Exhange Act definition

Exhange Act means Securities Exchange Act of 1934, as amended, and guidance issued thereunder.
Sample 1

Examples of Exhange Act in a sentence

  • We consent to the inclusion therein of our report dated August 9, 2006 in the Annual Report on Form 10-KSB under the Securities Exhange Act of 1934 of Prevention Insurance.

  • ARRIS and MERCK each shall maintain records which shall be complete and accurate and shall 8 _______________________________________________________________________________ * Certain confidential information contained in this document, marked by brackets, has been ommitted and filed separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exhange Act of 1934, as amended.

  • Following the First Commercial Sale of a Licensed Product and during the term of the Agreement, MERCK shall furnish 18 _______________________________________________________________________________ * Certain confidential information contained in this document, marked by brackets, has been ommitted and filed separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exhange Act of 1934, as amended.

  • None of the Issuers or the Targets is subject to the reporting requirements of the Exhange Act or to Item 307 or 308 of Regulation S-K.

  • Lauerman Vice President of Finance November 4, 2002 This certification accompanies the Report pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 and shall not, except to the extent required by the Sarbanes-Oxley Act of 2002, be deemed filed by the Company for purposes of Section 18 of the Securities Exhange Act of 1934, as amended.

  • Please tell us how you have complied with Rule 13e-3(g)(2)(ii) and (iii) when the common stock of the company currently is not registered under the Exhange Act or listed on an exchange.

  • MERCK shall notify ARRIS in writing within [ * ] upon the achievement of 15 _______________________________________________________________________________ * Certain confidential information contained in this document, marked by brackets, has been ommitted and filed separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exhange Act of 1934, as amended.

  • Morton Chairman and Chief Executive Officer November 4, 2002 This certification accompanies the Report pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 and shall not, except to the extent required by the Sarbanes-Oxley Act of 2002, be deemed filed by the Company for purposes of Section 18 of the Securities Exhange Act of 1934, as amended.

  • Except as otherwise provided herein, the term of the Research Program shall commence on the Effective Date and continue for a 9 _______________________________________________________________________________ * Certain confidential information contained in this document, marked by brackets, has been ommitted and filed separately with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exhange Act of 1934, as amended.

Related to Exhange Act

  • Exchange Act means the Securities Exchange Act of 1934, as amended.

  • 1934 Exchange Act means the Securities Exchange Act of 1934 of the United States, as amended, and the rules and regulations thereunder as now in effect or as the same may from time to time be amended, re-enacted or replaced;

  • Exchange Act Regulations means the General Rules and Regulations under the Exchange Act.

  • U.S. Exchange Act means the United States Securities Exchange Act of 1934, as amended;

  • 1934 Act means the Securities Exchange Act of 1934, as amended.

  • Securities Exchange Act means the Securities Exchange Act of 1934, as amended.

  • 1934 Act Regulations means the rules and regulations of the Commission under the 1934 Act.

  • Securities Exchange Act of 1934 means the United States Securities Exchange Act of 1934, as from time to time amended.

  • Commodity Exchange Act means the Commodity Exchange Act (7 U.S.C. § 1 et seq.), as amended from time to time, and any successor statute.

  • Exchange Act Report shall have the meaning assigned to such term in Section 3.3.

  • Exchange Act Reports means any reports on Form 10-D, Form 8-K and Form 10-K filed or to be filed by the Seller with respect to the Issuer under the Exchange Act.

  • SEC Rule means Rule 15c2-12 adopted by the Securities and Exchange Commission under the Securities Exchange Act of 1934.

  • Exchange Act Documents means all forms, proxy statements, registration statements, reports, schedules, and other documents, including all certifications and statements required by the Exchange Act or Section 906 of the Xxxxxxxx-Xxxxx Act with respect to any report that is an Exchange Act Document, filed, or required to be filed, by a Party or any of its Subsidiaries with any Regulatory Authority pursuant to the Securities Laws.

  • Reporting Company means a company that is obligated to file periodic reports under Sections 13 or 15(d) of the Securities Exchange Act.

  • Other Exchange Act Reporting Party With respect to any Other Securitization Trust that is subject to the reporting requirements of the Exchange Act, the trustee, certificate administrator, master servicer, special servicer or depositor under the related Other Pooling and Servicing Agreement that is responsible for the preparation and/or filing of Form 8-K, Form 10-D, Form ABS-EE and Form 10-K with respect to such Other Securitization Trust, as identified in writing to the parties to this Agreement; and, with respect to any Other Securitization Trust that is not subject to the reporting requirements of the Exchange Act, the trustee, certificate administrator, master servicer, special servicer or depositor under the related Other Pooling and Servicing Agreement that is responsible for the preparation and/or dissemination of periodic distribution date statements or similar reports, as identified in writing to the parties to this Agreement.

  • Rule 15c2-12 means Rule 15c2-12 under the Securities Exchange Act of 1934, as amended through the date of this Undertaking, including any official interpretations thereof.

  • Exchange Act Person means any natural person, Entity or “group” (within the meaning of Section 13(d) or 14(d) of the Exchange Act), except that “Exchange Act Person” will not include (i) the Company or any Subsidiary of the Company, (ii) any employee benefit plan of the Company or any Subsidiary of the Company or any trustee or other fiduciary holding securities under an employee benefit plan of the Company or any Subsidiary of the Company, (iii) an underwriter temporarily holding securities pursuant to a registered public offering of such securities, (iv) an Entity Owned, directly or indirectly, by the stockholders of the Company in substantially the same proportions as their Ownership of stock of the Company; or (v) any natural person, Entity or “group” (within the meaning of Section 13(d) or 14(d) of the Exchange Act) that, as of the Effective Date, is the Owner, directly or indirectly, of securities of the Company representing more than 50% of the combined voting power of the Company’s then outstanding securities.

  • 1933 Act Regulations means the rules and regulations of the Commission under the 1933 Act.

  • Exchange Act Filing shall have the meaning set forth in Section 5.1.11(f) hereof.

  • 1940 Act Rules and Regulations means the rules and regulations of the Commission under the 1940 Act.

  • Rule 134 “Rule 164,” “Rule 172,” “Rule 405,” “Rule 415,” “Rule 424,” “Rule 430A,” “Rule 430B,” “Rule 433” and “Rule 462” refer to such rules under the Act.

  • Limited Exchange Act Reporting Obligations The obligations of the Master Servicer under Section 3.16(b), Section 6.02 and Section 6.04 with respect to notice and information to be provided to the Depositor and Article XI (except Section 11.07(a)(1) and (2)).

  • WHFIT Regulations Treasury Regulations section 1.671-5, as amended.

  • SEC Rule 145 means Rule 145 promulgated by the SEC under the Securities Act.

  • SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act.

  • Advisers Act Rules and Regulations means the rules and regulations of the Commission under the Advisers Act.