The Nasdaq Global Select Market. The Common Stock is registered pursuant to Section 12(b) or 12(g) of the Exchange Act and is listed on The NASDAQ Global Select Market, and the Company has taken no action designed to, or likely to have the effect of, terminating the registration of the Common Stock under the Exchange Act or delisting the Common Stock from The NASDAQ Global Select Market, nor has the Company received any notification that the Commission or the National Association of Securities Dealers, Inc. (the “NASD”) is contemplating terminating such registration or listing.
The Nasdaq Global Select Market. The Shares and the shares of Common Stock to be issued and sold pursuant to the Forward Agreements shall have been approved for inclusion on The NASDAQ Global Select Market, subject only to official notice of issuance.
The Nasdaq Global Select Market. The Company’s Common Stock is listed on The Nasdaq Global Select Market, and there are no proceedings to revoke or suspend such listing.
The Nasdaq Global Select Market. The Common Stock has been registered pursuant to Section 12(b) of the 1934 Act and the outstanding Common Stock is listed on The Nasdaq Global Select Market. The Company has not taken any action designed to or likely to have the effect of terminating the registration of the Common Stock under the 1934 Act or de-listing the Common Stock from The Nasdaq Global Select Market, nor has the Company received any notification that the Commission or The Nasdaq Global Select Market is contemplating terminating such registration or listing. The Securities to be sold by the Company hereunder have been approved for listing, subject only to official notice of issuance, on The Nasdaq Global Select Market.
The Nasdaq Global Select Market. The Common Stock is registered pursuant to Section 12(b) or 12(g) of the Exchange Act. FivePrime has taken no action designed to terminate the registration of the Common Stock under the Exchange Act and FivePrime has not received any notification that the SEC is contemplating terminating such registration. The Common Stock is listed on The Nasdaq Global Select Market, and there are no proceedings pending or, to the knowledge of FivePrime, threatened to revoke or suspend such listing or the listing of the Shares. FivePrime is in compliance in all material respects with the requirements of Nasdaq for continued listing of the Common Stock thereon and any other Nasdaq listing and maintenance requirements.
The Nasdaq Global Select Market has granted its approval to the listing and trading on the NASDAQ Global Select Market of all the shares proposed to be issued by the Listco;
The Nasdaq Global Select Market. The Ordinary Shares are listed on The Nasdaq Global Select Market, and to the Company’s knowledge, there are no proceedings to revoke or suspend such listing or the listing of the Shares. The Company is in compliance with the requirements of Nasdaq for continued listing of the Ordinary Shares thereon and any other Nasdaq listing and maintenance requirements. WEST\240753191.10
The Nasdaq Global Select Market. The Securities to be sold by the Company are duly authorized for listing, subject to official notice of issuance, on The Nasdaq Global Select Market.
The Nasdaq Global Select Market shall have approved the Units for listing, subject only to official notice of issuance.
The Nasdaq Global Select Market. The Shares shall have been listed and authorized for trading on the Nasdaq Global Select Market.
