Common use of Meaning of Terms Clause in Contracts

Meaning of Terms. As used in this Agreement, the terms “majority of the outstanding voting securities,” “affiliated person,” “interested person,” “assignment,” “broker,” “investment adviser,” “national securities exchange,” “net assets,” “prospectus,” “sale,” “sell” and “security” shall have the same meaning as such terms have in the 1940 Act, subject to such exemption as may be granted by the SEC by any rule, regulation or order. All references to the 1933 Act, 1934 Act or 1940 Act shall be deemed to incorporate any rules, regulations, SEC interpretations or orders thereunder. Where the effect of a requirement of the 1940 Act reflected in any provision of this Agreement is relaxed by a rule, regulation, interpretation or order of the SEC, whether of special or general application, such provision shall be deemed to incorporate the effect of such rule, regulation or order.

Appears in 5 contracts

Samples: Investment Advisory Agreement (OSI ETF Trust), Investment Sub Advisory Agreement (OSI ETF Trust), Investment Advisory Agreement (Global Beta ETF Trust)

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Meaning of Terms. As used in this Agreement, the terms “majority of the outstanding voting securities,” “affiliated person,” “interested person,” “assignment,” “broker,” “investment adviserin-person meeting,” “national securities exchangeinvestment adviser,” “net assets,” “prospectus,” “sale,” “sell” and “security” shall have the same meaning as such terms have in the 1940 Act, subject to such exemption as may be granted by the SEC by any rule, regulation or order. All references to the 1933 Act, 1934 Act or 1940 Act shall be deemed to incorporate any rules, regulations, SEC interpretations or orders thereunder. Where the effect of a requirement of the 1940 Act reflected in any provision of this Agreement is relaxed by a rule, regulation, interpretation or order of the SEC, whether of special or general application, such provision shall be deemed to incorporate the effect of such rule, regulation or order.

Appears in 4 contracts

Samples: Investment Sub Advisory Agreement (Uncommon Investment Funds Trust), Investment Sub Advisory Agreement (Uncommon Investment Funds Trust), Investment Sub Advisory Agreement (Uncommon Investment Funds Trust)

Meaning of Terms. As used in this Agreement, the terms "majority of the outstanding voting securities,” “" "affiliated person,” “" "interested person,” “" "assignment,” “" "broker,” “" "investment adviser,” “" "national securities exchange,” “" "net assets,” “" "prospectus,” “" "sale,” “" "sell" and "security" shall have the same meaning as such terms have in the 1940 Act, subject to such exemption as may be granted by the SEC by any rule, regulation or order. All references to the 1933 Act, 1934 Act or 1940 Act shall be deemed to incorporate any rules, regulations, SEC interpretations or orders thereunder. Where the effect of a requirement of the 1940 Act reflected in any provision of this Agreement is relaxed by a rule, regulation, interpretation or order of the SEC, whether of special or general application, such provision shall be deemed to incorporate the effect of such rule, regulation or order.

Appears in 2 contracts

Samples: Investment Advisory Agreement (OSI ETF Trust), Investment Advisory Agreement (OSI ETF Trust)

Meaning of Terms. As used in this Agreement, the terms "majority of the outstanding voting securities,” “" "affiliated person,” “" "interested person,” “assignment" "assignment ,” “" "broker,” “" "investment adviser,” “" "national securities exchange,” “" "net assets,” “" "prospectus,” “" "sale,” “" "sell" and "security" shall have the same meaning as such terms have in the 1940 Act, subject to such exemption as may be granted by the SEC by any rule, regulation or order. All references to the 1933 Act, 1934 Act or 1940 Act shall be deemed to incorporate any rules, regulations, SEC interpretations or orders thereunder. Where the effect of a requirement of the 1940 Act reflected in any provision of this Agreement is relaxed by a rule, regulation, interpretation or order of the SEC, whether of special or general application, such provision shall be deemed to incorporate the effect of such rule, regulation or order.

Appears in 2 contracts

Samples: Form of Investment Sub Advisory Agreement (OSI ETF Trust), Investment Sub Advisory Agreement (OSI ETF Trust)

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Meaning of Terms. As used in this Agreement, the terms "majority of the outstanding voting securities,” “" "affiliated person,” “" "interested person,” “" "assignment,” “" "broker,” “" "investment adviser,” “" "national securities exchange,” “" "net assets,” “" "prospectus,” “" "sale,” “" "sell" and "security" shall have the same meaning as such terms have in the 1940 Act, subject to such exemption as may be granted by the SEC by any rule, regulation or order. All references to the 1933 Act, 1934 Act or 1940 Act shall be deemed to incorporate any rules, regulations, SEC interpretations or guidance or orders thereunder. Where the effect of a requirement of the 1940 Act reflected in any provision of this Agreement is relaxed by a rule, regulation, interpretation or order of the SEC, whether of special or general application, such provision shall be deemed to incorporate the effect of such rule, regulation or order.

Appears in 1 contract

Samples: Investment Sub Advisory Agreement (OSI ETF Trust)

Meaning of Terms. As used in this Agreement, the terms tenns “majority of the outstanding voting securities,” “affiliated person,” “interested person,” “assignment,” “broker,” “investment adviser,” “national securities exchange,” “net assets,” “prospectus,” “sale,” “sell” and “security’’ shall have the same meaning as such terms have in the 1940 Act, subject to such exemption as may be granted by the SEC by any rule, regulation or order. All references to the 1933 Act, 1934 Act or 1940 Act shall be deemed to incorporate any rules, regulations, SEC interpretations or guidance or orders thereunder. Where the effect of a requirement of the 1940 Act reflected in any provision of this Agreement is relaxed by a rule, regulation, interpretation or order of the SEC, whether of special or general application, such provision shall be deemed to incorporate the effect of such rule, regulation or order.

Appears in 1 contract

Samples: Investment Sub Advisory Agreement (OSI ETF Trust)

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