Acceptance of Orders; Position Limits Sample Clauses

Acceptance of Orders; Position Limits. (i) Xxxxxx Xxxxxxx shall have the right to limit the size of open positions (net or gross) of Customer with respect to the Account at any time and to refuse acceptance of orders to establish new positions, whether such refusal or limitation is required by, or based on position limits imposed under, Applicable Law. Xxxxxx Xxxxxxx shall immediately notify Customer of its rejection of any order. Unless specified by Customer, Xxxxxx Xxxxxxx may designate the exchange or other markets (including, without limitation, GLOBEX or ACCESS) on which it will attempt to execute orders.
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Acceptance of Orders; Position Limits. (i) Morgan Stanley shall have the right to limit the size of opxx xxxixxxxx (net or gross) of Customer with respect to the Account at any time and to refuse acceptance of orders to establish new positions, whether such refusal or limitation is required by, or based on position limits imposed under, Applicable Law. Morgan Stanley shall immediately notify Customer of its rejxxxxxx xx xxx order. Unless specified by Customer, Morgan Stanley may designate the exchange or other markets (xxxxxdxxx, xxthout limitation, GLOBEX or ACCESS) on which it will attempt to execute orders.
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Acceptance of Orders; Position Limits. (i) Mxxxxx Sxxxxxx shall have the right to limit the size of open positions (net or gross) of Customer with respect to the Account at any time and to refuse acceptance of orders to establish new positions, without regard to whether such refusal or limitation is required by, or based on position limits imposed under, Applicable Law. Mxxxxx Sxxxxxx shall make commercially reasonable efforts to provide Customer with a list of any position limits it intends to apply to the Account. Mxxxxx Sxxxxxx shall promptly notify Customer of its rejection of any order. To the extent permitted by Applicable Law, Mxxxxx Sxxxxxx is authorized to combine orders for Customer’s Account with orders for other customers. Unless specified by Customer, Mxxxxx Sxxxxxx may designate the exchange or other markets (including, without limitation, an exchange’s electronic trading platform) on or through which it will attempt to execute orders.
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Acceptance of Orders; Position Limits. (i) Where Customer has not breached any applicable position limits, Xxxxxx Xxxxxxx shall have the right to limit the size of positions (net or gross) of Customer with respect to the Account at any time on no less than three Business Days’ prior written notice and to refuse acceptance of orders to establish new positions at any time, without regard to whether such refusal or limitation is required by, or based on position limits imposed under, Applicable Law. Xxxxxx Xxxxxxx shall have the right to limit the size of open positions (net or gross) of Customer with respect to the Account at any time only as necessary to comply with Applicable Law or applicable position limits. Xxxxxx Xxxxxxx shall promptly notify Customer of its rejection of any order. To the extent permitted by Applicable Law, Xxxxxx Xxxxxxx is authorized to combine orders for Customer’s Account with orders for other customers. Unless specified by Customer, Xxxxxx Xxxxxxx may designate the exchange or other markets (including, without limitation, an exchange’s electronic trading platform) on or through which it will attempt to execute orders.
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Acceptance of Orders; Position Limits. (i) BNYM Clearing shall have the right, whenever in its reasonable discretion it deems such action necessary or desirable and upon reasonable notice to Customer, to limit the size of open positions (net or gross) of Customer with respect to the Account and to refuse to accept any orders to establish new positions, whether such refusal, reduction or limitation is required by, or based on position limits imposed under, Applicable Law. BNYM Clearing shall promptly notify Customer if it has limited or has refused to accept any order. Unless specified by Customer, BNYM Clearing may designate the exchange or other market on which it will attempt to execute orders, and
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Acceptance of Orders; Position Limits. Barclays shall have the right, whenever in its discretion it deems it appropriate, to limit the number of open Contracts (net or gross) that Barclays will at any time execute, clear and/or carry for Customer, to require Customer to reduce open positions carried with Barclays, and to refuse the acceptance of orders to establish new positions. Barclays shall immediately notify Customer of its rejection of any order. Unless specified by Customer, Barclays may designate the Transaction Facilities (including, without limitation, any electronic trading systems or facilities) on or through which it will attempt to execute orders. Customer shall comply at all times, including throughout the trading day, with all position limit rules imposed by Applicable Law.
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Acceptance of Orders; Position Limits. (i) Xxxxxx Xxxxxxx shall have the right to limit the size of open positions (net or gross) of Customer with respect to the Account at any time and to refuse acceptance of orders to establish new positions, whether such refusal or limitation is required by, or based on position limits imposed under, Applicable Law. Xxxxxx Xxxxxxx shall promptly notify Customer of its rejection of any order. To the extent permitted by Applicable Law, Xxxxxx Xxxxxxx is authorized to combine orders for Customer’s Account with orders for other customers. Unless specified by Customer, Xxxxxx Xxxxxxx may designate the exchange or other markets (including, without limitation, an exchange’s electronic trading platform) on or through which it will attempt to execute orders.
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Acceptance of Orders; Position Limits. Customer acknowledges that all orders, whether placed through the System, through a floor broker or otherwise, are at Customer’s sole risk. Customer shall be solely responsible for all orders entered or attempted to be entered through Customer’s identifiers. Acceptance of an order for placement does not constitute an agreement or representation by AACC that there is sufficient margin in Customer’s account to support the resulting position. Customer acknowledges that AACC may set minimum net liquidating equity for Customer’s Account. Customer hereby acknowledges Customer’s responsibility to keep appraised of current margin requirements in connection with all trading activities, agrees to post all required margin for trades ordered by Xxxxxxxx, and agrees to be liable for the losses incurred on all trades ordered by Customer, regardless of whether there is sufficient margin posted when the trade is ordered. AACC may refuse to accept any order transmitted or attempted to be transmitted through the System for any reason, including Customer’s failure to post adequate margin. AACC is not responsible for any delay or failure to provide the System, or for any failure or inability to execute any order in the event that there is a restriction on Customer’s account or that Customer fails to make a margin deposit. AACC reserves the right to report acceptance, rejection, and execution of Xxxxxxxx’s orders by e-mail and/or telephone, as determined in the sole discretion of AACC. If AACC believes, that execution or attempted execution of any Customer order might contravene any Applicable law or Exchange rule or violates AACC’s Risk Guidelines, AACC, in its sole discretion, may delay or refuse to execute any order to purchase or sell Commodity Interests for Customer’s Account, at any time, and from time to time. In addition to compliance with any position limits that AACC may impose hereunder, Customer agrees to comply with any applicable position limits that may be established by any governmental regulations or the rules of any Exchange or self-regulatory organization, whether Customer is acting alone or in concert with others.
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Acceptance of Orders; Position Limits 
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Related to Acceptance of Orders; Position Limits

