SEC Letter definition

SEC Letter means the Securities and Exchange Commission No-Action letter, dated January 25, 1994, relating to prime brokerage, as amended, supplemented, modified or replaced from time to time.
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SEC Letter means that certain letter, dated July 12, 2004, from the SEC to the Borrower relating to the Borrower's acquisition of Bioglan Pharmaceuticals, Inc.
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SEC Letter means that certain letter from the SEC to Parent, dated January 3, 2012.
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Examples of SEC Letter in a sentence

  • Membership fees in associated organiza- tions, including NRECA, and Statewide asso- ciations of RUS-financed borrowers.

  • NRECA members generate approximately 50 percent of the electric energy they sell and purchase the remaining 50 percent from non-NRECA members.

  • DOE/EPRI 2013 Electricity Storage Handbook in Collaboration with NRECA.

  • NRECA represents the interests of the nation’s more than 900 rural electric utilities responsible for keeping the lights on for more than 42 million people across 47 states.

  • For the avoidance of doubt, “Applicable Law” shall include the SEC Letter.

  • In the event of such termination, BNPP PB continues to have its rights under the SEC Letter to cease the clearance and settlement of any transactions for Customer executed but not settled prior to such notice of termination.

  • On June 26, 2018, over 50 parties submitted post-technical conference comments in this proceeding, including comments from ISO-NE, Calpine, Direct, Eversource, Icetec, NRG, Utility Services, EEI, EPRI, EPSA, NARUC, NRECA, and SEI.

  • Two requests for rehearing of the FCA8 Revisions Order were filed on March 15, 2013, one by MMWEC, NHEC, APPA, NEPPA, and NRECA; the other, by EMCOS and Danvers.

  • This plan includes the NRECA Premium Medical, Prescription, Dental and Vision coverage.

  • Comments on the responses were filed by 8 parties, including comments addressing ISO-NE’s responses by MA DPU, MA DOER and MA AG (collectively, “Massachusetts”), MMWEC, AEE, EEI and NRECA.


More Definitions of SEC Letter

SEC Letter shall have the meaning set forth in Section 7.2(d).
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SEC Letter means that certain letter, dated July 12, 2004, from the SEC to the Borrower relating to the Acquisition.
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SEC Letter means that certain letter from the SEC to Parent, dated January 3, 2012. “Securities Act” means the Securities Act of 1933, as amended.
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Related to SEC Letter

  • DTC Letter means the letter of representations for the Notes, dated July 26, 2011 between the Issuer and The Depository Trust Company.

  • SEC Documents shall have the meaning specified in Section 4.5.

  • SEC Filings has the meaning set forth in Section 4.6.

  • Form 10 means the registration statement on Form 10 filed by SpinCo with the Commission to effect the registration of SpinCo Common Stock pursuant to the Exchange Act in connection with the Distribution, as such registration statement may be amended or supplemented from time to time.

  • Current Report shall have the meaning assigned to such term in Section 2.3.

  • Company SEC Documents has the meaning set forth in Section 3.5(a).

  • Investment Letter shall have the meaning specified in subsection 9.07(a).

  • UCC Filing Authorization Letter means a letter duly executed by each Loan Party authorizing the Agent to file appropriate financing statements on Form UCC-1 without the signature of such Loan Party in such office or offices as may be necessary or, in the opinion of the Agent, desirable to perfect the security interests purported to be created by each Security Agreement, each Pledge Agreement and each Mortgage.

  • Subsequent Disclosure Documents means any financial statements, management’s discussion and analysis, information circulars, annual information forms, material change reports (other than confidential material change reports), business acquisition reports or other documents issued by the Corporation after the Execution Time which are, or are deemed to be, pursuant to applicable Securities Laws, incorporated by reference into the Final Prospectuses or any Prospectus Amendment;

  • Interim Prospectus Supplement means the prospectus supplement relating to the Shares prepared and filed pursuant to Rule 424(b) from time to time as provided by Section 4(x) of this Agreement.

  • Continuing Disclosure Certificate means that certain Continuing Disclosure Certificate executed by the District and dated the date of issuance and delivery of the Bonds, as originally executed and as it may be amended from time to time in accordance with the terms thereof.

  • Initial Prospectus Supplement means the prospectus supplement of the Company relating to the Securities, including the accompanying Base Prospectus, to be prepared and filed by the Company with the SEC pursuant to Rule 424(b)(5) under the Securities Act and in accordance with Section 5(a) hereof, together with all documents and information incorporated therein by reference.

  • Rule 144A Letter As defined in Section 5.02(b).

  • Investment Representation Letter As defined in Section 5.02(b).

  • Final Prospectus Supplement has the meaning set forth in the Preliminary Statement hereto.

  • Company Disclosure Documents is defined in Section 3.4(g) of the Agreement.

  • Termination statement means an amendment of a financing statement which:

  • Merger Registration Statement means the registration statement, together with all amendments, filed with the SEC under the Securities Act for the purpose of registering shares of NYB Common Stock to be offered to holders of Synergy Common Stock in connection with the Merger.

  • Representation Letters means the statements of facts and representations, officer’s certificates, representation letters and any other materials (including, without limitation, a Ruling Request and any related supplemental submissions to the IRS or other Tax Authority) delivered by EQT, SpinCo or any of their respective Affiliates or representatives in connection with the rendering by Tax Advisors, and/or the issuance by the IRS or other Tax Authority, of the Tax Opinions/Rulings.

  • SEC Reports shall have the meaning ascribed to such term in Section 3.1(h).

  • Information Statement has the meaning set forth in Section 6.6.

  • Disclosure Counsel means the Special Counsel designated by the Corporation to be responsible for the drafting and delivery of the Corporation’s disclosure documents such as preliminary official statements, official statements, re-offering memorandums or private placement memorandums and continuing disclosure agreements.

  • SEC means the Securities and Exchange Commission.

  • Canadian Prospectus Supplement means the most recent prospectus supplement to the Canadian Base Prospectus relating to the Shares filed by the Company with the Canadian Qualifying Authorities in accordance with Canadian Securities Laws. As used herein, “Canadian Prospectus” means the Canadian Prospectus Supplement (and any additional Canadian prospectus supplement prepared in accordance with the provisions of this Agreement or any Terms Agreement and filed with the Canadian Qualifying Authorities in accordance with Canadian Securities Laws) together with the Canadian Base Prospectus.

  • Advisory letter means a nondisciplinary letter to notify a

  • Joint Proxy Statement/Prospectus has the meaning set forth in Section 6.1(a).