Common use of Referral Fees Clause in Contracts

Referral Fees. If you were introduced to us through a solicitor, we may pay that solicitor a referral fee in accordance with Rule 206(4)-3 of the Investment Advisers Act of 1940, as amended, and applicable state securities laws. The referral fee shall be paid solely from Adviser Compensation as discussed above, and shall not result in any additional charge to you. If you were introduced to us through a solicitor, you acknowledge receipt of the written Solicitor Disclosure Statement disclosing the terms of the solicitation arrangement between us and the solicitor, including the compensation to be received by the solicitor from us. By each party executing this Agreement they acknowledge and accept their respective rights, duties, and responsibilities hereunder. This Agreement is only effective upon our execution below. THIS CONTRACT CONTAINS A BINDING ARBITRATION PROVISION THAT MAY BE ENFORCED BY THE PARTIES. Xxxxxxxxx Financial Advisors, LLC , Client , Client By: Xxxxx X. Xxxxxxxxx SERVICES We shall provide the following Services to you (as marked below) in accordance to the Financial Consulting Agreement to which this Exhibit A-1 is attached: Prepare a review of your overall financial situation and issue a written report of recommendations covering cash flow, tax planning, investment planning, estate planning, and risk management. Provide a written Asset Allocation Report and recommendations. Provide a written Estate Planning Summary and recommendations. Provide a written Retirement Planning Report and recommendations. Prepare a written update of your existing financial plan. Provide a written analysis of your current investment portfolio and recommendations. Other (Describe) Other (Describe) Other (Describe) FEES Our hourly fee for our initial engagement, as described above, shall be $150. We estimate our fees for this initial engagement shall be $________. One-half of this estimated fee ($________) shall be due and payable with the signing of this Agreement and the balance shall be due and payable upon completion of the Services set forth in this Exhibit A-1. ADDITIONAL SERVICES In the event you request that we perform additional services, such services shall be identified on a revised “Scope of Services.” Upon our acceptance, the Amended Scope of Services shall be incorporated into, and become part of, this Agreement. Amended Scope of Services This “Amended Scope of Services” is made on this _____ day of _____________________, 20___ between the undersigned parties and supplements the Financial Consulting Agreement between the parties dated _________, 20__ (the “Agreement”). This Exhibit A-2 sets forth the additional Services (as marked below) to be provided pursuant to the Agreement: SERVICES <<DESCRIBE SERVICES>> <<DESCRIBE SERVICES>> <<DESCRIBE SERVICES>> FEES Our hourly fee for our initial engagement, as described above, shall be $150. We estimate our fees for this initial engagement shall be $________. One-half of this estimated fee ($________) shall be due and payable with the signing of this Agreement and the balance shall be due and payable upon completion of the Services set forth in this Exhibit A-1. ADDITIONAL SERVICES In the event you request that we perform additional services, such services shall be identified on a revised “Scope of Services.” Upon our acceptance, the Amended Scope of Services shall be incorporated into, and become part of, this Agreement. I hereby AGREE to the foregoing and acknowledge that this Amended Scope of Services shall be subject to the terms and conditions of existing Financial Consulting Agreement in effect with you. Xxxxxxxxx Financial Advisors, LLC , Client , Client By: Xxxxx X. Xxxxxxxxx

Referral Fees. If you were introduced to us through a solicitor, we may pay that solicitor a referral fee in accordance with Rule 206(4)-3 of the Investment Advisers Act of 1940, as amended, and applicable state securities laws. The referral fee shall be paid solely from Adviser Compensation the Advisory Fee as discussed above, and shall not result in any additional charge to you. If you were introduced to us through a solicitor, you acknowledge receipt of the written Solicitor Disclosure Statement disclosing the terms of the solicitation arrangement between us and the solicitor, including the compensation to be received by the solicitor from us. By each party executing this Agreement they acknowledge and accept their respective rights, duties, and responsibilities hereunder. This Agreement is only effective upon our execution below. THIS CONTRACT CONTAINS A BINDING ARBITRATION PROVISION THAT WHICH MAY BE ENFORCED BY THE PARTIES. Xxxxxxxxx Financial Advisors, LLC , Client , Client CLEAR MONEY PATH Client(s) X X By: Xxxxx X. Xxxxxxxxx SERVICES Xxxx X Xxxxxx Client X Client EXHIBIT A Description of Services We shall provide the following Services services to you (as marked below) in accordance to the Financial Consulting Agreement to which this Exhibit A-1 A is attached: Prepare a review of Financial Position  Net Worth Statement  Cash Flow Statement  Debt Management Insurance/Survivor Protection Review  Life Insurance  Disability Insurance  Long Term Care Tax Planning  Strategy and Advice in concert with your overall financial situation tax professional Retirement Planning  Retirement Income Projection  Retirement Strategy and issue a written report of recommendations covering cash flow, tax planning, investment planning, estate planning, Advice  Business Succession Planning  Executive Deferred Compensation Plans / Pension Payout Elections Education Goal Planning  Strategy and risk management. Provide a written Advice