Primary Market Transaction definition

Primary Market Transaction means any transaction other than a secondary market transaction and refers to any transaction where a Person purchases securities in an offering.
Sample 1Sample 2Sample 3
Primary Market Transaction means a transaction not executed on a Relevant Exchange, or reported to a Relevant Exchange, but which is to be settled by OpenMarkets through ASX Settlement, and includes the subscription or purchase (pursuant to an initial public offering, placement or other capital raising) for or of financial products which are to be quoted on a Relevant Exchange, but does not include an ASX Bookbuild Transaction.
Sample 1

Examples of Primary Market Transaction in a sentence

  • Applicants may also be charged Primary Market Transaction Costs as may be specified in the relevant Supplement.

  • The Primary Market Transaction Costs will include dealing costs to preserve the value of the assets of the Fund.

  • In respect of the Primary Market Transaction Costs, the Directors or the Investment Manager as approved by the Directors may adjust the Issue Price and/or the Redemption Price by adding to or deducting from (as appropriate) the Issue Price per Share and/or the Redemption Price per Share such costs, for retention as part of the assets of the Fund.

  • The Articles allow for an Exchange Charge of up to 3% of the total Redemption Price of the Shares of the Original Class redeemed to be charged, and the Directors, in their sole discretion, reserve the right to impose such fee within this limit together with any Primary Market Transaction Costs as shall be set out in the Supplement in respect of each Fund.

  • As mentioned in section 5(a) above, the Reference NAV of each Terminating Share Class will take into account, amongst other expenses, all costs resulting from the realisation and liquidation of the remaining investments (e.g. the Primary Market Transaction Costs, the OTC Swap Transaction(s) and the Invested Assets (where applicable) of such Terminating Share Class.

  • The total Subscription Charge and Primary Market Transaction Charge charged to a subscribing investor will not exceed 6%.

  • The total Redemption Charge and Primary Market Transaction Charge charged to a redeeming investor will not exceed 3%.

  • Primary Market Transaction Costs‌ Shareholders may be subject to Primary Market Transaction Costs of up to a maximum of 1% of subscription monies or redemption proceeds, as specified in the relevant Supplement.

  • The amount of any Primary Market Transaction Costs payable by the applicant will be set out in the relevant Supplement.

  • Primary Market Transaction Costs Shareholders may be subject to Primary Market Transaction Costs of up to a maximum of 1% of subscription monies or redemption proceeds, as specified in the relevant Supplement.

Related to Primary Market Transaction

  • Secondary Market Transaction has the meaning set forth in Section 5.5.

  • Primary Market means on any of (a) the American Stock Exchange, (b) New York Stock Exchange, (c) the Nasdaq Global Select Market, (d) the Nasdaq Global Market, (e) the Nasdaq Capital Market, or (e) the Over-the-Counter Bulletin Board (“OTCBB”)

  • Secondary Market refers to a bulletin board platform at wxx.xxxxxxxxxxx.xx created by Masterworks.

  • exempt market dealer means a person or company registered in the category of exempt market dealer;

  • Public-finance transaction means a secured transaction in connection with which:

  • Underwritten Public Offering means an underwritten Public Offering, including any bought deal or block sale to a financial institution conducted as an underwritten Public Offering.

  • Public Equity Offering means an underwritten primary public offering of common stock of the Company pursuant to an effective registration statement under the Securities Act.

  • Underwritten Net Cash Flow means, as of any date of determination, the excess of: (i) for the twelve (12) month period ending on such date, the sum of (A) the lesser of (1) GPR multiplied by 94.0%, and (2) Actual Rent Collections, and (B) Other Receipts; over (ii) for the twelve (12) month period ending on such date, the sum of (A) Operating Expenses, adjusted to reflect exclusion of amounts representing non-recurring expenses, (B) Underwritten Capital Expenditures and (C)

  • Qualified Initial Public Offering means any initial public offering of securities by the Company pursuant to an effective Registration Statement covering the sale of such securities, pursuant to which the Company shall actually receive aggregate net cash proceeds (not subject to any contingencies) equal to no less than $50,000,000.

  • Primary Exchange means, with respect to each Index constituent or each constituent underlying a Successor Index, the primary exchange or market of trading such Index constituent or such constituent underlying a Successor Index.

  • Reference Market-Maker means a leading dealer in the relevant market that is selected in a commercially reasonable manner and is not an affiliate of either party.

  • Initial Public Offering means an offering of securities registered under the Securities Act of 1933, the issuer of which, immediately before the registration, was not subject to the reporting requirements of sections 13 or 15(d) of the Securities Exchange Act of 1934.

  • Reference Market-makers means four leading dealers in the relevant market selected by the party determining a Market Quotation in good faith (a) from among dealers of the highest credit standing which satisfy all the criteria that such party applies generally at the time in deciding whether to offer or to make an extension of credit and (b) to the extent practicable, from among such dealers having an office in the same city.

  • Spot Market Backup means the purchase of energy from, or the delivery of energy to, the PJM Interchange Energy Market in quantities sufficient to complete the delivery or receipt obligations of a bilateral contract that has been curtailed or interrupted for any reason.

  • Initial Public Offering” (“IPO means an offering of securities registered under the 1933 Act, the issuer of which, immediately before the registration, was not subject to the reporting requirements of Sections 13 or 15(d) of the 1934 Act.

  • Open Market Share Purchase shall have the meaning specified in Section 2(I).

  • Online Transaction means any Phone/Electronic Transaction requested through an Electronic Transmission over the Internet.

  • Open Market Sale Agreement is a service mark of Xxxxxxxxx LLC

  • Initial Public Offering Price means the price per share of APP Common Stock received by APP before underwriting commissions, discounts or other fees in connection with its Initial Public Offering.

  • Securities Financing Transactions Regulation means Regulation (EU) 2015/2365 of the European Parliament and of the Council of 25 November 2015 on transparency of securities financing transactions and of reuse and amending Regulation (EU) No 648/2012;

  • securities financing transaction or 'SFT' means a repurchase transaction, a securities or commodities lending or borrowing transaction, or a margin lending transaction;

  • CCMA means the Commission for Conciliation, Mediation and Arbitration established in terms of section 112 of the Labour Relations Act, 1995;

  • Pawn transaction means the same as that term is defined in Section 13-32a-102.

  • External Market Buyer means a Market Buyer making purchases of energy from the PJM Interchange Energy Market for consumption by end-users outside the PJM Region, or for load in the PJM Region that is not served by Network Transmission Service.

  • Securities Financing Transactions means repurchase agreements, reverse repurchase agreements, securities lending agreements and any other transactions within the scope of SFTR that a Fund is permitted to engage in;

  • Gross combination weight rating means the value specified by the manufacturer as the loaded weight of a combination or articulated vehicle;