Forex Capital Markets L Sample Clauses

Forex Capital Markets L. L.C. a company incorporated in Delaware whose registered office is at 00 Xxxxx Xxxxxx, 50th floor, Xxx Xxxx, XX 00000, Xxxxxx Xxxxxx (the “Seller”); and
Sample 1Sample 2
AutoNDA by SimpleDocs
Forex Capital Markets L. L.C. Registered with the Commodity Futures Trading Commission and member of the National Futures Association, NFA ID: 0308179 Forex Dealer Member Approved Forex Firm Approved Retail Foreign Exchange Dealer Registered Futures Commission Merchant Registered NFA Member Approved Forex Capital Markets Limited is a registered investment firm authorized by the Financial Conduct Authority. FXCM Securities Limited is a registered investment firm authorized by the Financial Conduct Authority. ODL Group Limited is a registered investment firm authorized by the Financial Conduct Authority. FXCM Japan Securities Co,. Ltd. is registered with the Financial Services Agency in Japan SCHEDULE 1.01(b) PERMITTED INVESTORS Dxxxx X. Xxxxxx Dror Niv Exxxxx X. Xxxxxxx Jxxxx Xxxxx ***** Kxxxxxx X. Xxxxxxxx ***** ***** Ornit Niv Exxx Xxxxxx ***** Jxxxx Xxxxx Dynasty Trust, Rxxx Xxxxx - Trustee JR Bxxxx Associates LLC ***** ***** ***** Wxxxxxx Xxxxxx Wxxxxxx Xxxxxx 2012 Family Trust Mxxxxxx Xxxxx Axxxx Xxxxxx EY Siblings Trust EY Family Trust DS Desc FBO JS [***** Omitted in SEC EXXXX filing] DS Desc FBO SS DS Desc FBO RS DS Desc FBO ES DS Trust FBO MN DS Trust FBO AS WA Family Share WA Vanson Share KG Family Trust DN Family Trust ***** Sxxxxx Family Remainder Trust [***** Omitted in SEC EXXXX filing] SCHEDULE 2.01 COMMITMENTS Lender Commitment Applicable Percentage Leucadia National Corporation $300,000,000 100.00% Total: $300,000,000 100.00% SCHEDULE 5.10 CERTAIN TAX MATTERS ● Section 4.4 of the Third Amended and Restated Limited Liability Company Agreement of FXCM Holdings, LLC as in effect on the Closing Date without giving effect to any amendments thereto after the Closing Date ● The Letter Agreement ● Tax Receivable Agreement ● Certain subsidiaries located in the UK jointly share losses for the benefit of the overall group ● FXCM Holdings, LLC or its subsidiaries also assume responsibility for taxes under certain of their lease obligations SCHEDULE 5.11 ERISA None. SCHEDULE 5.12 SUBSIDIARIES Loan Party Jurisdiction of Incorporation/ Formation Principal Place of Business U.S. Taxpayer Identification Number Subsidiary (% Ownership by Loan Party) FXCM Holdings, LLC (100% owned by FXCM Inc.) Delaware 50 Xxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 ***** FXCM Newco, LLC (100%) FXCM Newco, LLC (100% owned by FXCM Holdings, LLC) Delaware 50 Xxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 *****1 Faros Trading, LLC (50.1%) Yozma LLC (100%) Technementals Technologies (Bulgaria) EAD (100%) On...
Sample 1

Related to Forex Capital Markets L

  • Financial Market Service Bloomberg Financial Service and any other financial information provider designated by the Depositor by written notice to the Trustee.

  • Trading of the Public Securities on the Nasdaq Capital Market As of the Effective Date and the Closing Date, the Public Securities will have been authorized for listing on the Nasdaq Capital Market and no proceedings have been instituted or threatened which would effect, and no event or circumstance has occurred as of the Effective Date which is reasonably likely to effect, the listing of the Public Securities on the Nasdaq Capital Market.

  • Secondary Market Trading and Standard & Poor’s If the Company does not maintain the listing of the Public Securities on Nasdaq or another national securities exchange, the Company will (i) apply to be included in Standard & Poor’s Daily News and Corporation Records Corporate Descriptions for a period of five years from the consummation of a Business Combination, (ii) take such commercially reasonable steps as may be necessary to obtain a secondary market trading exemption for the Company’s securities in the State of California and (iii) take such other action as may be reasonably requested by the Representative to obtain a secondary market trading exemption in such other states as may be requested by the Representative; provided that no qualification shall be required in any jurisdiction where, as a result thereof, the Company would be subject to service of general process or to taxation as a foreign corporation doing business in such jurisdiction.

  • The Nasdaq Capital Market By the Effective Date, the Securities shall have been approved for trading on the Nasdaq Capital Market.

  • Listing on the Nasdaq Capital Market The Company will use commercially reasonable efforts to maintain the listing of the Public Securities on the Nasdaq Capital Market or another national securities exchange until the earlier of five (5) years from the Effective Date or until the Public Securities are no longer registered under the Exchange Act.

  • Fortis Benefits represents that it believes, in good faith, that the Separate Account is a “segregated asset account” and that interests in the Separate Account are offered exclusively through the purchase of or transfer into a “variable contract,” within the meaning of such terms under Section 817(h) of the Code and the regulations thereunder. Fortis Benefits will make every effort to continue to meet such definitional requirements, and it will notify the Fund and Distributor immediately upon having a reasonable basis for believing that such requirements have ceased to be met or that they might not be met in the future.

  • Investment Banking Services Except as described in the Registration Statement, the Statutory Prospectus and the Prospectus, during the period beginning 180 days prior to the initial confidential submission of the Registration Statement and ending on the Effective Date, no Member and/or any person associated or affiliated with a Member has provided any investment banking, financial advisory and/or consulting services to the Company.

  • Financial Management System Subrecipient shall establish and maintain a sound financial management system, based upon generally accepted accounting principles. Contractor’s system shall provide fiscal control and accounting procedures that will include the following:

  • Nasdaq National Market Listing Parent shall authorize for listing on the Nasdaq National Market the shares of Parent Common Stock issuable, and those required to be reserved for issuance, in connection with the Merger, upon official notice of issuance.

  • Agency Cross Transactions From time to time, the Sub-Advisor or brokers or dealers affiliated with it may find themselves in a position to buy for certain of their brokerage clients (each an “Account”) securities which the Sub-Advisor’s investment advisory clients wish to sell, and to sell for certain of their brokerage clients securities which advisory clients wish to buy. Where one of the parties is an advisory client, the Advisor or the affiliated broker or dealer cannot participate in this type of transaction (known as a cross transaction) on behalf of an advisory client and retain commissions from both parties to the transaction without the advisory client’s consent. This is because in a situation where the Sub-Advisor is making the investment decision (as opposed to a brokerage client who makes his own investment decisions), and the Sub-Advisor or an affiliate is receiving commissions from one or both sides of the transaction, there is a potential conflicting division of loyalties and responsibilities on the Sub-Advisor’s part regarding the advisory client. The SEC has adopted a rule under the Advisers Act which permits the Sub-Advisor or its affiliates to participate on behalf of an Account in agency cross transactions if the advisory client has given written consent in advance. By execution of this Agreement, the Trust authorizes the Sub-Advisor or its affiliates to participate in agency cross transactions involving an Account. The Trust may revoke its consent at any time by written notice to the Sub-Advisor.

Time is Money Join Law Insider Premium to draft better contracts faster.