Risk Management Transaction definition

Risk Management Transaction means any foreign exchange or interest rate risk management transaction, commodity swap, option, cap, collar, floor or similar arrangement or other risk management arrangement to which any Person is a party.
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Risk Management Transaction means any swap, cap, collar, floor, spot, forward, futures, option or foreign exchange transaction whether linked to interest rates, currency rates, commodity prices, levels of indices, prices of securities or otherwise and any other similar rate or price protection transaction including credit and other derivatives or any transaction relating to the delivery of securities between the Client or any Security Provider and any other person (including, for the avoidance of doubt, the Bank).
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Risk Management Transaction means any swap, cap, collar, floor, spot, forward, futures, option or foreign exchange transaction whether linked to interest rates, currency rates, commodity prices, levels of indices, prices of securities or otherwise and any other similar rate or price protection transaction including credit and other derivatives or any transaction relating to the delivery of securities between the Client or any Security Provider and any other person (including, for the avoidance of doubt, the Bank). 「風險管理交易」：指任何交換、上限、上下限、下限、現貨、遠期、期貨、選擇權或外匯交易，不論是連結利率、匯率、商品價格、指數水準、證券價格，或者其他，以及任何類似利率或價格保障型交易，包括在客戶或任何擔保人及任何其他個人（為免疑慮，該個人包含本行）間，與證券交付相關之信用及其他衍生性商品或任何交易。
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Examples of Risk Management Transaction in a sentence

  • You and we are bound to a Risk Management Transaction from the time the oral deal is made.

  • If the Risk Management Transaction is an interest rate floor sold by you, then on each Payment Date, if the Floating Rate Payment is lower than the Floor Rate Payment, you must pay us the difference between the Floating Rate Payment and the Floor Rate Payment.

  • If there is any inconsistency between the terms of a Confirmation and the Agreement then the terms of the Confirmation will prevail in respect of the affected Risk Management Transaction.

  • A Risk Management Transaction is valid even if these steps are not followed.

  • We are not obliged to enter into any Risk Management Transaction until the terms of the Risk Management Transaction are agreed between us.

  • We will send to you a Confirmation setting out the details of each Risk Management Transaction.

  • A tentative reading in to the character and ideas that motivate and to an extent define the Self of China depict a civilisation state.

  • We will determine the mark–to–market value of each terminated Risk Management Transaction as at its Termination Date using prevailing market rates chosen by us in good faith having regard to what a person would pay you (expressed as a negative number), or what we would have to pay another person (expressed as a positive number), to take over your rights and obligations under the terminated Risk Management Transaction.

  • If the Risk Management Transaction is an interest rate cap sold by you, then on each Payment Date, if the Floating Rate Payment is greater than the Cap Rate Payment, you must pay us the difference between the Floating Rate Payment and the Cap Rate Payment.

  • If the Risk Management Transaction is an interest rate cap purchased by you, then on each Payment Date, if the Floating Rate Payment is greater than the Cap Rate Payment, we must pay you the difference between the Floating Rate Payment and the Cap Rate Payment.

Related to Risk Management Transaction

  • Rate Management Transaction means any transaction (including an agreement with respect thereto) now existing or hereafter entered into between the Borrower and any Lender or Affiliate thereof which is a rate swap, basis swap, forward rate transaction, commodity swap, commodity option, equity or equity index swap, equity or equity index option, bond option, interest rate option, foreign exchange transaction, cap transaction, floor transaction, collar transaction, forward transaction, currency swap transaction, cross-currency rate swap transaction, currency option or any other similar transaction (including any option with respect to any of these transactions) or any combination thereof, whether linked to one or more interest rates, foreign currencies, commodity prices, equity prices or other financial measures.

  • Co-Investment Transaction means any transaction in which a Regulated Fund (or its Wholly-Owned Investment Sub (defined below)) participated together with one or more Affiliated Funds and/or one or more other Regulated Funds in reliance on the Order.

  • Replacement Transaction means, with respect to any Terminated Transaction or group of Terminated Transactions, a transaction or group of transactions that (i) would have the effect of preserving for Party B the economic equivalent of any payment or delivery (whether the underlying obligation was absolute or contingent and assuming the satisfaction of each applicable condition precedent) by the parties under Section 2(a)(i) in respect of such Terminated Transaction or group of Terminated Transactions that would, but for the occurrence of the relevant Early Termination Date, have been required after that Date, and (ii) has terms which are substantially the same as this Agreement, including, without limitation, rating triggers, Regulation AB compliance, and credit support documentation, save for the exclusion of provisions relating to Transactions that are not Terminated Transaction, as determined by Party B in its sole discretion, acting in a commercially reasonable manner.

  • Payment Transaction means an act, initiated by the payer or on his behalf or by the payee, of placing, transferring or withdrawing funds, irrespective of any underlying obligations between the payer and the payee;

  • Relevant Transaction has the meaning specified in Section 2.05(b)(ii).

  • Hedge Transaction means each interest rate swap, index rate swap or interest rate cap transaction or comparable derivative arrangement between the Borrower and a Hedge Counterparty that is entered into pursuant to Section 10.6 and is governed by a Hedging Agreement.

  • Hedging Transaction of any Person shall mean (a) any transaction (including an agreement with respect to any such transaction) now existing or hereafter entered into by such Person that is a rate swap transaction, swap option, basis swap, forward rate transaction, commodity swap, commodity option, equity or equity index swap or option, bond option, interest rate option, foreign exchange transaction, cap transaction, floor transaction, collar transaction, currency swap transaction, cross-currency rate swap transaction, currency option, spot transaction, credit protection transaction, credit swap, credit default swap, credit default option, total return swap, credit spread transaction, repurchase transaction, reverse repurchase transaction, buy/sell-back transaction, securities lending transaction, or any other similar transaction (including any option with respect to any of these transactions) or any combination thereof, whether or not any such transaction is governed by or subject to any master agreement and (b) any and all transactions of any kind, and the related confirmations, which are subject to the terms and conditions of, or governed by, any form of master agreement published by the International Swaps and Derivatives Association, Inc., any International Foreign Exchange Master Agreement, or any other master agreement (any such master agreement, together with any related schedules, a “Master Agreement”), including any such obligations or liabilities under any Master Agreement.

  • Significant Transaction means a transaction which meets any one of the tests below:

  • M&A Transaction means (i) the consolidation of the Company with, or a merger with or into, any third party, following which the Company’s stockholders immediately prior to such transaction, will own less than 50.1% of the surviving entity or the Company, as applicable, immediately following such transaction, or (ii) an acquisition or other transfer of all or substantially all of the Company’s securities or assets.

  • SPAC Transaction means a transaction or series of related transactions by merger, consolidation, share exchange or otherwise of the Company with a publicly traded “special purpose acquisition company” or its subsidiary (collectively, a “SPAC”), immediately following the consummation of which the common stock or share capital of the SPAC or its successor entity is listed on the Nasdaq Stock Market, the New York Stock Exchange or another exchange or marketplace approved by the Board of Directors, including a majority of the Preferred Directors.

  • risk management means coordinated activities to direct and control an organization with regard to risk.

  • Factoring Transaction means any transaction or series of transactions that may be entered into by the Borrower or any Subsidiary pursuant to which the Borrower or such Subsidiary may sell, convey, assign or otherwise transfer (or purport to sell, convey, assign or otherwise transfer) Securitization Assets (which may include a grant of security interest in such Securitization Assets so sold, conveyed, assigned or otherwise transferred or purported to be so sold, conveyed, assigned or otherwise transferred) to any Person.

  • Treasury Transaction means any derivative transaction entered into in connection with protection against or benefit from fluctuation in any rate or price.

  • Transaction means the transactions contemplated by the Transaction Documents.

  • Subsequent Transaction has the meaning set forth in Section 1.08.

  • Credit transaction means any transaction by the terms of which the repayment of money loaned or loan commitment made, or payment for goods, services, or properties sold or leased, is to be made at a future date or dates.

  • Treasury Transactions means any derivative transaction entered into in connection with protection against or benefit from fluctuation in any rate or price.

  • Restricted Payment Transaction means any Restricted Payment permitted pursuant to Section 409, any Permitted Payment, any Permitted Investment, or any transaction specifically excluded from the definition of the term “Restricted Payment” (including pursuant to the exception contained in clause (i) and the parenthetical exclusions contained in clauses (ii) and (iii) of such definition).

  • Rate Hedging Agreement means an agreement, device or arrangement providing for payments which are related to fluctuations of interest rates, exchange rates or forward rates, including, but not limited to, dollar-denominated or cross-currency interest rate exchange agreements, forward currency exchange agreements, interest rate cap or collar protection agreements, forward rate currency or interest rate options, puts and warrants.

  • Online Transaction means any Phone/Electronic Transaction requested through an Electronic Transmission over the Internet.

  • Credit Risk Management Agreement The respective agreements between the Credit Risk Manager and the Servicer and/or Master Servicer regarding the loss mitigation and advisory services to be provided by the Credit Risk Manager.

  • Related Transactions means the initial borrowing under the Revolving Loan on the Closing Date, the Refinancing, the payment of all fees, costs and expenses associated with all of the foregoing and the execution and delivery of all of the Related Transactions Documents.

  • Hedging Arrangement means a hedge, call, swap, collar, floor, cap, option, forward sale or purchase or other contract or similar arrangement (including any obligations to purchase or sell any commodity or security at a future date for a specific price) which is entered into to reduce or eliminate or otherwise protect against the risk of fluctuations in prices or rates, including interest rates, foreign exchange rates, commodity prices and securities prices.

  • Securitization Transaction Any transaction involving either (1) a sale or other transfer of some or all of the Mortgage Loans directly or indirectly to an issuing entity in connection with an issuance of publicly offered or privately placed, rated or unrated mortgage-backed securities or (2) an issuance of publicly offered or privately placed, rated or unrated securities, the payments on which are determined primarily by reference to one or more portfolios of residential mortgage loans consisting, in whole or in part, of some or all of the Mortgage Loans.

  • Pawn transaction means the same as that term is defined in Section 13-32a-102.

  • Void Transaction means any transaction wherein the transaction has taken place but has been cancelled /rejected /unsuccessful by the Alliance Partner.