchase, sale, or exchange of real estate; that negotiates the mortgage of real estate; that negotiates for the construction of a building on real estate; that leases or offers or rents or offers for rent real estate or the improvements on the real estate for others, as a whole or partial vocation; that engages in property management as a whole or partial vocation; that sells or offers for sale, buys or offers to buy, leases or offers to lease, or negotiates the purchase or sale or exchange of a business, business opportunity, or the goodwill of an existing business for others; or that, as owner or otherwise, engages in the sale of real estate as a principal vocation.

  • Customs Broker means that individual, partnership, entity or corporation licensed by the Canada Border Services Agency, or other authorized body, to engage in the business of a customs broker and who is named as the Customs Broker in the Agency Agreement and Power of Attorney.

  • Mortgage broker means any person who for compensation or

  • Advisory Services means the non-binding investment advisory services rendered by the Portfolio Manager to the Client. The Portfolio Manager shall be solely acting as an advisor to the Portfolio of the Client and shall not be responsible for the investment / divestment of Securities.

  • Advisory Client means any client (including both investment companies and managed accounts) for which Invesco serves as an investment adviser, renders investment advice, or makes investment decisions.

  • Surplus lines broker means a person licensed pursuant to Article 5.1 (§ 38.2-1857.1 et seq.) of this

  • Landlord’s Broker means the individual or corporate broker identified on the Basic Lease Information sheet as the broker for Landlord.

  • Salesperson means any person holding an Iowa real estate salesperson license as defined in Iowa Code section 543B.5(19).

  • Program services means services that include all of the following provided they are pursuant to a program agreement: program needs assessment and development, job task analysis, curriculum development and revision, instruction, instructional materials and supplies, computer software and upgrades, instructional support, administrative and student services, related school to career training programs, skill or career interest assessment services and testing and contracted services.

  • Funding and Brokerage Fees means, in respect of a Series, all applicable fees other than the Arranger Fees, including, but not limited to, margin interest, securities lending fees, brokerage fees and costs of transaction taxes on the sale or purchase of Reference Assets (where relevant).

  • Brokering Services means: