EEA firm definition

EEA firm means a firm of the kind mentioned in paragraph 5(d) of Schedule 3 to the Financial Services and Markets Act 2000; and
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EEA firm means any of the following if it does... 5A In paragraph 5, “ relevant office ” means—
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EEA firm means a firm which is established in an EEA State (its “home State”) and is authorised by its home State regulator to carry on a regulated activity in that State;
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Examples of EEA firm in a sentence

  • But any other EEA firm type should complete in full all sections of the MLAR described above this table, as it would not be eligible for any reduction in reporting requirements.

  • Where the FSA is requested by a Home State regulator of an EEA firm or a Treaty firm to present a petition for the compulsory winding up of that firm, the FSA will first need to consider whether the presentation of the petition is necessary in order to comply with a Community obligation.

  • When in the Temporary Permissions Regime, the EEA firm will face a choice regarding how to leave the regime.

  • The effect of removing this prohibition in UK law, through this SI, is that for insolvencies which commence after exit day it will be possible for proceedings to be opened by UK courts in respect of a failed EEA firm if the normal UK jurisdictional and insolvency tests have been met.

  • Under section 198 of the Act the FSA has power to apply to court on behalf of the Home State regulator of certain incoming EEA firms for an injunction restraining the incoming EEA firm from disposing of, or otherwise dealing with, any of its assets.

  • Assuming your principal is not an EEA firm, you are required to be registered on the Financial Services Register before you provide payment services.

  • If your principal is an EEA firm, your principal will need to comply with the relevant Home State legislation relating to your appointment.

  • The board consists of representatives from the university administration, local community, the University of Victoria Students Society (UVSS), UVic undergraduate and graduate student representatives.

  • Neither an incoming EEA firm nor an incoming Treaty firm isauthorised by the FCA or PRA when acting as such.

  • Section 195A(contravention by relevant EEA firm etc of directive requirements: home state regulator primarily responsible for securing compliance) is amended as follows.


More Definitions of EEA firm

EEA firm means an undertaking that has its head office or registered office in an EEA State and is regulated under the law of that State which is equivalent to the Principal Act or an enactment in sub-paragraph (3)(b); and
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Related to EEA firm

  • EEA Member Country means any of the member states of the European Union, Iceland, Liechtenstein, and Norway.

  • EEA State means a State which is a Contracting Party to the EEA Agreement;

  • EEA Resolution Authority means any public administrative authority or any person entrusted with public administrative authority of any EEA Member Country (including any delegee) having responsibility for the resolution of any EEA Financial Institution.

  • EEA Agreement means the Agreement on the European Economic Area signed at Oporto on 2nd May 1992 as adjusted by the Protocol signed at Brussels on 17th March 1993;

  • Resolution Authority means an EEA Resolution Authority or, with respect to any UK Financial Institution, a UK Resolution Authority.

  • EEA national means a national of one of the following countries:

  • EEA means the European Economic Area.

  • Advisory Firm means an accounting firm that is nationally recognized as being expert in Covered Tax matters, selected by the Corporation.

  • Independent Firm means a recognized law or accounting firm; provided, however, that such term shall not include any accounting firm that performs or has preformed audit services with respect to Distributing or Controlled.

  • Certification Authority means an entity that certifies the generation, characteristics or Delivery of a REC, or the qualification of a Renewable Energy Facility or Renewable Energy Source under an Applicable Program, may include, as applicable, the Administrator, a GIS, a Governmental Authority, the Verification Provider, one or both of the Parties, an independent auditor, or other third party, and should include (i) if no Applicable Program is specified, the Seller, or the generator of the RECs if the Seller is not the generator, (ii) if the RECs are to be Delivered pursuant to an Applicable Program, the Administrator of the Applicable Program, or such other person or entity specified by the Applicable Program to perform Certification, or (iii) such other person or entity specified by the Parties.

  • CPA Firm has the meaning set forth in Section 2.3(c).

  • EEA migrant worker (“gweithiwr mudol AEE”) means an EEA national who is a worker, other than an EEA frontier worker, in the United Kingdom;

  • Dispute Period shall have the meaning specified in Section 9.3(a).

  • daily firm demand means the peak aggregate daily demand for gas by the Licensee's consumers from time to time which might reasonably be expected after the Licensee had interrupted or reduced the supply of gas toeach consumer to the extent that (otherwise than

  • CFIUS means the Committee on Foreign Investment in the United States.

  • Expedited Dispute Timetable means the timetable set out in paragraph 164 of Call Off Schedule 11 (Dispute Resolution Procedure);

  • EEA Regulations means the Immigration (European Economic Area) Regulations 2006.

  • Expert Determination the process described in Paragraph 6 of Schedule 8.3 (Dispute Resolution Procedure);

  • Audit Firm means a legal person or any other entity, regardless of its legal form, that is approved in accordance with this Directive by the competent authorities of a Member State to carry out statutory audits;

  • UK Resolution Authority means the Bank of England or any other public administrative authority having responsibility for the resolution of any UK Financial Institution.

  • Independent Evaluator A person empowered, pursuant to Section 23.5 (Failure to Reach Agreement) and Section 23.10 (Dispute) of this Agreement, to resolve disputes due to failure of the Parties to agree on a Performance Standards Revision Document.

  • Advisory Firm Letter means a letter, that has been prepared by the Advisory Firm used by the Corporation in connection with the performance of its obligations under this Agreement, which states that the relevant Schedules, notices or other information to be provided by the Corporation to the Members, along with all supporting schedules and work papers, were prepared in a manner that is consistent with the terms of this Agreement and, to the extent not expressly provided in this Agreement, on a reasonable basis in light of the facts and law in existence on the date such Schedules, notices or other information were delivered by the Corporation to the Members.

  • Relevant UK Resolution Authority means any authority with the ability to exercise a UK Bail-in Power.

  • Relevant Resolution Authority means the resolution authority with the ability to exercise any Bail-in Powers in relation to the relevant BRRD Party.

  • EEA Regulated Market means a market as defined by Article 4.1(14) of Directive 2004/39/EC of the European Parliament and of the Council on markets on financial instruments;

  • Technical Dispute has the meaning specified in Section 12.2;