Investment Planning  Asset Allocation Report / Portfolio review  Investment Policy Statement Distribution Planning  Strategic Giving Plan and recommendations. Provide a written Advice  Estate Planning Summary Strategy and recommendations. Provide a written Retirement Planning Report and recommendations. Prepare a written update Advice Other  Survivor Binder (we will discuss this when we get together)  EXHIBIT B Schedule of your existing financial plan. Provide a written analysis of your current investment portfolio and recommendations. Other (Describe) Other (Describe) Other (Describe) FEES Fees Our hourly fee for our initial engagement, as described above, shall be $150. We estimate our fees for this initial engagement shall be $________. One-half of this estimated fee ($________) shall be due and payable with the signing of this Agreement and the balance shall be due and payable upon completion of the Services set forth in this Exhibit A-1. ADDITIONAL SERVICES In the event you request that we perform additional services, such services shall be identified on a revised “Scope of Services.” Upon our acceptance, the Amended Scope of Services shall be incorporated into, and become part of, this Agreement. Amended Scope of Services This “Amended Scope of Services” is made on this _____ day of _____________________, 20___ between the undersigned parties and supplements under the Financial Consulting Agreement between to which this Exhibit B is attached is: Financial Position $ Notes: Insurance/Survivor Protection Review $ Notes: Tax Planning $ Notes: Retirement Planning $ Notes: Education Goal Planning $ Notes: Investment Planning $ Notes: Distribution Planning $ Notes: Other $ Notes: Total: $ Retainer Planning Services Packages (to be determined at our meeting)  Level 1: $ 500 minimum annual retainer fee  Level 2: $ 1,000 minimum annual retainer fee  Level 3: $ 1,500 minimum annual retainer fee  Level 4: $ 2,000 minimum annual retainer fee Retainer Customized Services Packages Our clients’ planning needs are unique. Our job is to help keep our clients keep moving in the parties dated _________right direction, 20__ and the objective of our financial planning business is to help our clients determine, every year, the ideal number of planning meetings that make their financial lives easier and most efficient. We offer 4 Levels of Financial Planning Packages, with each level corresponding to the number of planning meetings needed for the calendar year*.  Level 1: (the “Agreement”Typically for clients with a Net Worth over $150,000). This Exhibit A-2 sets forth level includes one annual planning meeting for updating our 24/7 planning tool and the additional Services client’s Personal Finance Progress Report. (as marked below) Estate Planning and Insurance is reviewed every 3 years). Additional services include a comprehensive Financial Statement and access to be provided pursuant Clear Money Path’s educational materials.  Level 2: (Typically for clients with a Net Worth over $500,000). This level includes 2 semi-annual planning meetings; one for updating our 24/7 planning tool and the Personal Finance Progress Report, and another for the Estate Planning and Insurance Progress Reports. Additional services include a comprehensive Financial Statement, access to the Agreement: SERVICES <<DESCRIBE SERVICES>> <<DESCRIBE SERVICES>> <<DESCRIBE SERVICES>> FEES Our hourly fee for our initial engagementClear Money Path’s educational materials, as described abovecoordination of strategies with their legal and tax professionals, shall be $150. We estimate our fees for this initial engagement shall be $________. One-half of this estimated fee ($________) shall be due and payable with the signing of this Agreement and the balance shall be due Clear Money Path Survivor Binder.  Level 3: (Typically for clients with a Net Worth over $1,000,000). This level includes 3 planning meetings through the year for updating the 24/7 planning tool and payable upon completion the Personal Finance Progress Report; the Estate Planning and Insurance Progress Reports; and the Strategic Giving Plan. Additional services include a comprehensive Financial Statement, access to the Clear Money Path’s educational materials, coordination of the Services set forth in this Exhibit A-1. ADDITIONAL SERVICES In the event you request that we perform additional services, such services shall be identified on a revised “Scope of Services.” Upon our acceptancestrategies with their legal and tax professionals, the Amended Scope of Services shall be incorporated intoClear Money Path Survivor Binder, and become part comprehensive Data Aggregation across all financial accounts.  Level 4: (Typically for clients with a Net Worth over $1,500,000). This level includes the Level 3 planning meetings throughout the year, and the custom Financial Retreat meeting (which includes your legal and tax professionals and your Next Generation participation). Level 3 meetings include updating of: the 24/7 planning tool and the Personal Finance Progress Report, this Agreementthe Estate Planning and Insurance Progress Reports, and the Strategic Giving Plan. I hereby AGREE Additional services include a comprehensive Financial Statement, access to the foregoing Clear Money Path’s educational materials, coordination of strategies with their legal and acknowledge that this Amended Scope of Services shall be subject to tax professionals, the terms Clear Money Path Survivor Binder, and conditions of existing Financial Consulting Agreement in effect with you. Xxxxxxxxx Financial Advisors, LLC , Client , Client By: Xxxxx X. Xxxxxxxxxcomprehensive Data Aggregation across all financial accounts.

