1940 Act definition

1940 Act means the Investment Company Act of 1940, as amended.

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1940 Act means the Investment Company Act of 1940 and the rules and regulations promulgated thereunder, all as amended from time to time.

1940 Act means the Investment Company Act of 1940 and the rules and regulations thereunder, all as adopted or amended from time to time;

Examples of 1940 Act in a sentence

The execution of this Agreement shall be deemed to constitute the termination as of the Effective Date of any and all prior agreements between an Acquiring Fund and an Acquired Fund that relates to the investment by any Acquiring Fund in any Acquired Fund in reliance on a participation agreement, exemptive order or other arrangement among the parties intended to achieve compliance with Section 12(d)(1) of the 1940 Act (the “Prior Section 12 Agreements”).
This provision shall only apply in connection with any investment made by an Acquiring Fund in an Acquired Fund in excess of the limits in Section 12(d)(1)(A)(i) of the 1940 Act.
Where the effect of a requirement of the 1940 Act reflected in any provision of this Agreement is modified or interpreted by any applicable order or orders of the SEC, any rules or regulations adopted by, or interpretative releases of, the SEC, or any applicable guidance issued by the staff of the SEC, such provision will be deemed to incorporate the effect of such order, rule, regulation, interpretative release, or guidance.
The term “assignment” shall have the meaning set forth in the 1940 Act.
The Sub-Adviser shall maintain such books and records concerning the Account for inspection by the Adviser on behalf of the Fund as are required under the 1940 Act.

More Definitions of 1940 Act

1940 Act means the Investment Company Act of 1940, as amended from time to time (together with its corresponding rules, regulations and any applicable guidance and/or interpretations of the SEC (as defined below) or its staff promulgated thereunder).

1940 Act means the Investment Company Act of 1940 and the rules and regulations thereunder and interpretations thereunder, and any order or orders thereunder which may from time to time be applicable to the Trust. References herein to specific sections of the 1940 Act shall be deemed to include such rules and regulations as are applicable to such sections as determined by the Trustees or their designees;

1940 Act means the US Investment Company Act of 1940, as amended;

1940 Act means the Investment Company Act of 1940, as amended from time to time, and the rules and regulations promulgated thereunder.

1940 Act. The United States Investment Company Act of 1940, as amended from time to time.

1940 Act means the Investment Company Act of 1940, as amended, or any successor statute.

1940 Act means the Investment Company Act of 1940 and the rules and regulations promulgated thereunder.