U.S. Securities Exchange Act definition

U.S. Securities Exchange Act means the U.S. Securities Exchange Act of 1934, as amended from time to time, and the rules and regulations promulgated thereunder;

U.S. Securities Exchange Act means the United States Securities Exchange Act of 1934 and the regulations thereunder, as amended from time to time.

U.S. Securities Exchange Act means the United States Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder;

Examples of U.S. Securities Exchange Act in a sentence

• Westpac Capital Markets, LLC (‘WCM’), a wholly-owned subsidiary of Westpac, is a broker-dealer registered under the U.S. Securities Exchange Act of 1934 (‘the Exchange Act’) and member of the Financial Industry Regulatory Authority (‘FINRA’).

• The U.S. Securities Exchange Act of 1934, as amended, or any successor thereto.

• Westpac Capital Markets, LLC (‘WCM’), a wholly- owned subsidiary of Westpac, is a broker-dealer registered under the U.S. Securities Exchange Act of 1934 (‘the Exchange Act’) and member of the Financial Industry Regulatory Authority (‘FINRA’).

• The Company has been formed for the object and purpose of, and the nature of the business to be conducted by the Company is, to: (a) conduct and carry on the functions of an “exchange” within the meaning of that term in the U.S. Securities Exchange Act of 1934, as amended (the “Exchange Act”), (b) to engage in any other lawful business purpose or activity for which limited liability companies may be formed under the Act, and (c) to engage in any and all activities necessary or incidental to the foregoing.

• Members of the Committee shall also qualify as “non-employee directors” within the meaning of Rule 16b-3 promulgated under the U.S. Securities Exchange Act of 1934, as amended (the “Exchange Act”), and “outside directors” within the meaning of Section 162(m) of the U.S. Internal Revenue Code of 1986, as amended.

More Definitions of U.S. Securities Exchange Act

U.S. Securities Exchange Act means the United States Securities Exchange Act of 1934, as amended;

U.S. Securities Exchange Act means the U.S. Securities Exchange Act of 1934; and

U.S. Securities Exchange Act means the U.S. Securities Exchange Act of 1934, as amended from time to time.

U.S. Securities Exchange Act means the United States Securities Exchange Act of 1934 and the rules and regulations promulgated thereunder, or any successor statute.

U.S. Securities Exchange Act means the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder, in effect in the United States of America.

U.S. Securities Exchange Act means the U.S. Securities Exchange Act of 1934, as amended.

U.S. Securities Exchange Act means the United States Securities Exchange Act of 1934 and the regulations thereunder, as amended from time to time. (b) Interpretation. Unless expressly provided otherwise, or the context otherwise requires: