Rule 462(b) Registration Statement definition

Rule 462(b) Registration Statement means a registration statement and any amendments thereto filed pursuant to Rule 462(b) relating to the offering covered by the registration statement referred to in Section 1(a) hereof.
Rule 462(b) Registration Statement means any registration statement prepared by the Company registering additional Securities, which was filed with the Commission on or prior to the date hereof and became automatically effective pursuant to Rule 462(b) promulgated by the Commission pursuant to the Securities Act.
Rule 462(b) Registration Statement means any registration statement filed with the Commission pursuant to Rule 462(b) under the Act (including the Registration Statement and any Preliminary Prospectus or Prospectus incorporated therein at the time such Registration Statement becomes effective); the term "Registration Statement" includes both the Original Registration Statement and any Rule 462(b) Registration Statement; the term "Preliminary Prospectus" means each prospectus subject to completion filed with such registration statement or any amendment thereto (including the prospectus subject to completion, if any, included in the Registration Statement or any amendment thereto at the time it was or is declared effective); the term "Prospectus" means:

Examples of Rule 462(b) Registration Statement in a sentence

  • No stop order preventing or suspending the effectiveness of the Registration Statement, or any Rule 462(b) Registration Statement is in effect and no proceedings for such purpose have been instituted or are pending or, to the knowledge of the Company, are contemplated or threatened by the Commission.


