OTCQX Sponsor definition

OTCQX Sponsor means an attorney or investment bank selected by the Company and approved by OTC Markets Group to serve as the Company’s OTCQX Sponsor, in connection with the qualification of the Company’s securities for trading on OTCQX, having the rights and responsibilities described in (i) these OTCQX Rules for U.S. Companies, (ii) the Application to Serve as an OTCQX Sponsor and (iii) the Agreement to Serve as an OTCQX Sponsor.
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OTCQX Sponsor means a Corporate Broker approved by OTC Markets Group to serve as the Company’s OTCQX Sponsor, in connection with the qualification of the Company’s securities for
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Examples of OTCQX Sponsor in a sentence

  • Each letter shall state that it may be relied upon only by OTC Markets Group for purposes of qualification for trading of the Company’s securities on OTCQX, but not by any other Person or for any other reason, and that the Company and its management are solely responsible for the content of the Information, except that the OTCQX Sponsor is responsible for any disclosure in the Information relating to any conflict of interest that may affect the advice given by the OTCQX Sponsor to the Company.

  • The Company may voluntarily withdraw from OTCQX by providing OTC Markets Group and the Company’s OTCQX Sponsor with a minimum of 24 hours written notice, including the effective date of the Company’s withdrawal.

  • The OTCQX Sponsor has been engaged by the Company to provide this Letter of Introduction to OTC Markets Group.

  • A Company may voluntarily retain an OTCQX Sponsor to provide ongoing advice and services.

  • The OTCQX Sponsor is not currently subject to any sanctions resulting from any disciplinary actions from any U.S., Canadian or other federal or state securities regulator, or from any self-regulatory organization that would prohibit or restrict its ability to serve as an OTCQX Sponsor.

  • A Company that applies to join OTCQX immediately subsequent to delisting from a national securities exchange including the New York Stock Exchange, NYSE MKT or Nasdaq, and is in good standing with the exchange at the time of delisting, is exempt from the requirement to select an OTCQX Sponsor.

  • No fees shall be refunded under any circumstances, including the removal of the Company from OTCQX or the removal of an OTCQX Sponsor from the OTCQX Sponsor List.

  • The OTCQX Sponsor is a U.S. registered broker- dealer and a member in good standing with FINRA.

  • To be eligible to serve as an OTCQX Sponsor, a Corporate Broker must be a FINRA member broker-dealer and must meet the eligibility requirements set forth in Part B of the “Application to Serve as an OTCQX Sponsor,” as applicable.

  • The OTCQX Sponsor has reviewed, for the most recent reporting period, the Company’s disclosure that has been posted via the OTC Disclosure & News Service or EDGAR.

Related to OTCQX Sponsor

  • Underlier Sponsor means S&P Dow Jones Indices LLC.

  • OTCQX means the OTCQX tier of the OTC Markets Group Inc.

  • Pink OTC Markets means the OTC Markets Group Inc. electronic inter-dealer quotation system, including OTCQX, OTCQB and OTC Pink.

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) [replaced by The Companies Act, 2013 (No.18 of 2013)] and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund.

  • Financial Sponsor means any Person, including any Subsidiary of such Person, whose principal business activity is acquiring, holding, and selling investments (including controlling interests) in otherwise unrelated companies that each are distinct legal entities with separate management, books and records and bank accounts, whose operations are not integrated with one another and whose financial condition and creditworthiness are independent of the other companies so owned by such Person.

  • OTC means Over-the-Counter.

  • Bulletin Board means the Over-the-Counter Bulletin Board.

  • Prototype Sponsor Means the entity specified on the Adoption Agreement which sponsors this prototype plan.

  • Retaining Sponsor CREFI, acting as retaining sponsor as such term is defined under Rule 2 of Regulation RR.

  • AML/CFT means anti-money laundering and countering the financing of terrorism;

  • OTC Markets means either OTC QX or OTC QB of the OTC Markets Group, Inc.

  • Sponsoring agency means a child welfare agency licensed to place children in group homes, a county agency speci- fied in s. 48.56 (1), Stats., or the department; which enters into a written contract with the licensee.

  • Fixing Sponsor means the Fixing Sponsor as specified in § 1 of the Product and Underlying Data.

  • OTCQB means the OTCQB Market.

  • Index Sponsor means the sponsor or publisher of an Index.

  • Sponsor shall have the meaning given in the Recitals hereto.

  • School-sponsored media means all student media that are:

  • Benefit Plan Investor means an “employee benefit plan” as defined in Section 3(3) of ERISA that is subject to Title I of ERISA, a “plan” as defined in and subject to Section 4975 of the Code or an entity whose underlying assets include plan assets of any of the foregoing.

  • OTC Bulletin Board means the over-the-counter electronic bulletin board.

  • School-Sponsored Activity means any activity sponsored, recognized or authorized by the Board and includes activities conducted on or off school property.

  • Housing sponsor for purposes of this section, means the

  • Stock Market means a market, or other place at which, or a facility by means of which—

  • Small group market means the health insurance market under which individuals obtain health

  • Plan Sponsor has the meaning assigned to the term “plan sponsor” in Section 3(16)(B) of ERISA.

  • Project Sponsor means an eligible governmental agency receiving program funds pursuant to an approved application.

  • Non-Lead Sponsor means the Note A-2 Holder in its capacity as the sponsor with respect to the Non-Lead Securitization Note in connection with the Non-Lead Securitization.