Member Dealer definition

Member Dealer means any dealer who is included in the license approving a local redemption center as issued by the Commissioner.
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Member Dealer shall post conspicuous signage that informs the public of the name, address and hours of operation of the local redemption center;
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Member Dealer means any Dealer who has entered into an agreement with a licensed Redemption Center to manage the redemption of containers sold by that Dealer.
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Examples of Member Dealer in a sentence

  • The Enforcement Committee may institute disciplinary proceedings against any Member, Dealer or Member Representative in respect of any act of misconduct by a Member or employee thereof or any other person for whom the Enforcement Committee deems the Member, or a Dealer or Member Representative to be responsible.

  • Members, Dealers and Member Representatives shall co-operate fully with all investigations (whether or not they are the Member, Dealer or Member Representative under investigation).

  • Where the JSE becomes aware that a Member Dealer has failed to notify the JSE that a person has ceased to be Trader of the Member Dealer, the JSE will cause such Trader’s access to be disabled upon verifying with the Member Dealer that such person has ceased to be a Trader of the Member Dealer.

  • Every Member Dealer who fails to comply with this provision shall be liable to a fine not exceeding Two Hundred Thousand Jamaican Dollars.

  • When a Member Dealer notifies the JSE that a person ceases to be a Trader in accordance with section 1(2), the JSE will cause such Trader’s access to be disabled.

  • The discretionary account agreement must be in writing signed by the client and the Member /Dealer.

  • Member Dealers shall submit to the Jamaica Stock Exchange (“JSE”, “Exchange”), a list of the names of the Traders of the Member Dealer, on a quarterly basis each year on the following dates: January 31st, April 30th, July 31st and October 31st.

  • An allegation of negligence is founded upon the duty of care that is owed by a Member, Dealer or Member Representative to a Client.

  • Each Agreement between Member Dealer and The Webfooters Post Card Club will designate a space area or booth in conformity with the floor plan.

  • On October 8, 2012, PWL was awarded a Member Dealer license to trade listed securities on behalf of itself and its clients on the Jamaica Stock Exchange (“JSE”).


More Definitions of Member Dealer

Member Dealer means any dealer who is included in the license approving a local
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Member Dealer shall maintain membership with at least one redemption center;
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Related to Member Dealer

  • Participating Broker-Dealer has the meaning set forth in the Registration Rights Agreement.

  • Restricted Broker-Dealer Any Broker-Dealer which holds Broker-Dealer Transfer Restricted Securities.

  • Broker-Dealer Any broker or dealer registered under the Exchange Act.

  • Participating Broker-Dealers shall have the meaning set forth in Section 4(a) hereof.

  • Broker-Dealer Subsidiary means any Subsidiary that is registered as a broker-dealer under the Exchange Act or any other applicable law requiring similar registration.

  • Participating Dealer means any licensed broker or dealer and who has entered into a Participation Agreement in form and substance acceptable to the Manager and the Trustee.

  • Broker-Dealer Agreement means this Agreement and any substantially similar agreement between the Auction Agent and a Broker-Dealer.

  • Exchanging Dealer means any Holder (which may include any Initial Purchaser) that is a Broker-Dealer and elects to exchange for New Securities any Securities that it acquired for its own account as a result of market-making activities or other trading activities (but not directly from the Company or any Affiliate of the Company).

  • Regular Dealer means a DBE firm that owns, operates, or maintains a store, warehouse, or other establishment in which the materials supplies, articles, or equipment of the general character described by the specifications and required under the contract are bought, kept in stock, and regularly sold or leased to the public in the usual course of business.

  • Participating Underwriter means any of the original underwriters of the Bonds required to comply with the Rule in connection with offering of the Bonds.

  • Designated Holder means the Holder of Note A-1.

  • Broker Dealer of Record means GWM Limited or any successor or replacement thereto or any other entity appointed as broker dealer of record in accordance with the terms of the Broker Dealer of Record Agreement.

  • Participating Holder means any Holder of Registrable Securities that has returned a completed and signed Notice and Questionnaire to the Company in accordance with Section 2(b) hereof.

  • Selling Holder means a Holder who is selling Registrable Securities pursuant to a Registration Statement.

  • Controlling Holder means, as of any date of determination:

  • Grain dealer means a person engaged in the business of receiving, buying, exchanging, selling, or storing farm produce in this state. The term includes a farm produce trucker, grain merchandiser, or processor. The term does not include a person solely engaged in 1 of the following:

  • Participating member means an eligible employee who elects to participate in the defined contribution retirement plan established under this chapter.

  • Company Underwriter has the meaning set forth in Section 4(a).

  • inter-dealer bond broker means a person or company that is approved by the Investment Industry Regulatory Organization of Canada under its Rule No. 36 Inter-Dealer Bond Brokerage Systems, as amended, and is subject to its Rule No. 36 and its Rule 2100 Inter-Dealer Bond Brokerage Systems, as amended from time to time;

  • Participating Stockholder means a “Participating Stockholder” under the HBB Stockholders’ Agreement, HY Stockholders’ Agreement and NACCO Stockholders’ Agreement, to the extent the Partnership owns HBB Class B Shares, HY Class B Shares or NACCO Class B Shares. A Partner shall cease to be a Participating Stockholder under this Agreement and shall be deemed to be a Former Partner immediately prior to any event or lapse of time that causes such Partner to no longer be a “Participating Stockholder” under such applicable stockholders’ agreements.

  • Exchanging Member means a Member that Exchanges some or all of its Units.

  • Stockholder Associated Person of any stockholder means (A) any person controlling, directly or indirectly, or acting in concert with, such stockholder, (B) any beneficial owner of shares of stock of the Corporation owned of record or beneficially by such stockholder or (C) any person directly or indirectly controlling, controlled by or under common control with such Stockholder Associated Person.

  • FTR Holder means the PJM Member that has acquired and possesses an FTR.

  • IPO Underwriter means each Person named as an underwriter in Schedule I to the Underwriting Agreement who purchases Common Units pursuant thereto.

  • body in which the relevant person has a beneficial interest means a firm in which the relevant person is a partner or a body corporate of which the relevant person is a director, or in the securities of which the relevant person has a beneficial interest;