1933 Act definition

1933 Act means the Securities Act of 1933, as amended.
1933 Act means the Securities Act of 1933, as amended, and the rules and regulations promulgated thereunder.

Examples of 1933 Act in a sentence

  • To the extent that the applicable laws of the State of Wisconsin, or any of the provisions herein, conflict with the applicable provisions of the 1933 Act, the latter shall control, and nothing herein shall be construed in a manner inconsistent with the 1933 Act or any rule or order of the SEC thereunder.

  • The Units will be offered and sold in reliance upon applicable exemptions from registration under the laws, regulations and policy statements of the United States and the applicable states, specifically relying on the safe harbor under Rule 506(b) of Regulation D, as promulgated under the 1933 Act.

  • The Custodian shall keep such other books and records of the Fund as the Trust shall reasonably request and as shall reasonably assist the Trust in satisfying relevant rules and regulations of the CFTC, NFA, the 1934 Act or the 1933 Act.

  • The Trust has and retains primary responsibility for all compliance matters relating to the Fund, including but not limited to compliance with the 1933 Act, the CEA, the Internal Revenue Code of 1986, the Xxxxxxxx-Xxxxx Act of 2002, the USA Patriot Act of 2001 and the policies and limitations of the Fund relating to its portfolio investments as set forth in its Prospectus and statement of additional information.

  • To the extent that the applicable laws of the State of Minnesota, or any of the provisions herein, conflict with the applicable provisions of the CEA or 1933 Act, the latter shall control, and nothing herein shall be construed in a manner inconsistent with the CEA, 1933 Act or any rule or order of the CFTC, NFA or SEC thereunder.


More Definitions of 1933 Act

1933 Act means the Securities Act of 1933, as amended, and the rules and regulations of the Commission promulgated thereunder.
1933 Act means the United States Securities Act of 1933.
1933 Act means the Securities Act of 1933, together with the rules and regulations promulgated thereunder.
1933 Act means the United States Securities Act of 1933, as amended.
1933 Act shall have the meaning set forth in the recitals.
1933 Act shall have the meaning set forth in the preamble of this agreement.