Rule 904 definition

Rule 904 means Rule 904 promulgated under the Securities Act.
Rule 904 means Rule 904 promulgated the Securities Act.
Rule 904 means Rule 904 promulgated under the Securities Act, as amended from time to time, or any similar successor rule thereto that may be promulgated by the SEC.

Examples of Rule 904 in a sentence

  • Notwithstanding Sections 2.06(c)(i)(1) and (3) hereof, a beneficial interest in the Regulation S Global Note may not be exchanged for a Certificated Note or transferred to a Person who takes delivery thereof in the form of a Certificated Note prior to the expiration of the applicable Restricted Period therefor, except in the case of a transfer pursuant to an exemption from the registration requirements of the Securities Act other than Rule 903 or Rule 904.

  • The Subscriber further acknowledges that, absent an effective registration under the Securities Act, the Securities may only be offered, sold or otherwise transferred (x) to the Company, (y) outside the United States in accordance with Rule 904 of Regulation S under the Securities Act, or (z) pursuant to an exemption from registration under the Securities Act, including the exemption provided by Rule 144A of the Securities Act.


More Definitions of Rule 904

Rule 904 means Rule 904 under the Securities Act (including any successor rule thereto), as the same may be amended from time to time.
Rule 904 means Rule 904 of Regulation S promulgated by the SEC under the Securities Act.
Rule 904 means Rule 904 under the Securities Act.
Rule 904 means Rule 904 promulgated under the Securities Act, as such Rule may be amended from time to time, or any similar rule or regulation hereafter adopted by the SEC.
Rule 904 means Rule 904 promulgated under the 1933 Act.
Rule 904 means Rule 904 promulgated under Regulation S.
Rule 904 means Rule 904 under the Securities Act (including any successor regulation thereto), as it may be amended from time to time.