Morgan Stanley securities definition

Morgan Stanley securities means equity, preferred and debt securities issued by Morgan Stanley, but excludes structured products, such as equity-linked or credit- linked notes.

Morgan Stanley securities means equity, preferred and debt securities issued by Morgan Stanley, including the Morgan Stanley Stock Fund, but excludes structured products, such as equity-linked or credit- linked notes.

Examples of Morgan Stanley securities in a sentence

• Employees may transact in Morgan Stanley securities during designated window periods.

• A six-month holding period applies to the Firm’s Management and Operating Committee members for positions in Morgan Stanley securities.

• All transactions in Morgan Stanley securities must occur during the designated 30-day open window period each quarter.

• Positions in Morgan Stanley securities must be held for a minimum of 30 calendar days.

• You are prohibited from buying or selling Morgan Stanley securities if you are in possession of material, non-public information regarding Morgan Stanley.

• In addition, the pre-clearance of transactions in Morgan Stanley securities is required for all Access Persons.

• During an open window period, Access Persons are required to pre-clear transactions in Morgan Stanley securities through TPC.

• Except as noted below for Access Persons, if you are transacting in Morgan Stanley securities through a brokerage account, you are not required to pre-clear the transaction with Compliance.

• As noted above, transactions in Morgan Stanley securities effected by MSIMJ employees are subject to a six month holding period.

• Similarly, you do not have to pre-clear transactions in Morgan Stanley securities sold out of your EICP, ESOP, ESPP or 401(k) Plan.