1934 Act. The Securities Exchange Act of 1934, as amended.
1934 Act. The “1934 Act” means the Securities Exchange Act of 1934, as amended.
1934 Act. 5 Agreement...................................................................1
1934 Act. The Master Issuer hereby represents and warrants, for the benefit of the Trustee and the Noteholders, that payments on the Notes will not depend primarily on cash flow from self-liquidating financial assets within the meaning of Section 3(a)(79) of the 1934 Act.
1934 Act. Notwithstanding anything contained in the Plan or this Agreement to the contrary, if the consummation of any transaction under the Plan or this Agreement would result in the possible imposition of liability to the Participant pursuant to Section 16(b) of the 1934 Act, the Board of Directors or the Committee shall have the right, in its sole discretion, but shall not be obligated, to defer such transaction to the extent necessary to avoid such liability, but in no event for a period in excess of 180 days.
1934 Act. 5 accredited investor..........................4
1934 Act. 3.5 AAU Foreword ABS Underwriter Derived Information........................................2.1
1934 Act. The proceeds of the Note will not be used to acquire any equity security of a class that is registered pursuant to Section 12 of the Securities Exchange Act of 1934.
1934 Act. Section 3.5
1934 Act. With a view to making available to the Holders the -------- benefits of Rule 144 promulgated under the Act and any other rule or regulation of the SEC that may at any time permit a Holder to sell securities of the Company to the public without registration or pursuant to a registration on Form S-3, the Company agrees to:
