NASD definition

Examples of NASD in a sentence

  • Except as set forth in the Registration Statement or Prospectus, neither the Company nor any of its related entities (i) is required to register as a “broker” or “dealer” in accordance with the provisions of the Exchange Act or (ii) directly or indirectly through one or more intermediaries, controls or is a “person associated with a member” or “associated person of a member” (within the meaning of Article I of the NASD Manual administered by FINRA).


More Definitions of NASD

NASD shall have the meaning set forth in Section 5(s) hereof.
NASD means the National Association of Securities Dealers, Inc., NASD Regulation, Inc. and their respective Subsidiaries.
NASD. See Section 5(t).
NASD has the meaning set forth in Section 3(i) hereof.
NASD has the meaning given such term in Section 13(b).