Referral Fees. If you were introduced to us through a solicitor, we may pay that solicitor a referral fee in accordance with Rule 206(4)-3 of the Investment Advisers Act of 1940, as amended, and applicable state securities laws. The referral fee shall be paid solely from Adviser Compensation the Advisory Fee as discussed above, and shall not result in any additional charge to you. If you were introduced to us through a solicitor, you acknowledge receipt of the written Solicitor Disclosure Statement disclosing the terms of the solicitation arrangement between us and the solicitor, including the compensation to be received by the solicitor from us. By each party executing this Agreement they acknowledge and accept their respective rights, duties, and responsibilities hereunder. This Agreement is only effective upon our execution below. THIS CONTRACT CONTAINS A BINDING ARBITRATION PROVISION THAT WHICH MAY BE ENFORCED BY THE PARTIES. Xxxxxxxxx Financial Advisors, LLC , Client , Client Clear Money Path Client(s) X By: Xxxxx X. Xxxxxxxxx SERVICES We shall provide the following Services to you (as marked below) in accordance to the Financial Consulting Agreement to which this Exhibit A-1 is attached: Prepare a review of your overall financial situation and issue a written report of recommendations covering cash flow, tax planning, investment planning, estate planning, and risk management. Provide a written Asset Allocation Report and recommendations. Provide a written Estate Planning Summary and recommendations. Provide a written Retirement Planning Report and recommendations. Prepare a written update of your existing financial plan. Provide a written analysis of your current investment portfolio and recommendations. Other (Describe) Other (Describe) Other (Describe) FEES Our hourly fee for our initial engagement, as described above, shall be $150. We estimate our fees for this initial engagement shall be $________. One-half of this estimated fee ($________) shall be due and payable with the signing of this Agreement and the balance shall be due and payable upon completion of the Services set forth in this Exhibit A-1. ADDITIONAL SERVICES In the event you request that we perform additional services, such services shall be identified on a revised “Scope of Services.” Upon our acceptance, the Amended Scope of Services shall be incorporated into, and become part of, this Agreement. Amended Scope of Services This “Amended Scope of Services” is made on this _____ day of _____________________, 20___ between the undersigned parties and supplements the Financial Consulting Agreement between the parties dated _________, 20__ (the “Agreement”). This Exhibit A-2 sets forth the additional Services (as marked below) to be provided pursuant to the Agreement: SERVICES <<DESCRIBE SERVICESAuthorized Signatory>> <<DESCRIBE SERVICES>> <<DESCRIBE SERVICES>> FEES Our hourly fee for our initial engagement, as described above, shall be X X X X EXHIBIT A SCHEDULE OF ACCOUNTS Account Number or Title of Account Custodian Trading Authority TD Ameritrade ✓ Discretionary □ Non-Discretionary □ Discretionary □ Non-Discretionary □ Discretionary □ Non-Discretionary □ Discretionary □ Non-Discretionary □ Discretionary □ Non-Discretionary □ Discretionary □ Non-Discretionary EXHIBIT B CLEAR MONEY PATH MANAGED ACCOUNT(S) TIERED MANAGEMENT FEE SCHEDULE (NON-WRAP STRUCTURE) EQUITY AND BALANCED ACCOUNTS Portfolio Size Tiered Annualized Fee (Non-Wrap) First $150. We estimate our fees for this initial engagement shall be 500,000 1.25% Next $________. One500,001 to $1,000,000 1.00% Next $1,000,001 and above 0.80% Account Number or Title of Account Applicable Fee Schedule ✓ Non-half of this estimated fee ($________) shall be due and payable with the signing of this Agreement and the balance shall be due and payable upon completion of the Services set forth in this Exhibit A-1. ADDITIONAL SERVICES In the event you request that we perform additional services, such services shall be identified on a revised “Scope of Services.” Upon our acceptance, the Amended Scope of Services shall be incorporated into, and become part of, this Agreement. I hereby AGREE to the foregoing and acknowledge that this Amended Scope of Services shall be subject to the terms and conditions of existing Financial Consulting Agreement in effect with you. Xxxxxxxxx Financial Advisors, LLC , WRAP Account □ Non-WRAP Account □ Non-WRAP Account □ Non-WRAP Account □ Non-WRAP Account □ Non-WRAP Account Client , Client Byinitials: Xxxxx X. XxxxxxxxxX

