Client Asset Regulations definition

Client Asset Regulations means the Central Bank (Supervision and Enforcement) Act 2013 (Section 48(1)) Client Asset Regulations 2015;
Client Asset Regulations means the provisions of the Central Bank (Supervision and Enforcement) Act 2013 (Section 48(1)) (Investment Firms) Regulations 2017 relating to client assets for firms carrying out MiFID business;
Client Asset Regulations means the Central Bank (Supervision and Enforcement) Act 2013 (Section 48(1) (Investment Firms) Regulations 2017 (S.I. No. 604 of 2017);

Examples of Client Asset Regulations in a sentence

  • The Client Asset Regulations and the Guidance are collectively referred to as the “Regulations”.

  • The manner in which we handle your assets is governed by the Client Asset Regulations (SI No 104 of 2015) issued by the Central Bank of Ireland (“CBI”).

  • This account will be operated in accordance with the Irish Client Asset Regulations 2017.

  • PSIL does however retain responsibility for compliance and regulatory requirements with regard to Client Assets pursuant to the Central Bank’s Client Asset Regulations, as amended, replaced or supplemented from time to time (the “Client Assets Regulations”).

  • To exercise such powers and carry out such other functions as may be delegated by the Board of Directors.

  • Your funds may be held in these accounts which are designated as client accounts and operated in accordance with the Client Asset Regulations set out by the Central Bank.

  • The Client Asset Account is reconciled on a daily basis and is subject to the Client Asset Regulations of the Central Bank of Ireland.

  • The social worker is expected to find out more about alcohol problems and help clients positively.

  • PSIL does however retain responsibility for compliance and regulatory requirements with regard to Client Assets pursuant to the Client Asset Regulations, as amended, replaced or supplemented from time to time (the “Client Assets Regulations”).

  • The Central Bank (Supervision and Enforcement) Act 2013 (Section 48(1)) Investor Money Regulations 2015 for Fund Service Providers and the Central Bank (Supervision and Enforcement) Act 2013 (Section 48(1)) Client Asset Regulations 2015 for Investment Firms came into effect on 1 July 2016.


More Definitions of Client Asset Regulations

Client Asset Regulations means the “client asset regulations” promulgated by the CBI.
Client Asset Regulations means the Central Bank (Supervision and Enforcement) Act 2013 (Section 48(1) Client Asset Regulations 2015 for Investment Firms (S.I. No. 104 of 2015) (as amended). To be replaced in 2018 by the revised Central Bank (Supervision and Enforcement) Act 2013 (Section 48 (1)) (Investment Firms) Regulations 2017.

Related to Client Asset Regulations

  • Plan Asset Regulations means 29 CFR § 2510.3-101 et seq., as modified by Section 3(42) of ERISA, as amended from time to time.