Examples of Watch List in a sentence
In its country advisory report issued in September of 2004, the global index compiler FTSE upgraded the Taiwan and South Korea securities markets from its Provisional Watch List for Developed Markets to its Watch List for Developed Markets.
In considering whether an issuer should be added or removed from the Restricted or Watch List, the following presumptions shall apply: • Issuers that are the subject of an Information Wall or similar controls should be placed on the Companies’ Watch List.
The person who initially places a security on the Watch List is responsible for notifying the Compliance Department when it should be removed.
The Restricted List is typically stored on network drives accessible to all Access Persons, while the Watch List shall not be stored on network drives accessible by Access Person except as the Chief Compliance Officer may deem necessary to further the purposes of this Code of Ethics or for other purposes the Chief Compliance Officer deems necessary or appropriate.
However, the Chief Compliance Office may share the Watch List with certain Personnel as necessary to further the purposes of this Code of Ethics or for other purposes the Chief Compliance Officer deems necessary or appropriate.