PM Regulations definition

PM Regulations or "Regulations" shall mean the Securities and Exchange Board of India (Portfolio Managers) Regulations, 1993 and as amended from time to time.
PM Regulations or “Regulations” shall mean the Securities and Exchange Board of India (Portfolio Managers) Regulations, 2020 and as amended from time to time.

Examples of PM Regulations in a sentence

  • The Portfolio Manager shall maintain books and records relating to its transactions for the Client to ensure compliance with the PM Regulations and shall get audited its accounts as required under the PM Regulations.

  • The Funds shall be primarily invested into Securities as defined under this Agreement in accordance with PM Regulations, as amended from time to time and Applicable Laws.

  • The Portfolio Manager may, at its sole discretion, open one or more bank accounts or may use omnibus current account (i.e. Pool Account for all clients for operational convenience) for and on behalf of the Client to deposit and withdraw monies and fully operate the same, subject to the PM Regulations.

  • Providing each client an audited account statement on an annual basis which includes all the details as required under the PM Regulations.

  • Borrow funds or Securities on behalf of the Client, except as provided under the PM Regulations.

  • Charging and disclosure of appropriate fees & expenses in accordance with the PM Regulations.

  • For the avoidance of doubts, nothing herein shall be deemed to be read to mean that the Power Exchange shall assume any obligations greater than to be required to be assumed under the provisions of the PM Regulations.

  • International Research journal of Engineering and Technology (IRJET) Vol.

  • We have conducted a risk profiling of each Client pursuant to the PM Regulations (as applicable) and the Structured Products Guidelines, and we have satisfied ourselves that the Debentures are suitable to the risk profile of the Client.

  • Notwithstanding anything contained herein, subject to the PM Regulations, the Client shall be liable to the Portfolio Manager only to the extent of the Clients Investment.


More Definitions of PM Regulations

PM Regulations means the Securities and Exchange Board of India (Portfolio Managers) Regulations, 1993 and any amendments thereto.
PM Regulations means SEBI (Portfolio Managers) Regulations, 1993, as amended from time to time.
PM Regulations means the SEBI (Portfolio Managers) Regulations, 1993, as amended from time to time, including all guidelines, directions and notifications as may be issued by SEBI from time to time.
PM Regulations means the Securities and Exchange Board of India (Portfolio Managers) Regulations, 2020 as amended and modified from time to time and including any circulars/notifications issued pursuant thereto.
PM Regulations or "Regulations" shall mean the Securities and include references to any such law as it may, after the date hereof, from time Exchange Board of India (Portfolio Managers) Regulations, 1993 and as to time, be amended, supplemented or re-enacted and any reference to a amended from time to time. statutory provision shall include any sub-ordinate legislation made from time

Related to PM Regulations

  • CDM Regulations means the Construction (Design and Management) Regulations 2015.

  • SEBI Regulations means the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 together with the circulars issued thereunder, including any statutory modification(s) or re-enactment(s) thereof for the time being in force.

  • ISA Regulations means The Individual Savings Account Regulations 1998, as amended or replaced from time to time.

  • EP Regulations means The Environmental Permitting (England and Wales) Regulations SI 2016 No.1154 and words and expressions used in this permit which are also used in the Regulations have the same meanings as in those Regulations.

  • the 1997 Regulations means the Zebra, Pelican and Puffin Pedestrian Crossing Regulations 1997.

  • CFTC Regulations means the rules and regulations promulgated by the CFTC, as amended.

  • TUPE Regulations means the Transfer of Undertakings (Protection of Employment) Regulations 2006, as amended.

  • HIPAA Regulations means the regulations promulgated under HIPAA by the United States Department of Health and Human Services, including, but not limited to, 45 C.F.R. Part 160 and 45 C.F.R. Part 164.

  • AIFM Regulation means Commission Delegated Regulation (EU) No. 231/2013.

  • UCITS Regulations means the European Communities (Undertakings for Collective

  • Radio Regulations means the Radio Regulations annexed to, or regarded as being annexed to, the most recent International Telecommunication Convention which may be in force at any time.

  • SRM Regulation means Regulation (EU) No. 806/2014 of the European Parliament and of the Council of 15 July 2014, establishing uniform rules and a uniform procedure for the resolution of credit institutions and certain investment firms in the framework of the Single Resolution Mechanism and the Single Resolution Fund and amending Regulation (EU) No. 1093/2010, as amended or replaced from time to time (including by the SRM Regulation II).

  • the 2012 Regulations means the Council Tax Reduction Schemes (Prescribed Requirements) (England) Regulations 2012;

  • the 2007 Regulations means the Civil Enforcement of Parking Contraventions (England) General Regulations 2007;

  • EEA Regulations means the Immigration (European Economic Area) Regulations 2006.

  • OFAC Regulations means the regulations promulgated by OFAC, as amended from time to time.

  • These regulations means 9VAC5-10 (General Definitions) through 9VAC5-80 (Permits for Stationary Sources).

  • EU Regulation means a regulation within the meaning of Article 288 of the Treaty on the Functioning of the European Union;