Examples of OTC market maker in a sentence
That is delivered immediately upon receipt to another exchange mem- ber or OTC market maker that com- plies with the requirements of this sec- tion with respect to that order.
Any system operated by, or on be- half of, an OTC market maker or ex- change market maker that executes customer orders primarily against the account of such market maker as prin- cipal, other than riskless principal.
Any other NMS security for which such member acts in the capac- ity of an OTC market maker and has in effect an election, pursuant to § 242.602(a)(5)(ii), to communicate to its association bids, offers, and quotation sizes for the purpose of making such bids, offers, and quotation sizes avail- able to a vendor.
No vendor may disseminate or display on a terminal or other display device any bid, offer, quotation size, or aggregate quotation size from any na- tional securities exchange or OTC mar- ket maker for any NMS security which is not a subject security with respect to such exchange or OTC market maker.
That is delivered immediately upon receipt to another exchange member or OTC market maker that complies with the requirements of this section with respect to that order.
Any other covered security for which such member acts in the capacity of an OTC market maker and has in effect an election, pursuant to paragraph (b)(5)(ii) of this section, to communicate to its association bids, offers and quotation sizes for the purpose of making such bids, offers and quotation sizes available to quotation vendors.
No quotation vendor may disseminate or display on a terminal or other display device any bid, offer, quotation size, or aggregate quotation size from any exchange or OTC market maker for any covered security which is not a subject security with respect to such exchange or OTC market maker.
Any system operated by, or on behalf of, an OTC market maker or exchange market maker that executes customer orders primarily against the account of such market maker as principal, other than riskless principal.
The term OTC market maker shall mean any dealer who holds itself out as being willing to buy from and sell to its customers, or otherwise, a covered security for its own account on a reg- ular or continuous basis otherwise than on an exchange in amounts of less than block size.
The term OTC market maker shall mean any dealer that holds itself out as being willing to buy from and sell to its customers, or others, in the United States, a national market system secu- rity for its own account on a regular or continuous basis otherwise than on a national securities exchange in amounts of less than block size.