Commission Rule 144 definition

Commission Rule 144 means Rule 144 promulgated by the Commission under the Securities Act.
Sample 1Sample 2Sample 3
Commission Rule 144 means Rule 144 promulgated by the Commission under the Securities Act, as amended, or any successor provision thereto.
Sample 1Sample 2
Commission Rule 144 means Rule 144 promulgated by the Commission under the Securities Act, as such Rule may be amended from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same effect as such Rule.
Sample 1

Examples of Commission Rule 144 in a sentence

  • Holder’s stock will fall under the Securities and Exchange Commission Rule 144 Restrictions and carry the appropriate stock legend.

  • Outstanding shares of the Company that are restricted may be subject to the requirements of Securities and Exchange Commission Rule 144.

  • In this connection, the Holder represents that it is familiar with Securities and Exchange Commission Rule 144, as presently in effect, and understands the resale limitations imposed thereby and by the Securities Act.

  • In this connection, the Purchaser represents that it is familiar with Commission Rule 144, as presently in effect, and understands the resale limitations imposed thereby and by the Securities Act.

  • After it has saved, print out the page for your records.If the change action completed involved the trade name you must notify the SLPC via e- mail at Sacramento504Servicing@sba.gov that the trade name has been changed.

  • In this connection, PPG represents that it is familiar with Commission Rule 144, as presently in effect, and understands the resale limitations imposed thereby and by the 1933 Act.

  • Any security issued pursuant to this Plan that is not registered under the Securities Act of 1933 or the Alabama Securities Act shall be deemed restricted within the meaning of Securities and Exchange Commission Rule 144, and certificates respecting such shares shall be marked with an appropriate legend indicating applicable restrictions on resale.

  • This policy acknowledges the school’s legal duties under the Equality Act 2010, in respect of safeguarding and in respect of students with special educational needs.

  • In this connection, Seller represents that it is familiar with Securities Exchange Commission Rule 144, as promulgated by the Commission under the Securities Act as such Rule 144 may be amended from time to time or any similar successor rule that may be promulgated by the Commission, and understands the resale limitations imposed thereby and by the Securities Act.

  • Notwithstanding any provision in this Agreement to the contrary, in no event shall any Holder be entitled to request registration or inclusion in any registration pursuant to Article 2, above, after the date on which all Registrable Securities held by such Holder may be sold under Commission Rule 144 during any 90-day period.

Related to Commission Rule 144

  • Common Rule means the "Uniform Administrative Requirements for Grants and Cooperative Agreements to State and Local Governments; Final Rule" originally issued at 53 FR 8034-8103 (March 11, 1988). Other common rules will be referred to by their specific titles.

  • Common Rules means the rules and regulations specified in Schedule [G] to be observed by the Apartment Acquirers for the common, peaceful, effective and harmonious use and enjoyment of the Project;

  • Auction Rules means the West Bengal Minor Mineral (Auction) Rules, 2016.

  • SEC Rule 144 means Rule 144 promulgated by the SEC under the Securities Act.

  • Arbitration Rules means the AAA’s Commercial Arbitration Rules and Mediation Procedures.

  • Rule 144 means Rule 144 promulgated by the Commission pursuant to the Securities Act, as such Rule may be amended from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same effect as such Rule.

  • Mediation Rules As defined in Section 2.03(h)(i).

  • U.S. Risk Retention Rules means the federal interagency credit risk retention rules, codified at 17 C.F.R. Part 246.

  • Farmers market means a marketplace which operates seasonally, principally as a common market for Iowa-produced farm products on a retail basis for consumption elsewhere.

  • Breach Notification Rule means the HIPAA Regulation that is codified at 45 C.F.R. Parts 160 and 164, Subparts A and D.

  • SEC means the Securities and Exchange Commission.

  • Rule 462 refer to such rules under the Act.

  • Rule 424 means Rule 424 promulgated by the Commission pursuant to the Securities Act, as such Rule may be amended or interpreted from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same purpose and effect as such Rule.

  • Public Key means the key of a key pair used to verify a digital signature and listed in the Digital Signature Certificate;

  • SEC Rule 145 means Rule 145 promulgated by the SEC under the Securities Act.