Referral Fees. If you were introduced to us through a solicitor, we may pay that solicitor a referral fee in accordance with Rule 206(4)-3 of the Investment Advisers Act of 1940, as amended, and applicable state securities laws. The referral fee shall be paid solely from Adviser Compensation the Advisory Fee as discussed above, and shall not result in any additional charge to you. If you were introduced to us through a solicitor, you acknowledge receipt of the written Solicitor Disclosure Statement disclosing the terms of the solicitation arrangement between us and the solicitor, including the compensation to be received by the solicitor from us. By each party executing this Agreement they acknowledge and accept their respective rights, duties, and responsibilities hereunder. This Agreement is only effective upon our execution below. THIS CONTRACT CONTAINS A BINDING ARBITRATION PROVISION THAT WHICH MAY BE ENFORCED BY THE PARTIES. Xxxxxxxxx Financial AdvisorsLEVEL PATHS, LLC , Client , Client X X By: Xxxxx X. Xxxxxxxxx SERVICES <<Authorized Signatory>> Client X Client SCHEDULE OF ACCOUNTS Account Number or Title of Account Custodian Trading Authority  Discretionary  Non-Discretionary  Discretionary  Non-Discretionary  Discretionary  Non-Discretionary EXHIBIT A Description of Services (Initial Planning Service) We shall provide the following Services services to you (as marked below) in accordance to the Financial Consulting Agreement to which this Exhibit A-1 A is attached: Prepare a review of Financial Position  Net Worth Statement  Cash Flow Statement  Debt Management Insurance/Survivor Protection Review  Life Insurance  Disability Insurance  Long Term Care Tax Planning  Strategy and Advice in concert with your overall financial situation tax professional Retirement Planning  Retirement Income Projection  Retirement Strategy and issue a written report of recommendations covering cash flow, tax planning, investment planning, estate planning, Advice  Business Succession Planning  Executive Deferred Compensation Plans / Pension Payout Elections Education Goal Planning  Strategy and risk management. Provide a written Advice Investment Planning  Asset Allocation Report / Portfolio review  Investment Policy Statement Distribution Planning  Strategic Giving Plan and recommendations. Provide a written Advice  Estate Planning Summary Strategy and recommendations. Provide a written Retirement Planning Report and recommendations. Prepare a written update of your existing financial plan. Provide a written analysis of your current investment portfolio and recommendations. Advice Other (Describe) Other (Describe) Other (Describe) FEES Our hourly fee for our initial engagement, as described above, shall be $150. We estimate our fees for this initial engagement shall be $________. One-half of this estimated fee ($________) shall be due and payable with the signing of this Agreement and the balance shall be due and payable upon completion of the Services set forth in this Exhibit A-1. ADDITIONAL SERVICES In the event you request that we perform additional services, such services shall be identified on a revised “Scope of Services.” Upon our acceptance, the Amended Scope  Survivor Binder  Description of Services shall be incorporated into, and become part of, this Agreement. Amended Scope of Services This “Amended Scope of Services” is made on this _____ day of _____________________, 20___ between the undersigned parties and supplements the Financial Consulting Agreement between the parties dated _________, 20__ (the “Agreement”Retainer Planning Service). This Exhibit A-2 sets forth the additional Services (as marked below) to be provided pursuant to the Agreement: SERVICES <<DESCRIBE SERVICES>> <<DESCRIBE SERVICES>> <<DESCRIBE SERVICES>> FEES Our hourly fee for our initial engagement, as described above, shall be $150. We estimate our fees for this initial engagement shall be $________. One-half of this estimated fee ($________) shall be due and payable with the signing of this Agreement and the balance shall be due and payable upon completion of the Services set forth in this Exhibit A-1. ADDITIONAL SERVICES In the event you request that we perform additional services, such services shall be identified on a revised “Scope of Services.” Upon our acceptance, the Amended Scope of Services shall be incorporated into, and become part of, this Agreement. I hereby AGREE to the foregoing and acknowledge that this Amended Scope of Services shall be subject to the terms and conditions of existing Financial Consulting Agreement in effect with you. Xxxxxxxxx Financial Advisors, LLC , Client , Client By: Xxxxx X. Xxxxxxxxx

