Securities Exchange Rules definition

Securities Exchange Rules means the rules and regulations, including listing standards, of the New York Stock Exchange or other United States national securities exchange registered under the Exchange Act on which the applicable common stock is then traded.
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Securities Exchange Rules means the rules of Nasdaq, with respect to the Company, or of New York Stock Exchange LLC, with respect to Parent or its ultimate parent entity.
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Securities Exchange Rules means the applicable rules or regulations of a securities exchange or listing entity on which its publicly-traded securities are listed.
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Examples of Securities Exchange Rules in a sentence

  • The holding statement will specify the HIN allocated by CHESS or SRN allocated by the Unit Registry.Subject to the Securities Exchange Rules, Clearing Rules and Settlement Rules, the Responsible Entity may decline to register a purchaser of a unit or units transacted on the Securities Exchange.

  • Units in the Fund have been admitted to quotation on the Securities Exchange under the Securities Exchange Rules.

  • If the Fund ceases to comply with the Securities Exchange Rules, the Responsible Entity may seek a trading halt or the Securities Exchange Operator may suspend trading of units in the Fund on the Securities Exchange; or• the Securities Exchange Operator suspends trading of units in the Fund on the Securities Exchange.

  • In such circumstances, units in the Fund may continue to trade on the Securities Exchange provided that the Fund continues to comply with the Securities Exchange Rules.

  • Participation in the Plan is optional and not transferable, and is subject to these Terms and Conditions, Applicable Law, the Constitution, and the Securities Exchange Rules.

  • In such circumstances, units in the Fund may continue to trade on the Securities Exchange provided that the Fundcontinues to comply with the Securities Exchange Rules.

  • Social work can be conceived as a profession engaged in alleviating deprivation in all its varieties, from economic to psychological; social workers identify people who fall below the social minimum in any justice-related good.

  • An application has been made to the Securities Exchange Operator for the Units in the Fund to be admitted to quotation on the Securities Exchange under the Securities Exchange Rules.

  • Certain rights and obligations of each party under the IMA are conditional upon the Securities Exchange admitting the Fund's Units to trading status on the Securities Exchange pursuant to the Securities Exchange Rules.

  • Subject to the Securities Exchange Rules and the agreement with the market maker, the Responsible Entity may appoint or terminate a market maker in respect of the Fund.


More Definitions of Securities Exchange Rules

Securities Exchange Rules means the rules of The NASDAQ Stock Market LLC.
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Securities Exchange Rules means the applicable rules or regulations of a securities exchange or listing entity on which its publicly- traded securities are listed.
Sample 1

Related to Securities Exchange Rules

  • Securities Exchange means, at any time, the registered national securities exchange on which the Corporation’s equity securities are then principally listed or traded, which shall be the New York Stock Exchange or NASDAQ Global Market (or similar national quotation system of the NASDAQ Stock Market) (“NASDAQ”) or any successor exchange of either the New York Stock Exchange or NASDAQ.

  • Stock Exchange Rules means the applicable rules of any stock exchange upon which Shares are listed;

  • Exchange Rules means the listing rules of The OTC Marketplace.

  • Securities Exchange Act means the Securities Exchange Act of 1934, as amended.

  • National Securities Exchange means an exchange registered with the Commission under Section 6(a) of the Exchange Act or any successor thereto.

  • Designated Stock Exchange Rules means the relevant code, rules and regulations, as amended, from time to time, applicable as a result of the original and continued listing of any Shares or ADSs on the Designated Stock Exchange;

  • Securities Exchange Act of 1934 means the United States Securities Exchange Act of 1934, as from time to time amended.

  • Futures Exchange means the exchange or trading system with the highest trading volume of options or futures contracts relating to the Share. If options or futures contracts on the Share are not traded on any exchange, the Futures Exchange shall be the options or futures exchange with the highest amount of options or futures contracts relating to shares of companies having their residence in the country in which the Company has its residence. If there is no options or futures exchange in the country in which the Company has its residence on which options or futures contracts on shares are traded, the Calculation Agent will determine the Futures Exchange in its reasonable discretion (billiges Ermessen) (§ 317 BGB) and will make notification thereof in accordance with § 6 of the General Terms.

  • Nasdaq Rules means the rules of NASDAQ;

  • ASX Listing Rules means the official listing rules of ASX.

  • Recognised Futures Exchange means an international futures exchange which is recognised by the SFC or which is approved by the Manager.

  • U.S. Exchange Act means the United States Securities Exchange Act of 1934, as amended;

  • Listing Rules the Rules Governing the Listing of Securities on the Stock Exchange

  • GEM Listing Rules the Rules Governing the Listing of Securities on GEM

  • PPB Rules means the rules of the Procurement Policy Board as set forth in Title 9 of the Rules of the City of New York (“RCNY”), § 1-01 et seq.

  • NASDAQ means The Nasdaq Stock Market, Inc.

  • NYSE means the New York Stock Exchange.

  • Stock Exchanges means BSE Limited and National Stock Exchange of India Limited;

  • Stock Market means a market, or other place at which, or a facility by means of which—

  • Hong Kong Listing Rules means the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited;

  • Securities Trading Act means the Securities Trading Act of 2007 no.75 of the Relevant Jurisdiction.

  • the Listing Rules means the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited and any amendments thereto for the time being in force;

  • Trading Rules means the Rules and Regulations of the Exchange prescribed by the Stock Exchange from time to time; and

  • IESO Market Rules means the rules made under section 32 of the Electricity Act, 1998 (Ontario), together with all market manuals, policies and guidelines issued by the IESO.

  • Relevant Stock Exchange for the Fund means the primary exchange or quotation system on which shares (or other applicable securities) of the Fund are traded, as determined by the Calculation Agent.

  • Determining Futures Exchange means the options and/or futures exchange, on which respective derivatives of the Underlying (the "Derivatives") are mostly liquidly traded, such options and/or futures exchange shall be determined by the Calculation Agent acting in accordance with relevant market practice and in good faith by way of notice pursuant to § 6 of the General Conditions.In the case of a material change in the market conditions at the Determining Futures Exchange, such as a final discontinuation of derivatives' quotation linked to the Underlying at the Determining Futures Exchange or a considerably restricted number or liquidity, it shall be substituted as the Determining Futures Exchange by another options and/or futures exchange that offers satisfactorily liquid trading in the Derivatives (the "Substitute Futures Exchange"); such options and/or futures exchange shall be determined by the Calculation Agent acting in accordance with relevant market practice and in good faith. In the event of such substitution, any reference to the Determining Futures Exchange in the Terms and Conditions of these Securities shall be deemed to refer to the Substitute Futures Exchange.