More Definitions of Rule 462(b) Registration Statement

Rule 462(b) Registration Statement means a registration statement and any amendments thereto filed pursuant to Rule 462(b) relating to the offering covered by the registration statement referred to in Section 1(a) hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the enclosed duplicate hereof, whereupon this letter and your acceptance shall represent a binding agreement between the Depositor and you. Very truly yours, ALLY AUTO ASSETS LLC By: /s/ Xxxx X. Xxxxxx Name: X. X. Xxxxxx Title: President ALLY BANK By: /s/ Xxxx X. Xxxxxx Name: X. X. Xxxxxx Title: Chief Financial Officer The foregoing Underwriting Agreement is hereby confirmed and accepted as of the date first above written by the undersigned acting on their own behalf and as a Representative of the several Underwriters. CITIGROUP GLOBAL MARKETS INC. By: /s/ Xxxxxx Xxxxxxx Name: Xxxxxx Xxxxxxx Title: Director The foregoing Underwriting Agreement is hereby confirmed and accepted as of the date first above written by the undersigned acting on their own behalf and as a Representative of the several Underwriters. X.X. XXXXXX SECURITIES LLC By: /s/ Xxxxx Xxxx Name: Xxxxx Xxxx Title: Vice President The foregoing Underwriting Agreement is hereby confirmed and accepted as of the date first above written by the undersigned acting on their own behalf and as a Representative of the several Underwriters. RBC CAPITAL MARKETS, LLC By: /s/ Xxxxxxxx Xxxxxx Name: Xxxxxxxx Xxxxxx Title: Authorized Signatory SCHEDULE 1 Underwriters Class A-1 Notes Class A-2 Notes Class A-3 Notes Class A-4 Notes Total Citigroup Global Markets Inc. $ 42,000,000 $ 67,500,000 $ 72,000,000 $ 42,828,000 $ 224,328,000 X.X. Xxxxxx Securities LLC $ 42,000,000 $ 67,500,000 $ 72,000,000 $ 42,828,000 $ 224,328,000 RBC Capital Markets, LLC $ 42,000,000 $ 67,500,000 $ 72,000,000 $ 42,828,000 $ 224,328,000 Barclays Capital Inc. $ 2,800,000 $ 4,500,000 $ 4,800,000 $ 2,855,200 $ 14,955,200 Credit Agricole Securities (USA) Inc. $ 2,800,000 $ 4,500,000 $ 4,800,000 $ 2,855,200 $ 14,955,200 PNC Capital Markets LLC $ 2,800,000 $ 4,500,000 $ 4,800,000 $ 2,855,200 $ 14,955,200 SG Americas Securities, LLC $ 2,800,000 $ 4,500,000 $ 4,800,000 $ 2,855,200 $ 14,955,200 UBS Securities LLC $ 2,800,000 $ 4,500,000 $ 4,800,000 $ 2,855,200 $ 14,955,200 Sch. 1-1 SCHEDULE 2 Class Interest Rate Purchase Price Class A-1 0.25414% 99.95000% Class A-2 0.67% 99.79889% Class A-3 1.18% 99.74977% Class A-4 1.98% 99.67015% SCHEDULE 3 Issuer Free Writin...
Rule 462(b) Registration Statement means a registration statement filed by the Company pursuant to Rule 462(b) for the purpose of registering any of the Securities under the 1933 Act, including the documents and other information incorporated or deemed to be incorporated by reference therein and the Rule 430B Information.
Rule 462(b) Registration Statement means a registration statement and any amendments thereto filed pursuant to Rule 462(b) relating to the offering covered by the registration statement referred to in Section 1(a) hereof. If the foregoing is in accordance with your understanding of our agreement, please sign and return to us the enclosed duplicate hereof, whereupon this letter and your acceptance shall represent a binding agreement among the Company Parties and the Underwriters. Very truly yours, SEADRILL MEMBER LLC By: /s/ Xxxxxx Xxxxxxxx Name: Xxxxxx Xxxxxxxx Title: Authorized Person SEADRILL PARTNERS LLC By: /s/ Xxxxxx Xxxxxxxx Name: Xxxxxx Xxxxxxxx Title: Authorized Person Signature Page to Underwriting Agreement SEADRILL OPERATING GP LLC By: /s/ Xxxxxx Xxxxxxxx Name: Xxxxxx Xxxxxxxx Title: Authorized Person SEADRILL OPERATING LP By: Seadrill Operating GP LLC Its General Partner By: /s/ Xxxxxx Xxxxxxxx Name: Xxxxxx Xxxxxxxx Title: Authorized Person SEADRILL CAPRICORN HOLDINGS LLC By: /s/ Xxxxxx Xxxxxxxx Name: Xxxxxx Xxxxxxxx Title: Authorized Person SEADRILL PARTNERS OPERATING LLC By: /s/ Xxxxxx Xxxxxxxx Name: Xxxxxx Xxxxxxxx Title: Authorized Person Signature Page to Underwriting Agreement The foregoing Agreement is hereby confirmed and accepted as of the date first above written. XXXXXX XXXXXXX & CO. LLC By: /s/ Xxxxx X. Xxxxx Name: Xxxxx X. Xxxxx Title: Executive Director Signature Page to Underwriting Agreement XXXXXXX LYNCH, PIERCE, XXXXXX & XXXXX INCORPORATED By: /s/ Pei-Tse Wu Name: Pei-Tse Wu Title: Managing Director Signature Page to Underwriting Agreement SCHEDULE I Underwriters Number of Units to be Purchased Xxxxxxx Lynch, Pierce, Xxxxxx & Xxxxx Incorporated 3,050,000 Xxxxxx Xxxxxxx & Co. LLC 3,050,000 Total 6,100,000 SCHEDULE II Schedule of Free Writing Prospectuses included in the Disclosure Package NONE SCHEDULE III Parties to Deliver Lock-Up Agreements
Rule 462(b) Registration Statement means any registration statement prepared by the Company registering additional Closing Securities, which was filed with the Commission on or prior to the date hereof and became automatically effective pursuant to Rule 462(b) promulgated by the Commission pursuant to the Securities Act.
Rule 462(b) Registration Statement means any registration statement filed to register the offer and sale of the Securities pursuant to Rule 462(b) under the 1933 Act.
Rule 462(b) Registration Statement means a registration statement and any amendments thereto filed pursuant to Rule 462(b) relating to the offering covered by the registration statement referred to in Section 5(a) hereof.
Rule 462(b) Registration Statement means any registration statement filed pursuant to Rule 462(b) of the Rules and Regulations, and after such filing, the term "Registration Statement" shall include the Rule 462(b) Registration Statement; and "Prospectus" means such final prospectus, as first filed with the Commission pursuant to paragraph (1) or (4) of Rule 424(b) of the Rules and Regulations. The Commission has not issued any order preventing or suspending the use of any Preliminary Prospectus.