Referral Fees. If you were introduced to us through a solicitor, we may pay that solicitor a referral fee in accordance with Rule 206(4)-3 of the Investment Advisers Act of 1940, as amended, and applicable state securities laws. The referral fee shall be paid solely from Adviser Compensation the Advisory Fee as discussed above, and shall not result in any additional charge to you. If you were introduced to us through a solicitor, you acknowledge receipt of the written Solicitor Disclosure Statement disclosing the terms of the solicitation arrangement between us and the solicitor, including the compensation to be received by the solicitor from us. By each party executing this Agreement they acknowledge and accept their respective rights, duties, and responsibilities hereunder. This Agreement is only effective upon our execution below. THIS CONTRACT CONTAINS A BINDING ARBITRATION PROVISION THAT WHICH MAY BE ENFORCED BY THE PARTIES. Xxxxxxxxx Financial Advisors, LLC , Client , Client CLEAR MONEY PATH Client(s) X By: Xxxxx X. Xxxxxxxxx SERVICES We shall provide the following Services to you (as marked below) in accordance to the Financial Consulting Agreement to which this Exhibit A-1 is attached: Prepare a review of your overall financial situation and issue a written report of recommendations covering cash flow, tax planning, investment planning, estate planning, and risk management. Provide a written Asset Allocation Report and recommendations. Provide a written Estate Planning Summary and recommendations. Provide a written Retirement Planning Report and recommendations. Prepare a written update of your existing financial plan. Provide a written analysis of your current investment portfolio and recommendations. Other (Describe) Other (Describe) Other (Describe) FEES Our hourly fee for our initial engagement, as described above, shall be $150. We estimate our fees for this initial engagement shall be $________. One-half of this estimated fee ($________) shall be due and payable with the signing of this Agreement and the balance shall be due and payable upon completion of the Services set forth in this Exhibit A-1. ADDITIONAL SERVICES In the event you request that we perform additional services, such services shall be identified on a revised “Scope of Services.” Upon our acceptance, the Amended Scope of Services shall be incorporated into, and become part of, this Agreement. Amended Scope of Services This “Amended Scope of Services” is made on this _____ day of _____________________, 20___ between the undersigned parties and supplements the Financial Consulting Agreement between the parties dated _________, 20__ (the “Agreement”). This Exhibit A-2 sets forth the additional Services (as marked below) to be provided pursuant to the Agreement: SERVICES <<DESCRIBE SERVICESAuthorized Signatory>> <<DESCRIBE SERVICES>> <<DESCRIBE SERVICES>> FEES Our hourly fee for our initial engagement, as described above, shall be X X X X EXHIBIT A SCHEDULE OF ACCOUNTS Account Number or Title of Account Custodian Trading Authority Xxxxxxx Xxxxx  Discretionary  Non-Discretionary  Discretionary  Non-Discretionary  Discretionary  Non-Discretionary  Discretionary  Non-Discretionary  Discretionary  Non-Discretionary  Discretionary  Non-Discretionary EXHIBIT B CLEAR MONEY PATH MANAGED ACCOUNT(S) TIERED MANAGEMENT FEE SCHEDULE (NON-WRAP STRUCTURE) EQUITY AND BALANCED ACCOUNTS Portfolio Size Tiered Annualized Fee (Non-Wrap) First $150. We estimate our fees for this initial engagement shall be 500,000 1.25% Next $________. One500,001 to $1,000,000 1.00% Next $1,000,001 and above 0.80% Account Number or Title of Account Applicable Fee Schedule  Non-half WRAP Account  Non-WRAP Account  Non-WRAP Account  Non-WRAP Account  Non-WRAP Account  Non-WRAP Account Client initials: X X X X EXHIBIT B (CONTINUED) CLEAR MONEY PATH MANAGED ACCOUNT(S) TIERED MANAGEMENT FEE SCHEDULE (NON-WRAP STRUCTURE) FIXED INCOME PORTFOLIOS Portfolio Size Tiered Annualized Fee (Non-Wrap) First $500,000 0.80% Next $500,001 to $1,000,000 0.70% Next $1,000,001 to $10,000,000 0.60% Next $10,000,001 and above 0.30% Account Number or Title of this estimated fee ($________) shall be due and payable with the signing of this Agreement and the balance shall be due and payable upon completion of the Services set forth in this Exhibit A-1. ADDITIONAL SERVICES In the event you request that we perform additional services, such services shall be identified on a revised “Scope of Services.” Upon our acceptance, the Amended Scope of Services shall be incorporated into, and become part of, this Agreement. I hereby AGREE to the foregoing and acknowledge that this Amended Scope of Services shall be subject to the terms and conditions of existing Financial Consulting Agreement in effect with you. Xxxxxxxxx Financial Advisors, LLC , Account Applicable Fee Schedule  Non-WRAP Account  Non-WRAP Account  Non-WRAP Account  Non-WRAP Account  Non-WRAP Account Client , Client Byinitials: Xxxxx X. XxxxxxxxxX

