Clearing House Protections. On many exchanges, the performance of a transaction by a broker (or the third party with whom he is dealing on the Investment Adviser’s behalf) is “guaranteed” by the exchange or its clearing house. However, this guarantee is unlikely in most circumstances to cover the Investment Adviser and may not protect the Investment Adviser if the broker or another party defaults on its obligations to the Investment Adviser. There is no clearing house for traditional options, nor normally for instruments which are not traded under the rules of a recognised or designated investment exchange.
Clearing House Protections. On many exchanges, the performance of a transaction by a broker (or the third party with whom he is dealing on VKAM's behalf) is "guaranteed" by the exchange or its clearing house. However, this guarantee is unlikely in most circumstances to cover VKAM and may not protect VKAM if the broker or another party defaults on its obligations to VKAM. There is no clearing house for traditional options, nor normally for instruments which are not traded under the rules of a recognized or designated investment exchange.
Clearing House Protections. On many exchanges, the performance of a transaction is “guaranteed” by the exchange or clearing house. However, this guarantee is unlikely in most circumstances to cover you, the client, and may not protect you if another party defaults on its obligations to you. On request, we will be pleased to explain any protection provided to you under the clearing guarantee applicable to any on-exchange derivatives in which you are dealing. There is no clearing house for traditional options, nor normally for off-exchange instruments which are not traded under the rules of an exchange.
Clearing House Protections. The risk associated with the performance of a transaction may be taken on by the exchange or clearing house. However, in most circumstances you are unlikely to benefit from this if we or another party defaults on its obligations to you. There is no clearing house for certain Derivatives which are not traded under the rules of a recognised or designated investment exchange.
Clearing House Protections. On many exchanges, the performance of a transaction by your firm (or third party with whom he is dealing on your behalf) is guaranteed by the exchange or clearing house. However, this guarantee is unlikely in most circumstances to cover you, the customer, and may not protect you if your firm or another party defaults on its obligations to you. On request, your firm must explain any protection provided to you under the clearing guarantee applicable to any on-exchange derivative in which you are dealing. There is no clearing house for traditional options, nor normally for off-exchange instruments, which are not traded under the rules of a recognised or designated investment exchange.
Clearing House Protections. On many exchanges, the performance of a transaction, SSP (or third parties with whom SSP is dealing on your behalf) is ‘guaranteed’ by the exchange or clearing house. However, this guarantee is unlikely in most circumstances to cover you, the customer, and may not protect you if SSP or another party defaults on its obligations to you. On request, SSP will explain any protection provided to you under the clearing guarantee applicable to any on-exchange derivatives in which you are dealing. There is normally no clearing house for off-exchange instruments, which are not traded under the rules of a recognised or designated investment exchange.
Clearing House Protections. On many exchanges, the performance of a transaction by the Discretionary FSP (or the third party with whom it is dealing on the Client's behalf) is "guaranteed" by the exchange or its clearinghouse. However, this guarantee is unlikely in most circumstances to cover the Client and may not protect the Client if the Discretionary FSP or another party defaults on its obligations to the Client. On request, the Discretionary FSP will explain any protection provided to the Client under the clearing guarantee applicable to any on-exchange derivatives in which the Client is dealing. There is no clearinghouse for traditional options, nor normally for off-exchange instruments, which are not traded under the rules of a recognised or designated investment exchange.
Clearing House Protections. On many exchanges, the performance of a transaction by Threadneedle (or a third party with whom Threadneedle is dealing on your behalf) is "guaranteed" by the exchange or clearing house. However, this guarantee is unlikely in most circumstances to cover you, and may not protect you if Threadneedle or another party defaults on its obligations to you. On request, your firm must explain any protection provided to you under the clearing guarantee applicable to any on-exchange derivatives in which you are dealing. There is no clearing house for traditional options, nor normally for off-exchange instruments that are not traded under the rules of a Recognised or Designated Investment Exchange.
Clearing House Protections. On many exchanges, the performance of a transaction by Your firm (or third party with whom he is dealing on your behalf) is ‘guaranteed’ by the exchange or clearing house. However, this guarantee is unlikely in most circumstances to cover You, the customer, and may not protect You if Your firm or another party defaults on its obligations to You under the clearing guarantee applicable to any on- exchange derivatives in which You are dealing. There is no clearing house for traditional options, nor normally for off exchange instruments which are not traded under the rules of a recognised or designated investment exchange. APPENDIX F SCHEDULE OF CHARGES DEALING COMMISSION (PER TRANSACTION) 1. UK EQUITIES COMMISSIONS Advisory Service and Execution only transactions by telephone Minimum consideration flat fee Up to £10,000 consideration £10,000 consideration to any further amount per trade Active trader rate (minimum of 3 trades per quarter) per trade Compliance charge paid on Principal purchases Execution-only Electronic Dealing Charge per trade executed on-line Charge per trade by telephone Charge for adding funds to your account by telephone (you may subscribe to your account for free using a debit card online)
