Uplist Offering definition

Uplist Offering means an offering of Common Stock (or units consisting of Common Stock and warrants to purchase Common Stock) that will result in the immediate listing for trading of the Common Stock on the NYSE American, the Nasdaq Capital Market, the Nasdaq Global Market, the Nasdaq Global Select Market, the New York Stock Exchange, or any other national securities exchange (or any successors to any of the foregoing).
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Uplist Offering means an offering of Common Stock (or units consisting of Common Stock and warrants to purchase Common Stock) that results in the immediate listing for trading of the Common Stock on the NYSE American, the Nasdaq Capital Market, the Nasdaq Global Market, the Nasdaq Global Select Market, the New York Stock Exchange, or any other national securities exchange (or any successors to any of the foregoing). For purposes of this Warrant, the term “Exercise Period” shall mean the period commencing on the earlier of (i) the date that is one hundred eighty-one (181) calendar days after the Issuance Date or (ii) the date that the Company consummates an Uplist Offering, and ending on 5:00 p.m. eastern standard time on the five-year anniversary thereof.
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Uplist Offering means an offering of Common Stock (or units consisting of Common Stock and warrants to purchase Common Stock) that results in the immediate listing for trading of the Common Stock on the NYSE American, the Nasdaq Capital Market, the Nasdaq Global Market, the Nasdaq Global Select Market, the New York Stock Exchange, or any other national securities exchange (or any successors to any of the foregoing). For purposes of this Warrant, the term “Exercise Period” shall mean the period commencing on the Issuance Date and ending on 5:00 p.m. eastern standard time on the five-year anniversary thereof.
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Examples of Uplist Offering in a sentence

  • Notwithstanding the foregoing, no adjustment shall occur under this Section 2(b) with respect to the Uplist Offering.

  • For the avoidance of doubt, if (i) an Event of Default occurs, (ii) the Company has not consummated the Uplist Offering, and (iii) the date of the respective conversion under the Note is on or before the date that is one hundred eighty (180) calendar days after the Issue Date, then the Conversion Price shall equal $0.025 per share (subject to adjustment as provided in this Note).

  • The Company shall include all shares issuable upon conversion of this Note for resale by Holder at prevailing market prices (and not fixed prices) on the first registration statement the Company files with the SEC after the Uplist Offering.

  • For the avoidance of doubt, if the date of a respective conversion under this Note is on or before the date that is one hundred and eighty (180) calendar days after the Issue Date and the Company has not consummated an Uplist Offering, then the Conversion Price shall equal $5.00 per share.

  • This brief focuses solely on the second question presented in the petition, concerning when, if at all, healthcare providers can sue as assignees under ERISA.

  • The Company shall include the Warrant Shares for resale on the first registration statement the Company files with SEC after the successful completion of the Uplist Offering.

  • The orientations of the houses were recoded into 4 groups: Group 1.

  • Accordingly, the amount of Common Stock (or units consisting of Common Stock and warrants to purchase Common Stock if applicable) in the Uplist Offering that Buyer would receive shall equal the Subscription Amount divided by the offering price of the Common Stock (or units consisting of Common Stock and warrants to purchase Common Stock if applicable) in the Uplist Offering.

  • The Company shall use its commercially reasonable efforts to effect an Uplist Offering (as defined in the Note) within a reasonable time after the Closing Date.

  • This Section 4.16 of this Note shall not apply to the Uplist Offering.


More Definitions of Uplist Offering

Uplist Offering means an offering of Common Stock (or units consisting of Common Stock and warrants to purchase Common Stock) that will result in the immediate listing for trading of the Common Stock on the NYSE American, the Nasdaq Capital Market, the Nasdaq Global Market, the Nasdaq Global Select Market, the New York Stock Exchange, or any other national securities exchange (or any successors to any of the foregoing). Notwithstanding anything to the contrary contained herein, this Section 8(q) shall not apply to the Buyer’s sale of the Common Stock issued upon conversion of the Note and exercise of the Warrants if such sale is at a price per share equal to or greater than $0.02 (subject to adjustments for any stock dividend, stock split, stock combination, rights offerings, reclassification or similar transaction that proportionately decreases or increases the Common Stock).
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Uplist Offering means an offering of Common Stock (or units consisting of Common Stock and warrants to purchase Common Stock) that results (i) in gross proceeds to the Company of $15,000,000 or more and (ii) in the immediate listing for trading of the Common Stock on the NYSE American, the Nasdaq Capital Market, the Nasdaq Global Market, the Nasdaq Global Select Market, the New York Stock Exchange, or any other national securities exchange (or any successors to any of the foregoing). For purposes of this Warrant, the term “Exercise Period” shall mean the period commencing on the Issuance Date and ending on 5:00 p.m. eastern standard time on the three-year anniversary thereof.
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Uplist Offering means any public offering of Common Stock and/or Common Stock Equivalents, including any Qualified Offering, that is consummated in connection with an Uplist.
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Uplist Offering means the closing of the Corporation’s offering of securities pursuant to Regulation A of the Securities Act pursuant to which the Corporation’s Common Stock is listed to a national securities exchange, referred to in the LOI as the “Reg A”.
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Uplist Offering means an offering of Common Stock (or units including Common Stock that results in the immediate listing for trading of the Common Stock on the NYSE American, the Nasdaq Capital Market, the Nasdaq Global Market, the Nasdaq Global Select Market, the New York Stock Exchange, or any other national securities exchange (or any successors to any of the foregoing). 2. Resale Shelf Registration.
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Related to Uplist Offering