Referral Fees. If you were introduced to us through a solicitor, we may pay that solicitor a referral fee in accordance with Rule 206(4)-3 of the Investment Advisers Act of 1940, as amended, and applicable state securities laws. The referral fee shall be paid solely from Adviser Compensation the Advisory Fee as discussed above, and shall not result in any additional charge to you. If you were introduced to us through a solicitor, you acknowledge receipt of the written Solicitor Disclosure Statement disclosing the terms of the solicitation arrangement between us and the solicitor, including the compensation to be received by the solicitor from us. By each party executing this Agreement they acknowledge and accept their respective rights, duties, and responsibilities hereunder. This Agreement is only effective upon our execution below. THIS CONTRACT CONTAINS A BINDING ARBITRATION PROVISION THAT WHICH MAY BE ENFORCED BY THE PARTIES. Xxxxxxxxx Financial Advisors, LLC , Client , Client CLEAR MONEY PATH Client(s) X By: Xxxxx X. Xxxxxxxxx SERVICES We shall provide the following Services to you (as marked below) in accordance to the Financial Consulting Agreement to which this Exhibit A-1 is attached: Prepare a review of your overall financial situation and issue a written report of recommendations covering cash flow, tax planning, investment planning, estate planning, and risk management. Provide a written Asset Allocation Report and recommendations. Provide a written Estate Planning Summary and recommendations. Provide a written Retirement Planning Report and recommendations. Prepare a written update of your existing financial plan. Provide a written analysis of your current investment portfolio and recommendations. Other (Describe) Other (Describe) Other (Describe) FEES Our hourly fee for our initial engagement, as described above, shall be $150. We estimate our fees for this initial engagement shall be $________. One-half of this estimated fee ($________) shall be due and payable with the signing of this Agreement and the balance shall be due and payable upon completion of the Services set forth in this Exhibit A-1. ADDITIONAL SERVICES In the event you request that we perform additional services, such services shall be identified on a revised “Scope of Services.” Upon our acceptance, the Amended Scope of Services shall be incorporated into, and become part of, this Agreement. Amended Scope of Services This “Amended Scope of Services” is made on this _____ day of _____________________, 20___ between the undersigned parties and supplements the Financial Consulting Agreement between the parties dated _________, 20__ (the “Agreement”). This Exhibit A-2 sets forth the additional Services (as marked below) to be provided pursuant to the Agreement: SERVICES <<DESCRIBE SERVICESAuthorized Signatory>> <<DESCRIBE SERVICES>> <<DESCRIBE SERVICES>> FEES Our hourly fee for our initial engagement, as described above, shall be X X X X EXHIBIT A SCHEDULE OF ACCOUNTS Account Number or Title of Account Custodian Trading Authority Xxxxxxx Xxxxx  Discretionary  Non-Discretionary  Discretionary  Non-Discretionary  Discretionary  Non-Discretionary  Discretionary  Non-Discretionary  Discretionary  Non-Discretionary  Discretionary  Non-Discretionary EXHIBIT B CLEAR MONEY PATH MANAGED ACCOUNT(S) MANAGEMENT FEE SCHEDULE (NON-WRAP STRUCTURE) EQUITY AND BALANCED ACCOUNTS Portfolio Size Annualized Fee (Non-Wrap) $150. We estimate our fees for this initial engagement shall be 0 to $________. One500,000 1.25% $500,001 to $1,000,000 1.00% Accounts over $1,000,000 0.80% Account Number or Title of Account Applicable Fee Schedule  Non-half of this estimated fee ($________) shall be due and payable with the signing of this Agreement and the balance shall be due and payable upon completion of the Services set forth in this Exhibit A-1. ADDITIONAL SERVICES In the event you request that we perform additional services, such services shall be identified on a revised “Scope of Services.” Upon our acceptance, the Amended Scope of Services shall be incorporated into, and become part of, this Agreement. I hereby AGREE to the foregoing and acknowledge that this Amended Scope of Services shall be subject to the terms and conditions of existing Financial Consulting Agreement in effect with you. Xxxxxxxxx Financial Advisors, LLC , WRAP Account  Non-WRAP Account  Non-WRAP Account  Non-WRAP Account  Non-WRAP Account  Non-WRAP Account Client , Client Byinitials: Xxxxx X. XxxxxxxxxX

