Securities Ownership definition

Securities Ownership means any direct or indirect ownership of Corporation Securities, including any ownership by virtue of application of constructive ownership rules, with such direct, indirect, and constructive ownership determined under the provisions of Code Section 382 and the Treasury Regulations thereunder.
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Examples of Securities Ownership in a sentence

  • I have supplied all account statements for which I have a direct or indirect beneficial ownership in Reportable Securities (as defined in the Code of Ethics) or have completed the Initial Securities Ownership Report, and there are no other accounts and Reportable Securities held with brokers, dealers, or banks with which I exercise direct or indirect influence or control over investment decisions.

  • Securities Ownership To the best of the Fund’s knowledge, the table below shows the dollar range of shares of the Fund beneficially owned by Alfred T.

  • The specific reports are described in detail below under the caption "Reporting of Personal Securities Ownership".

  • Reporting of Personal Securities Ownership Statement of Outside Brokerage Activity This statement must be filed with the filing and review officer no later than 10 days after being hired or designated as an Access Person.

  • See "Reporting of Personal Securities Ownership" below for more detail about these reports.

  • Securities Ownership As of December 31, 2003, Telefónica and its affiliates (including directors and executive officers) beneficially owned 1,003,918,275 class B shares (in the form of shares or ADRs) or 58.3% of the outstanding capital stock.

  • The Securities Ownership and Business Positions Form is designed for this reporting.

  • Reporting of Personal Securities Ownership Statement of Outside Brokerage Activity Each newly hired or newly designated Supervised Person must file a Statement of Outside Brokerage Activity with the Chief Compliance Officer within 10 days of being hired or designated a Supervised Person.

  • All information provided by the Purchaser to the Company in connection with the Purchaser’s purchase of the Shares, including, but not limited to, the information provided in the Pre-Closing Securities Ownership Questionnaire attached hereto as Exhibit B, was accurate and correct when provided or delivered and is accurate and correct as of the date hereof.

  • Securities Ownership of Investment Committee Members The table below shows the dollar range of the interests of each Fund beneficially owned as of June 30, 2013 by each Investment Committee Member.

Related to Securities Ownership

  • Applicable Ownership Interest means, with respect to the Treasury portfolio,

  • Securities Lending Agreement means an agreement under which a local agency agrees to transfer securities to a borrower who, in turn, agrees to provide collateral to the local agency. During the term of the agreement, both the securities and the collateral are held by a third party. At the conclusion of the agreement, the securities are transferred back to the local agency in return for the collateral.

  • Mortgage-backed Securities means securities that are secured or otherwise backed by Mortgage Loans.

  • Ownership Interests means, with respect to any Person, all of the shares of Capital Stock of such Person and all debt securities of such Person that can be converted or exchanged for Capital Stock of such Person, whether voting or nonvoting, and whether or not such Capital Stock or debt securities are outstanding on any date of determination.

  • Securities Entitlement means the rights and property interests of an Entitlement Holder with respect to a Financial Asset as set forth in Part 5 of Article 8 of the Uniform Commercial Code of the State of New York, as the same may be amended from time to time.

  • Securities System shall have the meaning set forth in Paragraph 3(c) of this Agreement.

  • Controlling ownership interest means ownership of or entitlement to more than twenty-five percent of shares or capital or profits of the company;

  • Real Estate-Related Securities shall have the meaning set forth in the Charter.

  • Retail Certificates A Senior Certificate, if any, offered in smaller minimum denominations than other Senior Certificates, and designated as such in the Series Supplement.

  • Asset-Backed Securities means securities which:

  • WREGIS Certificates has the same meaning as “Certificate” as defined by WREGIS in the WREGIS Operating Rules and are designated as eligible for complying with the California Renewables Portfolio Standard.

  • Preferred Equity Interests means, with respect to any Person, Equity Interests in such Person which are entitled to preference or priority over any other Equity Interest in such Person in respect of the payment of dividends or distribution of assets upon liquidation or both.

  • Common ownership means the same or substantially similar persons or entities that maintain a

  • Beneficial Ownership Interest means the right to receive payments and notices with respect to the Bonds held in a Book Entry System.

  • Securities Transfer Act means the Securities Transfer Act (British Columbia) from time to time in force and all amendments thereto and includes all regulations and amendments thereto made pursuant to that Act.

  • Securities lending or "securities borrowing" means a transaction by which a counterparty transfers securities subject to a commitment that the borrower will return equivalent securities on a future date or when requested to do so by the transferor, that transaction being considered as securities lending for the counterparty transferring the securities and being considered as securities borrowing for the counterparty to which they are transferred;

  • Indirect Ownership Interest means an ownership interest in an entity that has an ownership interest in another entity. Indirect ownership interest includes an ownership interest in an entity that has an indirect ownership interest in another entity.

  • Exchange Certificates Means the pass through certificates substantially in the form of Exhibit A hereto issued in exchange for the Initial Certificates pursuant to the Registration Rights Agreement and authenticated hereunder.

  • Equity-linked Securities means any debt or equity securities that are convertible, exercisable or exchangeable for Class A Shares issued in a financing transaction in connection with a Business Combination, including but not limited to a private placement of equity or debt.

  • Equity Preferred Securities means, with respect to any Person, any trust preferred securities or deferrable interest subordinated debt securities issued by such Person or other financing vehicle of such Person that (i) have an original maturity of at least twenty years, and (ii) require no repayments or prepayments and no mandatory redemptions or repurchases, in each case, prior to the first anniversary of the latest Maturity Date.

  • Beneficial Ownership Regulation means 31 C.F.R. § 1010.230.

  • Controlling ownership interested means ownership of or entitlement to more than twenty five percent of shares or capital or profits of the Company;

  • Ownership Change Event means the occurrence of any of the following with respect to the Company: (i) the direct or indirect sale or exchange in a single or series of related transactions by the stockholders of the Company of securities of the Company representing more than fifty percent (50%) of the total combined voting power of the Company’s then outstanding securities entitled to vote generally in the election of Directors; (ii) a merger or consolidation in which the Company is a party; or (iii) the sale, exchange, or transfer of all or substantially all of the assets of the Company (other than a sale, exchange or transfer to one or more subsidiaries of the Company).

  • Beneficial Ownership Certification means a certification regarding beneficial ownership as required by the Beneficial Ownership Regulation.