Pacific Mutual and definition

Pacific Mutual and. PEN shall not have any responsibility for the supervision of any registered representative or any other employee or affiliate of Selling Broker-Dealer. If the act or omission of a registered representative or any other employee or affiliate of Selling Broker-Dealer is the proximate cause of any claim, damage or liability (including reasonable attorney's fees) to Pacific Mutual or PEN, Selling Broker-Dealer shall be responsible and liable therefor. Selling Broker-Dealer at all times shall be duly registered as a broker-dealer under the 1934 Act, a member in good standing of the NASD and duly licensed in all states and jurisdictions where required to perform pursuant to this agreement. Selling Broker-Dealer shall fully comply with the requirements of the 1934 Act and all other applicable federal or state laws and with the rules of the NASD. Selling Broker-Dealer shall establish such rules and procedures as may be necessary to cause diligent supervision of the securities activities of the Sub-agents including ensuring compliance with the prospectus delivery requirements of the 1933 Act.
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Examples of Pacific Mutual and in a sentence

  • Dealer and General Agent will promptly notify Pacific Mutual and PEN of any customer complaint or notice of any regulatory investigation or proceeding received by Selling Broker-Dealer, General Agent or their affiliates with respect to Selling Broker-Dealer, General Agent or any Sub-agent in connection with any Contracts distributed under this Agreement or any activity in connection with any such policies.

  • Selling Broker-Dealer and General Agent each agree that no territory is assigned exclusively hereunder and that Pacific Mutual and PEN reserve the right in their discretion to establish one or more agencies in any jurisdiction in which Selling Broker-Dealer and General Agent transact business hereunder.

  • Pacific Mutual and PEN shall not have any responsibility for the training and supervision of any Sub-agent or any other employee of General Agent.

  • Upon termination of this Agreement, Selling Broker-Dealer and General Agent shall each use their best efforts to have all property of Pacific Mutual and PEN in Selling Broker-Dealer, General Agent or Sub-agents' possession promptly returned to Pacific Mutual or PEN, as the case may be.

  • Each application for a Contract shall be made on an application form provided by Pacific Mutual, and all payments collected by Selling Broker-Dealer, General Agent or any registered representative and Sub-agent shall be remitted promptly in full, together with such application form and any other required documentation, directly to Pacific Mutual at the address indicated on such application or to such other address as may be designated by Pacific Mutual.

  • The Selling Broker-Dealer and General Agent are independent contractors with respect to Pacific Mutual and PEN.

  • Subject to the terms and conditions of this Agreement, Pacific Mutual and PEN hereby appoint Selling Broker-Dealer and General Agent for the solicitation of applications for the purchase of the Contracts.

  • Selling Broker-Dealer and General Agent hereby authorize PEN and Pacific Mutual to set off liabilities of Selling Broker-Dealer and General Agent to Pacific Mutual and PEN against any and all amounts otherwise payable to Selling Broker-Dealer or General Agent.

  • Selling Broker-Dealer and General Agent hereby indemnify and hold harmless Pacific Mutual and PEN from any such deficiency and from the costs of collection thereof (including reasonable attorneys' fees).

  • PEN further agrees to furnish regulatory authorities with any information or reports in connection with such services which may be requested in order to ascertain whether the operations of Pacific Mutual and the Separate Account are being conducted in a manner consistent with applicable laws and regulations.

Related to Pacific Mutual and

  • Corporate Headquarters means the location that is the primary center of direction, control and coordination for the company.

  • Forest means an area of land defined by the minimum values for area size, tree crown cover or an equivalent stocking level, and potential tree height at maturity at the place of growth of the trees as specified for each Member State in Annex II. It includes areas with trees, including groups of growing, young, natural trees, or plantations that have yet to reach the minimum values for tree crown cover or an equivalent stocking level or minimum tree height as specified in Annex II, including any area that normally forms part of the forest area but on which there are temporarily no trees as a result of human intervention, such as harvesting, or as a result of natural causes, but which area can be expected to revert to forest;

  • DMC means “Details Marks Certificate”

  • Campus means any place where the college conducts or sponsors educational, public service, or research activities.

  • Colony means a hive and its equipment and appurtenances, including bees, comb, honey, pollen, and brood.

  • POPI means the Protection of Personal Information Act, 4 of 2013;

  • Marriott means Marriott International, Inc.

  • Keystone means Keystone Underwriting Pty Ltd ABN 78 601 944 763 as Corporate Authorised Representative (No. 000468712) of Keystone Underwriting Australia Pty Ltd ABN 59 634 715 674 AFSL 518224 which is acting on behalf of Underwriters.

  • Executive Management means the CEO and the CFO for purposes of administering this Plan.

  • Summit means the Summit of the Heads of State or Government of SADC established by Article 9 of this Treaty;

  • BMR means the EU Benchmarks Regulation (Regulation (EU) 2016/1011). "Non-Approval Event" means, in respect of the Benchmark:

  • Beacon means a highway traffic signal with one or more signal sections that operate in a flashing mode. (ORC 4511.01(KKK))

  • HC or “Housing Credit Program” means the rental housing program administered by the Corporation in accordance with section 42 of the Internal Revenue Code and Section 420.5099, F.S., under which the Corporation is designated the Housing Credit agency for the state of Florida within the meaning of the following:

  • SBD means Standard Bidding Documents.

  • WCB means the Worker’s Compensation Board of British Columbia; and

  • First Horizon First Horizon Home Loan Corporation, a Kansas corporation and an indirect wholly owned subsidiary of First Tennessee National Corporation, a Tennessee corporation. Fitch: Fitch Ratings or any successor thereto. If Fitch is designated as a Rating Agency in the Preliminary Statement, for purposes of Section 11.5(b) the address for notices to Fitch shall be Fitch, Inc., Xxx Xxxxx Xxxxxx Xxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Residential Mortgage Surveillance Group, or such other address as Fitch may hereafter furnish to the Depositor and the Master Servicer.