Referral Fees. If you were introduced to us through a solicitor, we may pay that solicitor a referral fee in accordance with Rule 206(4)-3 of the Investment Advisers Act of 1940, as amended, and applicable state securities laws. The referral fee shall be paid solely from Adviser Compensation the Advisory Fee as discussed above, and shall not result in any additional charge to you. If you were introduced to us through a solicitor, you acknowledge receipt of the written Solicitor Disclosure Statement disclosing the terms of the solicitation arrangement between us and the solicitor, including the compensation to be received by the solicitor from us. By each party executing this Agreement they acknowledge and accept their respective rights, duties, and responsibilities hereunder. This Agreement is only effective upon our execution below. THIS CONTRACT CONTAINS A BINDING ARBITRATION PROVISION THAT WHICH MAY BE ENFORCED BY THE PARTIES. Xxxxxxxxx Financial Advisors, LLC , Client , Client CLEAR MONEY PATH Client(s) X By: Xxxxx X. Xxxxxxxxx SERVICES We shall provide the following Services to you (as marked below) in accordance to the Financial Consulting Agreement to which this Exhibit A-1 is attached: Prepare a review of your overall financial situation and issue a written report of recommendations covering cash flow, tax planning, investment planning, estate planning, and risk management. Provide a written Asset Allocation Report and recommendations. Provide a written Estate Planning Summary and recommendations. Provide a written Retirement Planning Report and recommendations. Prepare a written update of your existing financial plan. Provide a written analysis of your current investment portfolio and recommendations. Other (Describe) Other (Describe) Other (Describe) FEES Our hourly fee for our initial engagement, as described above, shall be $150. We estimate our fees for this initial engagement shall be $________. One-half of this estimated fee ($________) shall be due and payable with the signing of this Agreement and the balance shall be due and payable upon completion of the Services set forth in this Exhibit A-1. ADDITIONAL SERVICES In the event you request that we perform additional services, such services shall be identified on a revised “Scope of Services.” Upon our acceptance, the Amended Scope of Services shall be incorporated into, and become part of, this Agreement. Amended Scope of Services This “Amended Scope of Services” is made on this _____ day of _____________________, 20___ between the undersigned parties and supplements the Financial Consulting Agreement between the parties dated _________, 20__ (the “Agreement”). This Exhibit A-2 sets forth the additional Services (as marked below) to be provided pursuant to the Agreement: SERVICES <<DESCRIBE SERVICESAuthorized Signatory>> <<DESCRIBE SERVICES>> <<DESCRIBE SERVICES>> FEES Our hourly fee for our initial engagement, as described above, shall be X EXHIBIT A SCHEDULE OF ACCOUNTS Account Number or Title of Account Custodian Trading Authority TD Ameritrade Discretionary Discretionary Discretionary Discretionary Discretionary Discretionary EXHIBIT B CLEAR MONEY PATH MANAGED ACCOUNT(S) TIERED MANAGEMENT FEE SCHEDULE EQUITY AND BALANCED ACCOUNTS Portfolio Size Tiered Annualized Fee First $150. We estimate our fees for this initial engagement shall be 500,000 1.25% Next $500,001 to $1,000,000 1.00% Next $1,000,001 and above 0.80% Account Number or Title of Account Applicable Fee Schedule Account Account Account Account Account Account Client initials: X _ X X X EXHIBIT B (CONTINUED) CLEAR MONEY PATH MANAGED ACCOUNT(S) TIERED MANAGEMENT FEE SCHEDULE FIXED INCOME PORTFOLIOS Portfolio Size Tiered Annualized Fee First $500,000 0.80% Next $500,001 to $1,000,000 0.60% Next $1,000,001 to $10,000,000 0.50% Next $10,000,001 and above 0.30% Account Number or Title of Account Applicable Fee Schedule Account Account Account Account Account Client initials: X ________. One-half of this estimated fee ($________) shall be due and payable with the signing of this Agreement and the balance shall be due and payable upon completion of the Services set forth in this Exhibit A-1. ADDITIONAL SERVICES In the event you request that we perform additional services, such services shall be identified on a revised “Scope of Services.” Upon our acceptance, the Amended Scope of Services shall be incorporated into, and become part of, this Agreement. I hereby AGREE to the foregoing and acknowledge that this Amended Scope of Services shall be subject to the terms and conditions of existing Financial Consulting Agreement in effect with you. Xxxxxxxxx Financial Advisors, LLC , Client , Client By: Xxxxx X. Xxxxxxxxx

