Rule 144(k) definition

Rule 144(k) means Rule 144(k) under the Securities Act (or any successor provision promulgated by the SEC).
Rule 144(k) means Rule 144(k) as promulgated under the Securities Act, or any successor rule.
Rule 144(k) means subsection (k) of Rule 144 under the Act.

Examples of Rule 144(k) in a sentence

  • We agreed to keep this prospectus effective until the earlier of (i) the date on which the shares may be resold by the Selling Stockholders without registration and without regard to any volume limitations by reason of Rule 144(k) under the Securities Act or any other rule of similar effect or (ii) all of the shares have been sold pursuant to this prospectus or Rule 144 under the Securities Act or any other rule of similar effect.

  • The Company shall include in such registration statement all or any part of such Registrable Securities such holder requests to be registered; provided, however, that the Company shall not be required to register any Registrable Securities pursuant to this Section 7(d) that are eligible for sale pursuant to Rule 144(k) of the Securities Act.

  • We have agreed with the selling stockholders to keep the registration statement of which this prospectus constitutes a part effective until the earlier of (1) such time as all of the shares covered by this prospectus have been disposed of pursuant to and in accordance with the registration statement or (2) the date on which the shares may be sold pursuant to Rule 144(k) of the Securities Act.

  • In connection with any transfer of Securities other than pursuant to an effective registration statement or to the Company or pursuant to Rule 144(k), except as otherwise set forth herein, the Company may require the transferor to provide to the Company an opinion of counsel selected by the transferor, the form and substance of which opinion shall be reasonably satisfactory to the Company, to the effect that such transfer does not require registration under the Securities Act.

  • Liquidated Damages will not accrue nor be payable pursuant to this Section 11.4 nor will a Non-Registration Event be deemed to have occurred for times during which Registrable Securities are transferable by the holder of Registrable Securities pursuant to Rule 144(k) under the 1933 Act.


More Definitions of Rule 144(k)

Rule 144(k) means Rule 144(k) under the Securities Act, as such rule may be amended from time to time.
Rule 144(k) means Rule 144(k) as promulgated under the Securities Act.
Rule 144(k) shall have the meaning set forth in Section 2(e)(iii).
Rule 144(k) means subsection (k) of Rule 144 under the Securities Act.
Rule 144(k) means paragraph (k) of Rule 144 promulgated by the SEC pursuant to the Securities Act, as such Rule may be amended from time to time, or any similar rule or regulation hereafter adopted by the SEC having substantially the same purpose and effect as such paragraph.
Rule 144(k). Rule 144(k) promulgated under the Securities Act, as such Rule may be amended from time to time, or any similar rule or regulation hereafter adopted by the SEC.
Rule 144(k) means Rule 144(k) under the 1933 Act (or any successor provision promulgated by the SEC). "Rule 415" means Rule 415 under the 1933 Act (or any successor provision promulgated by the SEC). "SEC" means the Securities and Exchange Commission.