  • Last best offer package means the offer exchanged by parties not less than 14 days prior

  • Subsequent Offering means any further issuance of Interests in any Series, excluding any Initial Offering or Transfer.

  • Initial Offering means the Company’s first firm commitment underwritten public offering of its Common Stock registered under the Securities Act.

  • Rule 415 Offering means an offering on a delayed or continuous basis pursuant to Rule 415 (or any successor rule to similar effect) promulgated under the Securities Act.

  • Service Offerings means the Services (including associated APIs), the AWS Content, the AWS Marks, and any other product or service provided by us under this Agreement. Service Offerings do not include Third-Party Content.

  • Underwritten Shelf Takedown shall have the meaning given in subsection 2.3.3.

  • Underwritten Shelf Take-Down Notice has the meaning set forth in Section 2.02(e).

  • Equity Offering means any public or private sale of common stock or Preferred Stock of the Company or any of its direct or indirect parent companies (excluding Disqualified Stock), other than:

  • Underwritten Offering Notice has the meaning set forth in Section 2(b).

  • Shelf Offering Notice has the meaning set forth in Section 1(d)(i).

  • Underwritten Public Offering means an underwritten Public Offering, including any bought deal or block sale to a financial institution conducted as an underwritten Public Offering.

  • Limited Offering means an offering that is exempt from registration under the Securities Act of 1933 pursuant to Section 4(2) or Section 4(6) or pursuant to Rule 504, Rule 505, or Rule 506 under the Securities Act of 1933.

  • Underwritten Shelf Take-Down has the meaning set forth in Section 2.4(b).

  • Marketed Underwritten Shelf Take-Down has the meaning set forth in Section 2.02(e).

  • Qualified Offering means an offering of equity or debt securities for gross proceeds to the Company of not less than $5.0 million.

  • Shelf Offering has the meaning set forth in Section 1(d)(i).

  • Delayed Offering means an offering of securities pursuant to Rule 415 which does not commence promptly after the effective date of a registration statement, with the result that only information required pursuant to Rule 415 need be included in such registration statement at the effective date thereof with respect to the securities so offered. Whether the offering of the Securities is a Non-Delayed Offering or a Delayed Offering shall be set forth in Schedule I hereto.

  • Qualifying Offering means a private offering of *****’s equity securities (or securities convertible into or exercisable for *****’s equity securities) for cash (or in satisfaction of debt issued for cash) having its final closing on or after the date of this Agreement and which includes investment by one or more venture capital, professional angel, corporate or other similar institutional investors other than Stanford. For the avoidance of doubt, if ***** is a limited liability company, then “equity securities” means limited liability company interests in *****.

  • Initial Offering Period means the initial period during which a Series of the Trust will offer its Shares prior to the commencement of investment operations of such Series;

  • Private Offering means the private offering of Preferred Stock pursuant to the Memorandum.

  • Offering Notice shall have the meaning set out in Section 3.1;

  • Offering shall have the meaning ascribed to such term in Section 2.1(c).

  • Secondary Offering means an offering of securities of a publicly traded company that prior to the offering were not registered under the Securities Act of 1933, as amended.

  • Public Equity Offering means an underwritten primary public offering of common stock of the Company pursuant to an effective registration statement under the Securities Act.

  • Periodic Offering means an offering of Securities of a series from time to time, the specific terms of which Securities, including, without limitation, the rate or rates of interest, if any, thereon, the stated maturity or maturities thereof and the redemption provisions, if any, with respect thereto, are to be determined by the Issuer or its agents upon the issuance of such Securities.

  • Minimum Offering Notice means a written notification, signed by Broker, pursuant to which the Broker shall represent (1) that subscriptions for the Minimum Offering have been received, (2) that, to the best of Broker’s knowledge after due inquiry and review of its records, Cash Investment Instruments in full payment for that number of Shares equal to or greater than the Minimum Offering have been received, deposited with and collected by NCPS, (3) and that such subscriptions have not been withdrawn, rejected or otherwise terminated, and (4) that the Subscribers have no statutory or regulatory rights of rescission without cause or all such rights have expired.