Responsibility for Self-Directed Transactions Clause Samples

Responsibility for Self-Directed Transactions. You understand that because your Account is self-directed, you are solely responsible for any and all transactions in to or out of the Account and you agree and acknowledge that all transactions initiated by you or on your behalf are unsolicited and based on your own decisions or the decision of your duly authorized representative or agent. Accordingly, you agree that neither Synapse Brokerage nor any of its employees, agents, Affiliates, principals, or representatives: ● provide investment advice in connection with this Account; ● recommend any security, transaction or order; ● solicit orders in any security; ● act as a market maker in any security; ● make discretionary trades; and produce or provide first-party research providing a specific investment strategies such as buy, sell or hold recommendations, first-party ratings and/or price targets. To the extent research materials or similar information are provided by us and available through Synapse Brokerage’s website or the websites of any entity controlled by, controlling, or under common control with Synapse Brokerage (such entity, an "Affiliate"), you understand that these materials are intended for informational and educational purposes only and they do not constitute a recommendation to enter into any transactions or to engage in any investment strategies.
Responsibility for Self-Directed Transactions. You understand that because your Account is self-directed, you are solely responsible for any and all transactions in to or out of the Account and you agree and acknowledge that all transactions initiated by you or on your behalf are unsolicited and based on your own decisions or the decision of your duly authorized representative or agent. Accordingly, you agree that neither us, Synapse nor any of our respective employees, agents, Affiliates, principals, or representatives: (i) provide investment advice in connection with this Account; (ii) recommend any security, transaction or order; (iii) solicit orders in any security; (iv) act as a market maker in any security; (v) make discretionary trades; and produce or provide first-party research providing a specific investment strategies such as buy, sell or hold recommendations, first-party ratings and/or price targets.