Corporate Professional definition
Examples of Corporate Professional in a sentence
No other provision of this agreement or any other document ZUNDIAO may ask the Client to sign and no statement ZUNDIAO may ask the Client to make derogates from this clause, unless the Client is a "Institutional Professional Investor" or "Corporate Professional Investor" as assessed by ZUNDIAO pursuant to the Code of Conduct For Persons Licensed by or Registered with the SFC, in which case this Clause 18.6 does not apply.
You are a Professional Investor by virtue of being either an Institutional Professional Investor or having been assessed by us as an Eligible Corporate Professional Investor.
Where the Subscriber is a Corporate Professional Investor, it confirms that it has read the document titled “Notice of Treatment as a Corporate Professional Investor” and acknowledges and agrees to being treated as a Corporate Professional Investor for the purposes of the Code of Conduct for Persons Licensed by and Registered with the Securities and Futures Commission (the SFC Code of Conduct).
By ticking the following box ⬜ the Subscriber confirms that it is a Professional Investor as defined under paragraphs (a) to (i) of section 1, Part 1 of Schedule 1 of the Securities and Futures Ordinance, or that it is a Professional Investor as defined under sections 4, 6 and 7 of the Securities and Futures (Professional Investor) Rules (a Corporate Professional Investor).
Attendance at SAC meetings will earn the family 2 volunteer hours.
The Adviser may rely on exemptions from the provisions of the Code referred to in paragraph 15.4 of the Code when dealing with Corporate Professional Investors which meet the criteria of the CPI Assessment.
If a licensed or registered person has complied with paragraph 15.3B, it is exempt from the provisions set out in paragraph 15.5 and may also be exempt from the provisions set out in paragraph 15.4 if it is reasonably satisfied that the Corporate Professional Investor meets the three criteria set out in paragraph 15.3A(b) in relation to the relevant products and markets.
The Manager meets the requirements to be treated as a corporate professional investor (which is falling under section 3(a), (c) and (d) of the Securities and Futures (Professional Investor) Rules, who has passed the Corporate Professional Investors Assessment and have agreed to be treated as a professional investor by returning a signed declaration to indicate such consent.
Name ▇▇▇ ▇▇▇▇▇▇▇▇▇ Job Title Head of Corporate, Professional and Institutional Sales Address ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇▇ ▇▇▇ ▇▇▇ Telephone ▇▇▇▇▇ ▇▇▇▇▇▇ Facsimile n/a Email ▇▇▇.▇▇▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇.▇▇.▇▇ Not used.
Name ▇▇▇ ▇▇▇▇▇▇▇▇▇ Job Title Head of Corporate, Professional & Institutional Sales Address ▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇▇ ▇▇▇ ▇▇▇ Telephone ▇▇▇▇▇ ▇▇▇▇▇▇ Facsimile n/a Email ▇▇▇.▇▇▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇.▇▇.▇▇ Not used.