  • Acceptance of Orders POSITION LIMITS.

  • Acceptance of Order 4.8 We may in our sole discretion accept an Order in whole or in part. An Order is accepted by us through our trading platform.

  • Auction Schedule; Method of Submission of Orders (a) The Fund and the Auction Agent shall conduct Auctions for Preferred Shares in accordance with the schedule set forth below. Such schedule may be changed at any time by the Auction Agent with the consent of the Fund, which consent shall not be withheld unreasonably. The Auction Agent shall give notice of any such change to BD. Such notice shall be received prior to the first Auction Date on which any such change shall be effective. Time Event ---- -----

  • Submission of Orders Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) and to deliver to the Dealer such completed and executed Eligibility Form together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Shares will be instructed by the Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment not conforming to the foregoing instructions, the Dealer shall return such Eligibility Form and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms and instruments of payment received by the Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.

  • TERMINATION OF ORDERS Participating Entities may terminate an order, in whole or in part, immediately upon notice to Supplier in the event of any of the following events:

  • AGGREGATION OF ORDERS On occasions when the Adviser deems the purchase or sale of a security to be in the best interest of the Allocated Assets as well as other clients of the Adviser, the Adviser may to the extent permitted by applicable laws and regulations, but shall be under no obligation to, aggregate the orders for securities to be purchased or sold. In such event, allocation of the securities so purchased or sold, as well as the expenses incurred in the transaction, will be made by the Adviser in the manner the Adviser considers to be the most equitable and consistent with its fiduciary obligations to the Portfolio and to its other clients. The Manager recognizes that, in some cases, the Adviser’s allocation procedure may limit the size of the position that may be acquired or sold for the Allocated Assets.

  • Accuracy of Orders; Customer Signatures You shall be responsible for the accuracy, timeliness and completeness of any orders transmitted by you on behalf of your customers by any means, including wire or telephone. In addition, you agree to guarantee the signatures of your customers when such guarantee is required by the Company and you agree to indemnify and hold harmless all persons, including us and the Funds’ transfer agent, from and against any and all loss, cost, damage or expense suffered or incurred in reliance upon such signature guarantee.

  • Acceptance of Appointment; Standard of Performance Adviser accepts the appointment as discretionary portfolio manager and agrees to use its best professional judgment to make timely investment decisions for the Fund in accordance with the provisions of this Agreement.

  • Duration of Order You may make an oral stop payment order which will lapse within fourteen (14) calendar days unless confirmed in writing within that time. A written stop payment order is effective for six (6) months and may be renewed in writing from time to time. We do not have to notify you when a stop payment order expires.

  • Drawings Submitted During the Contract Term Where required to develop maintain and deliver diagrams or other technical schematics regarding the scope of work, Contractor shall do so on an ongoing basis at no additional charge, and must, as a condition of payment, update drawings and plans during the Contract term to reflect additions, alterations, and deletions. Such drawings and diagrams shall be delivered to the Authorized User’s representative.

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