Prospective Holder definition

Prospective Holder shall have the meaning set forth in Section 4.09(a).
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Prospective Holder. Each prospective purchaser and any subsequent transferee of the Ownership Certificate.
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Prospective Holder shall have the meaning set forth in Section 3.1 l(a).
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Examples of Prospective Holder in a sentence

  • In addition, each Certificate presented or surrendered for registration of transfer and exchange must be accompanied by a representation letter from the Prospective Holder certifying as to the representations set forth in Section 3.11(a), (b) and (c).

  • In addition, each Certificate presented or surrendered for registration of transfer and exchange must be accompanied by a letter from the Prospective Holder certifying as to the representations set forth in Section 3.10(a), (b), and (c).

  • In addition, each Certificate presented or surrendered for registration of transfer and exchange must be accompanied by a representation letter (an "Investment Letter") from the Prospective Holder, in the form of Exhibit C hereto, certifying as to the representations set forth in Section 3.09(a), (b) and (c).

  • Tobias “Conversion of a Post-Dated Bearer Instrument into an Order Instrument by Special Endorsement and the Fate of a Prospective Holder in Due Course” 2009 24 Banking & Finance LR 343 347.

  • In addition, each Certificate presented or surrendered for registration of transfer and exchange must be accompanied by a letter from the Prospective Holder certifying as to the representations set forth in Section 3.11(a), (b), and (c).

  • In addition, each Certificate presented or surrendered for registration of transfer and exchange must be accompanied by a letter from the Prospective Holder certifying as to the representations set forth in Section 3.11(a), (b) and (c).

  • If the Distribution Agent and the Trustee determine that a Prospective Holder has, based on the evidence submitted, established that it is an Unsecured Noteholder, the Distribution Agent will send such Prospective Holder a Distribution Package and the Prospective Holder will be required to complete and return all required documents to the Distribution Agent within a reasonable time of the date of mailing.

  • The provision of documents to be completed and signed by the Unit Holder as referred to in point 12.3 above are Profile of Mutual Funds Investor Form and the supplementing documentation in accordance with the principle of Knowing the Client of Financial Service Provider in the Capital Market as regulated in the Rule of BAPEPAM & LK No.V.D.10, that shall be completed by the Prospective Holder of Participation Units prior to the initial purchase of INVESTA DANA DOLLAR MANDIRI Participation Units.

  • The provision of documents to be completed and signed by the Unit Holder as referred to in point 12.3 above are Profile of Mutual Funds Investor Form and the supplementing documentation in accordance with the principle of Knowing the Client of Financial Service Provider in the Capital Market as regulated in the Rule of BAPEPAM & LK No.V.D.10, that shall be completed by the Prospective Holder of Participation Units prior to the initial purchase of MANDIRI INVESTA DANA SYARIAH Participation Units.


More Definitions of Prospective Holder

Prospective Holder means any person for the benefit of whom an application contemplated in section 26 has been made;
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Prospective Holder. Each prospective purchaser and any subsequent transferee of a Security.
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Prospective Holder. The meaning ascribed to such term in Section 2.06(a) hereof.
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Related to Prospective Holder

  • Octopus Holder means a user of an Octopus who may be an AAVS Account Holder or who has linked his/her Octopus to an AAVS Account in the name of one of his/her family members or friends;

  • Prospective Purchaser shall have the meaning set forth herein in Section 2.2(a).

  • FTR Holder means the PJM Member that has acquired and possesses an FTR.

  • Prospective Owner shall have the meaning set forth in Section 3.10(a).

  • Prospective Transferee means any person to whom a Key Holder proposes to make a Proposed Key Holder Transfer.

  • Non-U.S. Holder means a Holder that is not treated as a United States person for U.S. federal income tax purposes as defined under Section 7701(a)(30) of the Internal Revenue Code of 1986, as amended from time to time.

  • prospective sale means a sale which is intended to be made in the future, upon the occurrence of a stated event, whether or not the occurrence of the event is certain;

  • Eligible Holder means a Limited Partner whose (a) federal income tax status would not, in the determination of the General Partner, have the material adverse effect described in Section 4.9(a)(i) or (b) nationality, citizenship or other related status would not, in the determination of the General Partner, create a substantial risk of cancellation or forfeiture as described in Section 4.9(a)(ii).

  • Holder means a Person in whose name a Security is registered in the Security Register.

  • Effective FTR Holder means:

  • Prospective donor means an individual who is dead or near death and has been determined by a procurement organization to have a part that could be medically suitable for transplantation, therapy, research, or education. The term does not include an individual who has made a refusal.

  • Rights Holder means the holder of the Call Rights.

  • Participating Stockholder means a “Participating Stockholder” under the HBB Stockholders’ Agreement, HY Stockholders’ Agreement and NACCO Stockholders’ Agreement, to the extent the Partnership owns HBB Class B Shares, HY Class B Shares or NACCO Class B Shares. A Partner shall cease to be a Participating Stockholder under this Agreement and shall be deemed to be a Former Partner immediately prior to any event or lapse of time that causes such Partner to no longer be a “Participating Stockholder” under such applicable stockholders’ agreements.

  • Participating Investor any Participating Account, Participating Insurance Company or Participating Plan, including the Account and the Company.

  • Prospective employee means an assessed individual who is anticipated to be hired upon completion of training.

  • Other Holder has the meaning specified in Section 2.2(b).

  • Holder or Unit Holder means the investor for the time being entered in the Register as owner of a Unit including investors jointly so registered pursuant to the provisions of the Trust Deed.

  • Senior Holder means, (i) the Note Holders of Series A until the Secured Obligations in respect of Series A Equipment Notes have been paid in full, (ii) after the Secured Obligations in respect of Series A Equipment Notes have been paid in full, the Note Holders of Series B until the Secured Obligations in respect of Series B Equipment Notes have been paid in full and (iii) after the Secured Obligations in respect of Series B Equipment Notes have been paid in full, the Note Holders of Series C until the Secured Obligations in respect of Series C Equipment Notes have been paid in full.

  • Permitted Transferee Any Transferee of a Residual Certificate other than a Disqualified Organization or Non-United States Person.

  • Qualifying Holder shall have the meaning ascribed thereto in Section 12 hereof.

  • Electing Holder means any holder of Registrable Securities that has returned a completed and signed Notice and Questionnaire to the Company in accordance with Section 3(d)(ii) or 3(d)(iii) hereof.

  • U.S. Holder means a beneficial owner of units, Class A ordinary shares or warrants that is for U.S. federal income tax purposes (i) an individual citizen or resident of the United States, (ii) a corporation (or other entity treated as a corporation for U.S. federal income tax purposes) that is created or organized (or treated as created or organized) in or under the laws of the United States, any state thereof or the District of Columbia, (iii) an estate the income of which is subject to U.S. federal income taxation regardless of its source, or (iv) a trust if (A) a court within the United States is able to exercise primary supervision over the administration of the trust and one or more U.S. persons have the authority to control all substantial decisions of the trust, or (B) it has in effect under applicable U.S. Treasury regulations a valid election to be treated as a U.S. person; and

  • Ineligible Holder is defined in Section 4.8(c).

  • Eligible Shareholder means an existing or new investor of the Company that is eligible at the ACD’s discretion to invest in the Class X Shares upon entering into an agreement with the ACD and fulfilling the eligibility conditions set by the ACD from time to time.

  • Living Holder A Certificate Owner of a Special Retail Certificate other than a Deceased Holder.

  • Participating Holder means any Holder of Registrable Securities that has returned a completed and signed Notice and Questionnaire to the Company in accordance with Section 2(b) hereof.