Independent Financial Advisors definition

Independent Financial Advisors means those representatives registered with the retail broker-dealer Subsidiaries of the Borrower and the Cetera Entities (other than non-revenue generating home office and administrative or supervisory personnel).
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Independent Financial Advisors means broker dealers of national reputation that trade in the Common Shares or similar securities;
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Independent Financial Advisors means a reputable accounting, appraisal or nationally recognized investment banking or consulting firm that is, in the reasonable judgment of the Board, qualified to perform the task for which such firm has been engaged and disinterested and independent with respect to the Company.
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Examples of Independent Financial Advisors in a sentence

  • For example, Independent Financial Advisors will often have the most in-depth knowledge of the investor and direct access to the customer so will be best placed to obtain self-certifications.

  • The Financial Services Institute, Voice of Independent Broker-Dealers and Independent Financial Advisors, was formed on January 1, 2004.

  • Independent Financial Advisors (IFA) are appointed for the certification of Business Plans, submitted where the Issuer making an application under the DEM Rules does not have a 1 year track record (DEM Rule 1.2 (ii)).

  • Orders are executed upon the receipt of clear written or verbal instructions from the Independent Financial Advisors on behalf of their clients (Category 2 licence holders) or directly from the private clients.

  • For each of the distributions, we generate 100 synthetic datasets for evaluation.

  • Financial planners can be insurance agents working in insurance companies, insurance brokers working in insurance brokerages, or Independent Financial Advisors (“IFAs”).

  • Portfolio Management (Non Discretionary) Execution onlyISL trades on behalf of clients, executing buy/sell orders in the open market and managing those orders to secure best execution for the clients of the Independent Financial Advisors.

  • 𝐴𝑀𝐾′ = 𝐻(𝐷𝐼𝑀𝐸𝐼𝑖||𝑠) (25) 𝑅𝑆 = 𝑔𝑏 mod p (26) 𝑆𝐾 = 𝑅𝐴𝑏 mod p (27) 𝑀𝐴𝐶𝑈𝑅 = 𝐻(𝑆𝐾||𝑅𝑆||𝐴𝑀𝐾′) (28) (UA3) The NFC checks the integrity of the message by checking MACUR.

  • NMIFSource: Company, AMFIThe Company has multi-channel distribution network comprising of Independent Financial Advisors (IFAs), foreign banks, Indian private and public sector banks, national distributors and digital platforms.

  • This applies whether it is issued by the Offeree Company or the Offeror directly or by their Independent Financial Advisor(s) on their behalf.

Related to Independent Financial Advisors

  • Independent Financial Advisor means an accounting, appraisal, investment banking firm or consultant to Persons engaged in Similar Businesses of nationally recognized standing that is, in the good faith judgment of the Issuer, qualified to perform the task for which it has been engaged.

  • Independent Financial Adviser means an independent financial institution of international repute appointed by the Company at its own expense.

  • Financial Advisors has the meaning set forth in Section 4.26.

  • Financial Advisor has the meaning set forth in Section 3.6.

  • Financial Adviser means any:

  • Company Financial Advisor has the meaning set forth in Section 3.10.

  • Independent Financial Consultant means a financial consultant or firm of such consultants generally recognized to be well qualified in the financial consulting field, appointed and paid by the District, who, or each of whom:

  • Independent Financial Expert means a nationally recognized accounting, investment banking or consultant firm, which firm does not have a material financial interest or other material economic relationship with either the Company or any of its Affiliates or the Holder or any of its Affiliates that is, in the good faith judgment of the Board, qualified to perform the task for which it has been engaged.

  • Independent Advisor means a reputable accounting, appraisal or nationally recognized investment banking, engineering or consulting firm (a) which does not, and whose directors, officers and employees or Affiliates do not, have a direct or indirect material financial interest in the Company and (b) which, in the judgment of the Board of Directors of the Company, is otherwise disinterested, independent and qualified to perform the task for which it is to be engaged.

  • Independent Adviser means an independent financial institution of international repute or other independent financial adviser experienced in the international debt capital markets, in each case appointed by the Issuer at its own expense;

  • Special Committee means a committee of the Board of Managers of the Company comprised of two individuals, each of whom qualifies as an Independent Manager.

  • Independent professional advice means advice of an attorney, certified public accountant, actuary, or other licensed professional adviser.

  • Fairness Opinion has the meaning set forth in Section 4.22.

  • Legal Advisor means the officer responsible for providing legal advice to the Standards Committee. This may be the Monitoring Officer, another legally qualified officer of the authority, or someone appointed for this purpose from outside the authority.

  • Independent Investment Bank means one of the Reference Treasury Dealers that the Issuer appoints to act as the Independent Investment Bank from time to time.

  • Investment adviser representative means an individual employed by or associated with an investment adviser or federal covered investment adviser and who makes any recommendations or otherwise gives investment advice regarding securities, manages accounts or portfolios of clients, determines which recommendation or advice regarding securities should be given, provides investment advice or holds herself or himself out as providing investment advice, receives compensation to solicit, offer, or negotiate for the sale of or for selling investment advice, or supervises employees who perform any of the foregoing. The term does not include an individual who:

  • Legal Adviser means the properly qualified person appointed by the Trust to provide legal advice.

  • Investment Advisory Services means (a) advice with respect to the desirability of investing in, purchasing or selling securities or other property, including the power to determine what securities or other property shall be purchased or sold, but not including furnishing only statistical and other factual information (such as economic factors and trends); and (b) the provision of financial, economic or investment management services, but only if ancillary and related to the advice referred to in clause (a) above.

  • Independent Auditors has the meaning set forth in Section 3.2.

  • Fairness Opinions means the opinions of the Financial Advisors to the effect that, as of the date of such opinion and based upon and subject to the assumptions, procedures, factors, limitations and qualifications set forth therein, the Consideration to be received by the Company Shareholders under the Arrangement is fair, from a financial point of view, to such Company Shareholders.

  • Independent Accounting Firm means such nationally recognized, independent accounting firm as is mutually appointed by Seller and Purchaser for purposes of this Agreement.

  • Advisor or “ADVISORS” means the Person or Persons, if any, appointed, employed or contracted with by the Company pursuant to Section 8.1 hereof and responsible for directing or performing the day-to-day business affairs of the Company, including any Person to whom the Advisor subcontracts all or substantially all of such functions.

  • Independent Accountant has the meaning set forth in Section 2.04(c)(iii).

  • Independent Shareholders means holders of Voting Shares, other than:

  • Independent Firm means a recognized law or accounting firm, provided however, that such term shall not include any accounting firm that performs or has preformed audit services with respect to ALLETE or ADESA.

  • Goldman means Xxxxxxx, Sachs & Co.