Rule 424(b) definition

Rule 424(b) means Rule 424(b) of the 1933 Act Regulations.
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Rule 424(b) means Rule 424(b) promulgated by the Commission pursuant to the Securities Act, as such Rule may be amended or interpreted from time to time, or any similar rule or regulation hereafter adopted by the Commission having substantially the same purpose and effect as such Rule.
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Rule 424(b) means Rule 424(b) of the Securities Act Regulations.
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Examples of Rule 424(b) in a sentence

  • The Company, if required by the rules and regulations of the Commission, shall file the Prospectus with the Commission pursuant to Rule 424(b).

  • The Company shall effect all filings required under Rule 424(b) of the Securities Act Regulations, in the manner and within the time period required by Rule 424(b) (without reliance on Rule 424(b)(8)), and shall take such steps as it deems necessary to ascertain promptly whether the form of prospectus transmitted for filing under Rule 424(b) was received for filing by the Commission and, in the event that it was not, it will promptly file such prospectus.

  • Additionally, the Company agrees that it shall comply with the provisions of Rules 424(b), 430A, 430B and 430C, as applicable, under the Securities Act, including with respect to the timely filing of documents thereunder, and will use its reasonable efforts to confirm that any filings made by the Company under such Rule 424(b) are received in a timely manner by the Commission.

  • Additionally, the Company agrees that it shall comply with the provisions of Rules 424(b) and 430A, as applicable, under the Securities Act, including with respect to the timely filing of documents thereunder and will confirm that any filings made by the Company under such Rule 424(b) were received in a timely manner by the Commission.

  • The Prospectus containing the Rule 430A Information shall have been filed with the Commission in the manner and within the time frame required by Rule 424(b) (without reliance on Rule 424(b)(8)) or a post-effective amendment providing such information shall have been filed with, and declared effective by, the Commission in accordance with the requirements of Rule 430A.


More Definitions of Rule 424(b)

Rule 424(b) means Rule 424(b) promulgated under the Securities Act, as such Rule may be amended from time to time.
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Rule 424(b). “Rule 430A” and “Rule 462(b)” refer to such rules under the 1933 Act.
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Rule 424(b) and “Rule 430A” refer to such rules under the Act.
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Rule 424(b) has the meaning set out on page 2 hereof;
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Rule 424(b). Rule 424(b) promulgated by the Commission under the Securities Act or any successor to such Rule.
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Rule 424(b) has the meaning set forth in Section 3.01.
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Rule 424(b) means Rule 424(b) as promulgated by the SEC under the Securities Act, as amended from time to time, and any successor rule or regulation thereto.
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