Secondary Offering means an offering of previously issued securities, registered under the Securities Act of 1933, and held by large investors who resell such securities at a higher price. V. “Purchase or Sale of a Covered Security” includes, among other things, the writing of an option to purchase or sell a Covered Security. W. “Review Officer” means the person designated by the Advisers’ Ethics Committee2 as responsible for the review of personal trading activity conducted by Access/Advisory Persons.3 X. “Securities Held or to be Acquired” by an Investment Client means: (1) any Covered Security that, within the most recent 7 days, has been considered for purchase or sale for Investment Clients; and (2) any option to purchase or sell, and any security convertible into or exchangeable for, a Covered Security described above. Y. “Supervised Person” (defined above in Section II). Z. “Underwriter” means SunAmerica Capital Services, Inc. and/or American General Distributors, Inc.

Secondary Offering when used with respect to the Debt Securities of any series, means the offering and sale by the Company of Capital Securities for the account of Holders of Debt Securities of such series who elect to receive cash and not Capital Securities on the Capital Exchange Date for such series.

Examples of Secondary Offering in a sentence

In connection with any Underwritten Offering (including any Secondary Offering), any Holder that together with its Affiliates owns 10% or more of the outstanding Common Stock, shall execute a customary “lock-up” agreement with the underwriters of such Underwritten Offering containing a lock-up period equal to 45 days from the date of the execution of the underwriting agreement with respect to such Underwritten Offering.
If the Company proposes to conduct an Underwritten Offering (including a Secondary Offering), whether for its own account (such offering for its own account being referred to as an “Issuer Proposed Offering”), pursuant to an Underwriting Request or otherwise, each Holder shall have the right to include in such Underwritten Offering all or part of the Registrable Securities held by such Holder (the “Piggyback Rights”).

More Definitions of Secondary Offering

Secondary Offering means an offer for sale to the public of any securities 10of a company or its subsidiary, made by or on behalf of a person other than that company or its subsidiary;

Secondary Offering means a follow-on or secondary public offering of shares of Class A Common Stock by the Corporation following the IPO.

Secondary Offering has the meaning given to such term in Section 2.02(a).

Secondary Offering has the meaning set forth in Section 2.1(e) of this Agreement.

Secondary Offering shall have the meaning set forth in Section 2.1 hereof.

Secondary Offering an offering by Stockholders of Stockholder Shares as part of the Initial Public Offering, together with any sale of Stockholder Shares in connection with the exercise of any over-allotment option granted by Stockholders to underwriters in the Initial Public Offering.

Secondary Offering when used with respect to the Debt Securities of any series, means the offering and sale by the Guarantor of Capital Securities for the account of Holders of Debt Securities of such series who elect to receive cash and not Capital Securities on the Capital Exchange Date for such series.