1940 Act definition

1940 Act means the Investment Company Act of 1940, as amended.

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1940 Act means the Investment Company Act of 1940 and the rules and regulations promulgated thereunder, all as amended from time to time.

1940 Act means the Investment Company Act of 1940 and the rules and regulations thereunder, all as adopted or amended from time to time;

Examples of 1940 Act in a sentence

To the extent that the applicable laws of the State of Delaware conflict with the applicable provisions of the 1940 Act, the latter shall control.
The term “assignment” shall have the meaning set forth in the 1940 Act.
The foregoing requirement that continuance of this Agreement be “specifically approved at least annually” shall be construed in a manner consistent with the 1940 Act and the rules and regulations thereunder.
It may thereafter be continued from year to year only with the approval of a majority of those Trustees of the Fund who are not “interested persons” of the Fund (as defined in the 1940 Act) and have no direct or indirect financial interest in the operation of this Agreement or any agreement related to it (the “Independent Trustees”).
Bank shall use commercially reasonable efforts to provide Customer with such reports as Customer may reasonably request or otherwise reasonably require to fulfill its duties under Rule 38a-l of the 1940 Act or similar legal and regulatory requirements.

More Definitions of 1940 Act

1940 Act means the Investment Company Act of 1940, as amended from time to time (together with its corresponding rules, regulations and any applicable guidance and/or interpretations of the SEC (as defined below) or its staff promulgated thereunder).

1940 Act means the Investment Company Act of 1940 and the rules and regulations thereunder and interpretations thereunder, and any order or orders thereunder which may from time to time be applicable to the Trust. References herein to specific sections of the 1940 Act shall be deemed to include such rules and regulations as are applicable to such sections as determined by the Trustees or their designees;

1940 Act means the US Investment Company Act of 1940, as amended;

1940 Act means the Investment Company Act of 1940, as amended from time to time, and the rules and regulations promulgated thereunder.

1940 Act. The United States Investment Company Act of 1940, as amended from time to time.

1940 Act means the Investment Company Act of 1940, as amended, or any successor statute.

1940 Act means the Investment Company Act of 1940 and the rules and regulations promulgated thereunder.