MiFID Business definition

MiFID Business means investment services and activities and, where relevant, Ancillary Services carried on by a MiFID investment firm (as set out in Annex I, Section B of MiFID II);
Sample 1Sample 2Sample 3
MiFID Business means "investment services and activities" and "ancillary services" as such terms are defined and used in MiFID;
Sample 1Sample 2
MiFID Business means “investment services and activities” and “ancillary services” as such terms are defined and used in the Applicable Regulations implementing MiFID into German law;
Sample 1Sample 2

Examples of MiFID Business in a sentence

  • This policy sets out the Bank’s arrangements in connection with the identification, documentation, escalation and management of Conflicts of Interest, including where such Conflicts of Interest arise in the context of MiFID Business.

  • Prior to the economic embargo by Russia, we projected real GDP growth of 10 percent in 2007.

  • Where applicable, such Conflicts of Interest are cross- referenced against the relevant MiFID Business.

  • SummaryThis policy sets out the Bank’s arrangements in connection with the identification, documentation, escalation and management of Conflicts of Interest, including where such Conflicts of Interest arise in the context of MiFID Business.

  • In respect of any FX Transactions entered into, Services provided, or MiFID Business performed by The Bank of New York Mellon SA/NV with or to you under these Terms, where you are acting for or on behalf of an Underlying Principal, for the purposes of client classification under the Conduct of Business Rules, only the Underlying Principal shall be The Bank of New York Mellon SA/NV's client.

  • The posting of written political material under this section is not a violation of Title 21-A, section 32 or Title 21-A, section 674, subsection 1, paragraph C.[PL 1993, c.

  • The Company strives to place fully competent and high performing executives at the median level of compensation no later than two to three years after attaining their position.

  • MiFID Business – Details on whether the applicant firm will be conducting MiFID business.

  • MiFID Business If it is not possible to categorise LAPFs as per se professional clients as proposed above, we would prefer Option A (retention of existing criteria).

  • For example, advising a target company and financing an acquiring company, where an agreement may be made with each Customer that this will only continue as long as the acquisition is on a friendly and agreed basis and with no other bidders involved.Where the Group is conducting MiFID Business, the rules do not allow disclosure of CoI to a Customer as the only means of managing CoI, except as a last resort.


More Definitions of MiFID Business

MiFID Business means the services and activities set out in Annex I of MiFID;
Sample 1Sample 2
MiFID Business means the investment services and activities listed in Part 1 of Schedule 1 relating to any of the investments referred to in Part 3 of Schedule 1 of, the MiFID Regulations"
Sample 1

Related to MiFID Business

  • food business means any undertaking, whether for profit or not and whether public or private, carrying out any of the activities related to any stage of production, processing and distribution of food;

  • Covered Business means (A) during the term, any business in which the Company is engaged and (B) after the Term, any business in which the Company was engaged as of the end of the Term.

  • Licensed Business means the activities connected with the conveyance of

  • Excluded Business has the meaning set forth in Section 6.10.

  • Specified Business means a business of a kind prescribed by the regulations to be a specified business; tenant, in relation to a lease, means the person who, under the lease, is or would be entitled to occupy the premises the subject of the lease; Tribunal means the State Administrative Tribunal;

  • Transferred Business has the meaning ascribed to such term in the Separation Agreement.

  • Excluded Businesses means Business types which are excluded from application for an Inter-Community Business Licence and includes those Business types referred to in Schedule “A”.

  • Qualified business means an eligible business that:

  • the Business means the usual work and activities carried on by the Insured pertaining to his business as specified in the Schedule and no others.

  • Alarm business means the business by any individual, partnership, corporation, or other entity of selling, leasing, maintaining, servicing, repairing, altering, replacing, moving or installing any alarm system or causing to be sold, leased, maintained, serviced, repaired, altered, replaced, moved or installed any alarm system in or on any building, structure or facility.

  • Subject Business means the policy or policies that are the subject of the Insurance Business Transfer Plan.

  • Retained Business means any business now, previously or hereafter conducted by Seller or any of its Subsidiaries or Affiliates other than the Business.

  • Authorized business means 1 of the following:

  • Associated Business means a business that owns at least 50% of and controls, directly or indirectly, an authorized business.

  • Company Business means the business of the Company and its Subsidiaries as presently conducted.

  • Parent Business shall have the meaning set forth in the Separation and Distribution Agreement.

  • Retained Businesses means all businesses now, previously or hereafter conducted by Parent, the Sellers or any of their Subsidiaries or Affiliates, other than the Business.

  • Restricted business operations means business operations in Sudan that include power production activities, mineral extraction activities, oil-related activities, or the production of military equipment, as those terms are defined in the Sudan Accountability and Divestment Act of 2007 (Pub. L. 110-174). Restricted business operations do not include business operations that the person (as that term is defined in Section 2 of the Sudan Accountability and Divestment Act of 2007) conducting the business can demonstrate—

  • Cannabis business means any business activity involving cannabis, including but not limited to cultivating, transporting, distributing, manufacturing, compounding, converting, processing, preparing, storing, packaging, delivering, testing, dispensing, retailing and wholesaling of cannabis, of cannabis products or of ancillary products and accessories, whether or not carried on for gain or profit.

  • Acquired Business means the entity or assets acquired by the Borrower or another Loan Party in an Acquisition, whether before or after the date hereof.

  • Micro Business means a company which either:

  • food business operator means the natural or legal persons responsible for ensuring that the requirements of food law are met within the food business under their control;

  • Generation Business means the licensed business (if any) of the Licenseeand any affiliate or related undertaking of the Licensee in the generation of electricity or the provision of Ancillary Services;

  • Disadvantaged Business means a small business concern: (a) which is at least 51 percent owned by one or more socially and economically disadvantaged individual(s) or in the case of any publicly owned business, at least 51 percent of the stock of which is owned by one or more socially and economically disadvantaged individual(s); and (b) whose management and daily business operations are controlled by one or more of the socially and economically disadvantaged individual(s) who own it. It is important to note that the business owners themselves must control the operations of the business. Absentee ownership or title ownership by an individual who does not take an active role in controlling the business is not consistent with eligibility as a DBE under CFR 49 Part 26.71.

  • Related Business means any business that is related, ancillary or complementary to the businesses of the Company and the Restricted Subsidiaries on the Issue Date.

  • Related Business Assets means assets (other than cash or Cash Equivalents) used or useful in a Similar Business; provided that any assets received by the Issuer or a Restricted Subsidiary in exchange for assets transferred by the Issuer or a Restricted Subsidiary shall not be deemed to be Related Business Assets if they consist of securities of a Person, unless upon receipt of the securities of such Person, such Person would become a Restricted Subsidiary.