SEC Event definition

SEC Event means that, if the First Initial Scheduled Control Account Company Release Event (as defined in Section 32(l)(iii)) is determined by clause (I) of such definition or if clause (y) of the definition of "Control Account Release Eligibility Date" is determined by clause (I) of such definition, the SEC requires a reduction in the number of Registrable Securities to be registered for resale on behalf of the Holder and the holders of the Other Notes pursuant to the Initial Registration Statement or requires that such Holder or holders be named as underwriters therein without such reduction, such that the Initial Registration Statement declared effective by the SEC fails to register for resale on behalf of the Holder and the holders of the Other Notes all of the shares of Common Stock issuable upon conversion of this Note and the Other Notes (assuming a conversion in full as of such time of determination without regard to any restriction or limitation on conversions contained herein or therein and determined utilizing the Equity Conditions Conversion Price).
Sample 1

Examples of SEC Event in a sentence

  • Joining the SEC Event Team The following are the SEC Standards for becoming part of our Team: • 20K in Career Sales: 10K to train (only with coordinator approval), 15k to Field Train • 2 Required Field trainings: Full day with leader including a full setup and close down of a booth (Must be on time for setup and stay through breakdown) • Service Call Training: Must Order or have both sharpeners, Item #82 Sharpener and Xx Xxxx Xxxxxxxxx.

Related to SEC Event

  • Public event means any event that can be attended by the

  • ii) Event means any event described in Section 11(a)(ii) hereof.

  • Delisting Event means any time during the term of this Investment Agreement, that the Company's Common Stock is not listed for and actively trading on the O.T.C. Bulletin Board, the Nasdaq Small Cap Market, the Nasdaq National Market, the American Stock Exchange, or the New York Stock Exchange or is suspended or delisted with respect to the trading of the shares of Common Stock on such market or exchange.

  • Put Event means the occurrence of any of the following:

  • Acquisition Event means a merger or consolidation in which the Company is not the surviving entity, any transaction that results in the acquisition of all or substantially all of the Company’s outstanding Common Stock by a single person or entity or by a group of persons and/or entities acting in concert, or the sale or transfer of all or substantially all of the Company’s assets.

  • Registration Event means the occurrence of any of the following events:

  • OFAC Event means the event specified in Section 8.13(c) hereof.

  • Default Event means an event or circumstance which leads Operator to determine that a Venue User is or appears to be unable or likely to become unable to meet its obligations in respect of an Order or Transaction or to comply with any other obligation under an Agreement or Applicable Law.

  • TLAC Disqualification Event means OSFI has advised the Bank in writing that the bail-inable notes issued under the applicable pricing supplement will no longer be recognized in full as TLAC under the TLAC Guideline as interpreted by the Superintendent, provided that a TLAC Disqualification Event will not occur where the exclusion of those bail-inable notes from the Bank’s TLAC requirements is due to the remaining maturity of those bail-inable notes being less than any period prescribed by any relevant eligibility criteria applicable as of the issue date of those bail-inable notes.

  • Company Triggering Event means: (i) the failure of the Board of Directors of the Company to recommend that the Company's stockholders vote to adopt this Agreement, or the withdrawal or modification of the Company Board Recommendation in a manner adverse to Parent, or the Board of Directors shall have taken any other action that is or becomes disclosed publicly or to a third party, which indicates that the Board of Directors of the Company does not support the Merger or does not believe that the Merger is in the best interests of the Company's stockholders; (ii) the Company shall have failed to include in the Proxy Statement the Company Board Recommendation or a statement to the effect that the Board of Directors of the Company has determined and believes that the Merger is in the best interests of the Company's stockholders; (iii) an Acquisition Proposal is publicly announced and the Board of Directors of the Company fails to reaffirm without qualification the Company Board Recommendation, or fails to publicly state without qualification, that the Merger is in the best interests of the Company's stockholders, within five business days after Parent requests in writing that such action be taken; (iv) the Board of Directors of the Company shall have approved, endorsed or recommended any Acquisition Proposal; (v) the Company shall have failed to comply with Section 5.04 in any material respect; (vi) a tender or exchange offer relating to securities of the Company shall have been commenced and the Company shall not have sent to its securityholders, within ten business days after the commencement of such tender or exchange offer, a statement disclosing that the Board of Directors recommends rejection of such tender or exchange offer; (vii) an Acquisition Proposal is publicly announced, and the Company fails to issue a press release announcing its opposition to such Acquisition Proposal within ten business days after such Acquisition Proposal is announced; or (viii) either the Company or any of its subsidiaries or any their Representatives shall have breached any of the provisions set forth in Section 5.04 (in any material respect) or Section 6.15.

  • Delay Event means any event set out at Clause 5.19.4 [Delay Events].

  • Significant Event means any Amortization Event or Event of Default.

  • Initial Triggering Event means any of the following events or transactions occurring after the date hereof:

  • Trigger Event Date means a date on which a Trigger Event has occurred as determined by the Calculation Agent.

  • Conversion Event means the cessation of use of (i) a Foreign Currency both by the government of the country or the confederation which issued such Foreign Currency and for the settlement of transactions by a central bank or other public institutions of or within the international banking community or (ii) any currency unit or composite currency for the purposes for which it was established.

  • Liquidity Event means a Change of Control or an IPO.

  • Subsequent Triggering Event means either of the following events or transactions occurring after the date hereof:

  • Make-Whole Fundamental Change Conversion Period has the following meaning:

  • Private event means a social gathering or event attended

  • Trigger Event shall have the meaning specified in Section 14.04(c).

  • Book-Up Event means an event that triggers a positive adjustment to the Capital Accounts of the Partners pursuant to Section 5.5(d).

  • Adverse Rating Event With respect to any Class of Rated Certificates and any Rating Agency that has assigned a rating thereto, as of any date of determination, the qualification, downgrade or withdrawal of the rating then assigned to such Class of Rated Certificates by such Rating Agency (or the placement of such Class of Rated Certificates on “negative credit watch” status in contemplation of any such action with respect thereto).

  • Event Date shall have the meaning set forth in Section 2(d).

  • Change of Control Triggering Event means the occurrence of both a Change of Control and a Rating Event.

  • Flip-Over Event means any event described in clause (x), (y) or (z) of Section 13(a) hereof.

  • Exempted Fundamental Change means any Fundamental Change with respect to which, in accordance with Section 4.02(I), the Company does not offer to repurchase any Notes.