Potential Underwriter definition

Potential Underwriter means any of Xxxxxxx, Xxxxx & Co., Xxxxxx Xxxxxxx & Co. LLC, UBS Investment Bank, Deutsche Bank Securities Inc., Credit Suisse Securities (USA) LLC, Bank of America Xxxxxxx Xxxxx, Citibank Global Markets Inc., Barclays PLC or X.X. Xxxxxx Securities LLC or any of their Affiliates.
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Examples of Potential Underwriter in a sentence

  • The Company will negotiate and procure to enter into the relevant formal agreements with the Potential Subscriber and the Potential Underwriter (the Company, the Potential Subscriber and the Potential Underwriter are collectively referred to as the “Parties” hereinafter) within 90 days (or such other date as may be agreed by the Parties in writing) from the date of the MOU.

  • The Potential Underwriter is a corporation licensed under the Securities and Futures Ordinance (Chapter 571 of the Laws of Hong Kong) to perform types 1 (dealing in securities), 4 (advising on securities), 6 (advising on corporate finance) and 9 (asset management) of the regulated activities (as defined under the Securities and Futures Ordinance (Chapter 571 of the Laws of Hong Kong)).

  • Shareholders and potential investors of the Company should note that the MOU only sets out the intention of the Company, the Potential Subscriber and the Potential Underwriter, in relation to, among other things, the Subscription and the Open Offer.

  • Upon various discussions in relation to a possible restructuring plan of the Company, the Potential Subscriber and the Potential Underwriter intend to assist and/or invest in the Company so as to achieve a holistic restructuring of the liabilities of the Group.

  • To the best of the knowledge, information and belief of the Directors and having made all reasonable enquiries, the Potential Underwriter and its ultimate beneficial owner are third parties independent of the Company and its connected persons.

  • Nevertheless, on 30 November 2020, the Potential Subscriber and AMC Wanhai Securities Limited as a Potential Underwriter continued the restructuring by entering into a replacement term sheet in relation to the proposed restructuring plan consists of, inter alia, (i) capital restructuring; (ii) share subscription; (iii) proposed open offer; and (iv) creditors’ schemes of arrangement.

  • However, the Potential Underwriter is still interested in support of a possible restructuring plan and may facilitate the Group in its business development for resumption.

Related to Potential Underwriter

  • Principal Underwriter shall have the meanings given them in the 1940 Act.

  • Company Underwriter has the meaning set forth in Section 4(a).

  • IPO Underwriter means each Person named as an underwriter in Schedule I to the IPO Underwriting Agreement who purchases Common Units pursuant thereto.

  • Underwriter means a securities dealer who purchases any Registrable Securities as principal in an Underwritten Offering and not as part of such dealer’s market-making activities.

  • Qualified Independent Underwriter means a “qualified independent underwriter” within the meaning of FINRA Rule 5121.

  • Promoter means a person—

  • Approved Underwriter has the meaning set forth in Section 3(f) of this Agreement.

  • financial undertaking means any of the following entities:

  • affiliated person promoter" and "principal underwriter" as used in the preceding sentence shall have the meanings assigned to each such term in the Investment Company Act of 1940, as amended.

  • Participating Underwriter means any of the original underwriters of the Bonds required to comply with the Rule in connection with offering of the Bonds.

  • Marketed Underwritten Offering means any Underwritten Offering (including a Marketed Underwritten Shelf Take-Down, but, for the avoidance of doubt, not including any Shelf Take-Down that is not a Marketed Underwritten Shelf Take-Down) that involves a customary “road show” (including an “electronic road show”) or other substantial marketing effort by the Company and the underwriters over a period of at least 48 hours.

  • Investment Company means an investment company as defined in the Investment Company Act.

  • Shelf Underwritten Offering shall have the meaning given in subsection 2.1.3.

  • Marketed Underwritten Shelf Take-Down has the meaning set forth in Section 2.02(e).

  • Piggyback Registration shall have the meaning given in subsection 2.2.1.

  • Underwritten Offering means a Registration in which securities of the Company are sold to an Underwriter in a firm commitment underwriting for distribution to the public.

  • Underwritten Takedown means an underwritten public offering of Registrable Securities pursuant to the Resale Shelf Registration Statement, as amended or supplemented.

  • Pending Underwritten Offering means, with respect to any Holder forfeiting its rights pursuant to this Section 4.5(l), any underwritten offering of Registrable Securities in which such Holder has advised the Company of its intent to register its Registrable Securities either pursuant to Section 4.5(a)(ii) or 4.5(a)(iv) prior to the date of such Holder’s forfeiture.

  • Underwritten Shelf Takedown shall have the meaning given in subsection 2.3.3.

  • Underwritten Offering Notice has the meaning set forth in Section 2(b).

  • Managing Underwriter means, with respect to any Underwritten Offering, the book running lead manager of such Underwritten Offering.

  • Adviser means a party furnishing services to the Trust pursuant to any contract described in Article IV, Section 7(a) hereof;

  • Associated Party means, if used to indicate a relationship with a person or company

  • Underwritten Registration or Underwritten Offering A registration in which securities of the Company are sold to an underwriter for reoffering to the public.

  • Underwritten Demand shall have the meaning given in subsection 2.1.3 of this Agreement.