Referral Fees. If Client was introduced to Advisor through a Solicitor or Promoter, Advisor may pay that Solicitor or Promoter a referral fee in accordance with Rule 206(4)-3 of the Investment Advisers Act of 1940. The referral fee shall be paid solely from Advisor’s compensation as defined in this Agreement, and shall not result in any additional charge to Client. Client acknowledges receipt of the written disclosure statement disclosing the terms of the solicitation arrangement between Advisor and the Solicitor, including the compensation to be received by the Solicitor from Advisor.
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Samples: Private Advisor Group
Referral Fees. If the Client was introduced to the Advisor through a Solicitor or PromoterSolicitor, the Advisor may pay that Solicitor or Promoter a referral fee in accordance with Rule 206(4)-3 of the Investment Advisers Act of 1940. The referral fee shall be paid solely from Advisor’s compensation Adviser Compensation as defined in this Agreement, and shall not result in any additional charge to the Client. The Client acknowledges receipt of the written disclosure statement disclosing the terms of the solicitation arrangement between the Advisor and the Solicitor, including the compensation to be received by the Solicitor from the Advisor.
Appears in 1 contract
Samples: Investment Advisory Agreement
Referral Fees. If the Client was introduced to the Advisor through a Solicitor or PromoterSolicitor, the Advisor may pay that Solicitor or Promoter a referral fee in accordance with Rule 206(4)-3 of the Investment Advisers Advisors Act of 1940. The referral fee shall be paid solely from Advisor’s compensation as defined in this Agreement, Agreement and shall not result in any additional charge to the Client. Client acknowledges receipt of SAFE Management does not engage Solicitors but may do so in the written disclosure statement disclosing the terms of the solicitation arrangement between Advisor and the Solicitor, including the compensation to be received by the Solicitor from Advisorfuture.
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Samples: application.choicetrade.com
Referral Fees. If the Client was introduced to the Advisor through a Solicitor or PromoterSolicitor, the Advisor may pay that Solicitor or Promoter a referral fee in accordance with Rule 206(4)-3 of the Investment Advisers Advisors Act of 1940. The referral fee shall be paid solely from Advisor’s compensation Advisor Compensation as defined in this Agreement, and shall not result in any additional charge to the Client. Client acknowledges receipt of the written disclosure statement disclosing the terms of the solicitation arrangement between Advisor and the Solicitor, including the compensation to be received by the Solicitor from Advisor.
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Samples: Choice Sma Program
Referral Fees. If the Client was introduced to the Advisor through a Solicitor or PromoterSolicitor, the Advisor may pay that Solicitor or Promoter a referral fee in accordance with Rule 206(4)-3 of the Investment Advisers Advisors Act of 1940. The referral fee shall be paid solely from Advisor’s compensation as defined in this Agreement, and shall not result in any additional charge to the Client. The Client acknowledges receipt of the written disclosure statement disclosing the terms of the solicitation arrangement between the Advisor and the Solicitor, including the compensation to be received by the Solicitor from the Advisor.
Appears in 1 contract
Samples: Agreement