Broker Firm definition

Broker Firm means a person who is acting as a broker or performing an equivalent agency function on behalf of another person. The Clearing Firm is responsible for approving Broker Firms for such person pursuant to the applicable User ID Request Form.
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Broker Firm means the employer of a Broker. Brokers 1 and 2 worked at two different Broker Firms.
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Broker Firm. ATT: ADDRESS: PHONE: EMAIL: SETTLEMENT 30 45 OOB FOX PM PTY LTD LIC 18402180 ACN 616 488 807 xxxxx.xxx.xx xxxxx@xxxxx.xxx.xx OTHER DEPOSIT 5% 10% METHOD: NOTES IDENTIFICATION PURCHASER 1 PURCHASER 2 BUYERS AGENT
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Examples of Broker Firm in a sentence

  • Delivery versus payment (DvP) settlement is available for Applicants under the Broker Firm Offer.

  • By making an Application, you declare that you were given access to this Prospectus, together with a Broker Firm Application Form.

  • Davidson Bogel Real Estate, LLC 9004427 xxxx@xx0xx.xxx 214-526-3626 Licensed Broker /Broker Firm Name or Primary Assumed Business Name License No. Email Phone Xxxxxxx Xxxxxx Xxxxx XX 598526 xxxxxx@xx0xx.xxx 214-526-3626 Designated Broker of Firm License No. Email Phone Xxxxx Xxxxxxxx XX.

  • Applicants under the Broker Firm Offer must not send their Broker Firm Application Forms to the Company or Registry.

  • Broker Firm Application Forms must be completed in accordance with the instructions given to you by your Broker and the instructions set out on the reverse of the Broker Firm Application Form.

  • It is possible for Applications from Broker Firm Applicants to be scaled back by a Syndicate Broker.

  • Applicants under the Broker Firm Offer must pay their Application Monies in accordance with instructions from their Broker.

  • Davidson Bogel Real Estate, LLC 9004427 xxxx@xx0xx.xxx 214-526-3626 Licensed Broker /Broker Firm Name or Primary Assumed Business Name License No. Email Phone Xxxxxxx Xxxxxx Xxxxx XX 598526 xxxxxx@xx0xx.xxx 214-526-3626 Designated Broker of Firm License No. Email Phone Xxxxx Xxxxxxxx, XX.

  • Applicants who have been offered a firm allocation by a Broker will be treated as Applicants under the Broker Firm Offer in respect of that allocation.

  • Applicants under the Broker Firm Offer must complete their Broker Firm Application Form and pay their Application Monies to their Broker in accordance with the relevant Broker’s directions in order to receive their firm allocation.


More Definitions of Broker Firm

Broker Firm means a firm that employed Brokers. “CHF” means Swiss Franc.‌
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Broker Firm means the employer of a Broker. Three Broker Firms are referred to in this Notice, from Broker Firm A to C.
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Broker Firm means firm that employed Brokers. Three Broker Firms are specifically referred to in this notice, from Broker Firm 1 to 3.
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Broker Firm means a person described in Section 1a(12)(B) of the Commodity Exchange Act (“CEA”), as amended (“CEA”), who is acting as a broker or performing an equivalent agency function on behalf of another person described in Section 1a(12)(A) or 1a(12)(C) of the CEA. The Clearing Firm is responsible for approving Broker Firms for such person pursuant to Schedule 2 to the Eris Exchange Clearing Firm Agreement.
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Broker Firm means a firm that employed Brokers. Broker Firm 1 is specifically referred to in this Notice and is the same firm as Broker Firm 1 in the RBS Final Notice;
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Related to Broker Firm

  • Selling Firm has the meaning given to it in Section 2(1);

  • Independent Financial Advisor means an accounting, appraisal, investment banking firm or consultant to Persons engaged in Similar Businesses of nationally recognized standing that is, in the good faith judgment of the Company, qualified to perform the task for which it has been engaged.

  • Independent Financial Adviser means an independent financial institution of international repute appointed by the Company at its own expense.

  • Professional Investor means an investor who possesses the experience, knowledge and expertise to make its own investment decisions and properly assess the risks that it incurs. Professional investors include, among others, entities which are required to be authorised or regulated to operate in the financial markets, large undertakings, and other institutional investors whose main activity is to invest in financial instruments;

  • Broker means any person engaged in the business of effecting transactions in securities for the account of others.

  • Designated Broker means the financial services firm or other agent designated by the Company to maintain ESPP Share Accounts on behalf of Participants who have purchased shares of Common Stock under the Plan.

  • investment firm means any legal person whose regular occupation or business is the provision of one or more investment services to third parties and/or the performance of one or more investment activities on a professional basis;