Referral Fees. If you were introduced to us through a solicitor, we may pay that solicitor a referral fee in accordance with Rule 206(4)-3 of the Investment Advisers Act of 1940, as amended, and applicable state securities laws. The referral fee shall be paid solely from Adviser Compensation the Advisory Fee as discussed above, and shall not result in any additional charge to you. If you were introduced to us through a solicitor, you acknowledge receipt of the written Solicitor Disclosure Statement disclosing the terms of the solicitation arrangement between us and the solicitor, including the compensation to be received by the solicitor from us. By each party executing this Agreement they acknowledge and accept their respective rights, duties, and responsibilities hereunder. This Agreement is only effective upon our execution below. THIS CONTRACT CONTAINS A BINDING ARBITRATION PROVISION THAT WHICH MAY BE ENFORCED BY THE PARTIES. Xxxxxxxxx Financial Advisors, LLC , Client , Client CLEAR MONEY PATH Client(s) X By: Xxxxx X. Xxxxxxxxx SERVICES We shall provide the following Services to you (as marked below) in accordance to the Financial Consulting Agreement to which this Exhibit A-1 is attached: Prepare a review of your overall financial situation and issue a written report of recommendations covering cash flow, tax planning, investment planning, estate planning, and risk management. Provide a written Asset Allocation Report and recommendations. Provide a written Estate Planning Summary and recommendations. Provide a written Retirement Planning Report and recommendations. Prepare a written update of your existing financial plan. Provide a written analysis of your current investment portfolio and recommendations. Other (Describe) Other (Describe) Other (Describe) FEES Our hourly fee for our initial engagement, as described above, shall be $150. We estimate our fees for this initial engagement shall be $________. One-half of this estimated fee ($________) shall be due and payable with the signing of this Agreement and the balance shall be due and payable upon completion of the Services set forth in this Exhibit A-1. ADDITIONAL SERVICES In the event you request that we perform additional services, such services shall be identified on a revised “Scope of Services.” Upon our acceptance, the Amended Scope of Services shall be incorporated into, and become part of, this Agreement. Amended Scope of Services This “Amended Scope of Services” is made on this _____ day of _____________________, 20___ between the undersigned parties and supplements the Financial Consulting Agreement between the parties dated _________, 20__ (the “Agreement”). This Exhibit A-2 sets forth the additional Services (as marked below) to be provided pursuant to the Agreement: SERVICES <<DESCRIBE SERVICESAuthorized Signatory>> <<DESCRIBE SERVICES>> <<DESCRIBE SERVICES>> FEES Our hourly fee for our initial engagement, as described above, shall be X X X X EXHIBIT A SCHEDULE OF ACCOUNTS Account Number or Title of Account Custodian Trading Authority TD Ameritrade  Discretionary  Non-Discretionary  Discretionary  Non-Discretionary  Discretionary  Non-Discretionary  Discretionary  Non-Discretionary  Discretionary  Non-Discretionary  Discretionary  Non-Discretionary EXHIBIT B CLEAR MONEY PATH MANAGED ACCOUNT(S) TIERED MANAGEMENT FEE SCHEDULE (NON-WRAP STRUCTURE) EQUITY AND BALANCED ACCOUNTS Portfolio Size Tiered Annualized Fee (Non-Wrap) First $150. We estimate our fees for this initial engagement shall be 500,000 1.25% Next $________. One500,001 to $1,000,000 1.00% Next $1,000,001 and above 0.80% Account Number or Title of Account Applicable Fee Schedule  Non-half of this estimated fee ($________) shall be due and payable with the signing of this Agreement and the balance shall be due and payable upon completion of the Services set forth in this Exhibit A-1. ADDITIONAL SERVICES In the event you request that we perform additional services, such services shall be identified on a revised “Scope of Services.” Upon our acceptance, the Amended Scope of Services shall be incorporated into, and become part of, this Agreement. I hereby AGREE to the foregoing and acknowledge that this Amended Scope of Services shall be subject to the terms and conditions of existing Financial Consulting Agreement in effect with you. Xxxxxxxxx Financial Advisors, LLC , WRAP Account  Non-WRAP Account  Non-WRAP Account  Non-WRAP Account  Non-WRAP Account  Non-WRAP Account Client , Client Byinitials: Xxxxx X. XxxxxxxxxX