Secondary Offering definition

Secondary Offering means an offering of securities of a publicly traded company that prior to the offering were not registered under the Securities Act of 1933, as amended.
Secondary Offering when used with respect to the Debt Securities of any series, means the offering and sale by the Company of Capital Securities for the account of Holders of Debt Securities of such series who elect to receive cash and not Capital Securities on the Capital Exchange Date for such series.
Secondary Offering means an offering of previously issued securities, registered under the Securities Act of 1933, and held by large investors who resell such securities at a higher price. V. “Purchase or Sale of a Covered Security” includes, among other things, the writing of an option to purchase or sell a Covered Security. W. “Review Officer” means the person designated by the Advisers’ Ethics Committee2 as responsible for the review of personal trading activity conducted by Access/Advisory Persons.3 X. “Securities Held or to be Acquired” by an Investment Client means: (1) any Covered Security that, within the most recent 7 days, has been considered for purchase or sale for Investment Clients; and (2) any option to purchase or sell, and any security convertible into or exchangeable for, a Covered Security described above. Y. “Supervised Person” (defined above in Section II). Z. “Underwriter” means SunAmerica Capital Services, Inc. and/or American General Distributors, Inc.

Examples of Secondary Offering in a sentence

  • As set forth above, the Secondary Offering Registration Statement, when it became effective, contained untrue statements of material fact and omitted to state material facts required to be stated therein or necessary to make the statements therein not misleading.

  • Also omitted from disclosure in the Secondary Offering Registration Statement/Prospectus was the material fact that demand for the Secondary Offering was artificially inflated.

  • The Secondary Offering Underwriter Defendants are sued as primary participants in the unlawful conduct charged herein.

  • By virtue of the foregoing, the Secondary Offering Underwriter Defendants violated Section 10(b) of the Exchange Act and Rule 10b-5.

  • Each of the Secondary Offering Underwriter Defendants is liable as an underwriter in connection with the Secondary Offering.

More Definitions of Secondary Offering

Secondary Offering means an offer for sale to the public of any securities 10of a company or its subsidiary, made by or on behalf of a person other than that company or its subsidiary;
Secondary Offering means a follow-on or secondary public offering of shares of Class A Common Stock by the Corporation following the IPO.
Secondary Offering has the meaning given to such term in Section 2.02(a).
Secondary Offering shall have the meaning set forth in Section 2.1 hereof.
Secondary Offering has the meaning set forth in Section 2.1(e) of this Agreement.
Secondary Offering an offering by Stockholders of Stockholder Shares as part of the Initial Public Offering, together with any sale of Stockholder Shares in connection with the exercise of any over-allotment option granted by Stockholders to underwriters in the Initial Public Offering.
Secondary Offering means the sale by BPCL, subject to market conditions and terms satisfactory to BPCL, of approximately two-thirds of the Common Shares owned by BPCL prior to the Effective Time;