Broadridge definition
Examples of Broadridge in a sentence
Dated: Dated: Broadridge Corporate Issuer Solutions, LLC, as Depositary Broadridge Corporate Issuer Solutions, LLC, as Transfer Agent and Registrar By: By: Authorized Officer Authorized Officer THE CORPORATION WILL FURNISH WITHOUT CHARGE TO EACH REGISTERED HOLDER OF RECEIPTS WHO SO REQUESTS A COPY OF THE DEPOSIT AGREEMENT AND A COPY OF THE CERTIFICATE OF DESIGNATION OF 6.625% NON-CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES E OF FIRST CITIZENS BANCSHARES, INC.
To the extent Depositary processes personal information that would constitute EU Personal Data as defined under Regulation (EU) 2016/679 (General Data Protection Regulation), Depositary will comply with the provisions of the Broadridge GDPR Annex, found at ▇▇▇▇▇://▇▇▇.▇▇▇▇▇▇▇▇▇▇.▇▇▇/GDPR-Annex by using password ICS54903.
Broadridge shall have no responsibility or liability for any diminution of funds that may result from any deposit in accordance with this paragraph, including any losses resulting from a default by any bank, financial institution or other third party, in the absence of fraud, bad faith or willful misconduct by or on behalf of Broadridge.
With respect to the appointments of Broadridge as transfer agent and registrar in respect of the Series E Preferred Stock, ▇▇▇▇▇▇▇▇▇▇ shall be entitled to the same rights, indemnities, immunities and benefits as the Depositary hereunder as if explicitly named in each such provision, in addition to Broadridge’s rights, indemnities, immunities and benefits as set forth in the existing transfer agency agreement between Broadridge and the Corporation.
With respect to cash deposited by the Corporation with the bank or financial institution designated by Broadridge (currently ▇▇▇▇▇ Fargo or US Bank), Broadridge agrees to cause such bank or financial institution to establish and maintain a segregated, FDIC insured, non-interest-bearing demand deposit subaccount therefor in the name of Broadridge for the benefit of Corporation.