NASD definition

Examples of NASD in a sentence

  • This relief is subject to specific conditions, including the condition that such broker-dealer (whether or not an Authorized Participant) does not, directly or indirectly, receive from the Fund complex any payment, compensation or other economic incentive to promote or sell the Shares of a Fund to persons outside the fund complex, other than non-cash compensation permitted under NASD Rule 2830(l)(5)(A), (B) or (C).

  • This relief is subject to specific conditions, including the condition that such broker- dealer (whether or not an Authorized Participant) does not, directly or indirectly, receive from the Fund complex any payment, compensation or other economic incentive to promote or sell the Shares of a Fund to persons outside the fund complex, other than non-cash compensation permitted under NASD Rule 2830(l)(5)(A), (B) or (C).

  • Telephone conversations betw een Eugene Blier, Attorney, NASD, andThomas Etter, Attorney, Securities and Exchange Commission, June 17,1987.

  • Trading practices and rules of the MSRB closely mirror those of the NASD and SEC.

  • The NASD stated that it published its proposal for comment to its members on August 27,1986 (NASD Notice 86-80).


More Definitions of NASD

NASD shall have the meaning set forth in Section 5(s) hereof.
NASD shall have the meaning set forth in Section 6.9.