FFTW-Managed Fund definition

FFTW-Managed Fund means any open-end investment company that is advised or sub-advised by the Firm including, without limitation, FFTW Funds, Inc.
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FFTW-Managed Fund means any open-end investment company that is sub-advised by FFTW.
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Examples of FFTW-Managed Fund in a sentence

  • In addition to being subject to sanctions for violations of the Code, any profits from short-term trading in an FFTW-Managed Fund shall be relinquished.

  • All Covered Persons who purchase shares of an FFTW-Managed Fund in accordance with the procedures above must hold such shares for a minimum of 30 days after such purchase.

  • Covered Persons may not profit from the purchase and sale, or the sale and purchase of shares in any FFTW-Managed Fund within any 30 calendar day period.

  • All Covered Persons who purchase interests of an FFTW-Managed Fund in accordance with the procedures above must hold such interests for a minimum of 30 days after such purchase.

  • Covered Persons may not profit from the purchase and sale, or the sale and purchase of interests in any FFTW-Managed Fund within any 30 calendar day period.

  • Preparing and providing to the Board of Directors of each FFTW-Managed Fund, no less frequently than annually, a written report describing any issues that have arisen under Article VI of this Code of Ethics (“Standards of Conduct and Requirements Relating to Personal Trading”) since the last such report to such Board, including, but not limited to, information about material violations of Article VI by Covered Persons and remedial actions taken and sanctions imposed in response to those violations.

  • For any Covered Person’s acquisition of any interest in an FFTW-Managed Fund.

  • For any Covered Person’s acquisition of Beneficial Ownership in any Initial Public Offering (“IPO”) or limited offering(5); or4.For any Covered Person’s acquisition of any FFTW-Managed Fund.

  • Annual Reports to the Board of Directors of each FFTW-Managed Fund.

  • For any Covered Person's acquisition of any interest in an FFTW-Managed Fund.

Related to FFTW-Managed Fund

  • Managed Fund means those Funds, individually and collectively, for which the Portfolio Manager makes buy and sell decisions.

  • Pooled Fund means any pooled fund established and maintained by the Partners as a pooled fund in accordance with the Regulations Pooled Fund Manager means such officer of the Host Partner which includes a Section 113 Officer for the relevant Pooled Fund established under an Individual Scheme as is nominated by the Host Partner from time to time to manage the Pooled Fund in accordance with Clause [10]. Provider means a provider of any Services commissioned under the arrangements set out in this Agreement.

  • fully managed account means an account of a client for which a person makes the investment decisions if that person has full discretion to trade in securities for the account without requiring the client’s express consent to a transaction;

  • Fund Adviser means any entity that acts as a manager, adviser or sub-adviser to a Legg Mason Fund.

  • Investment Fund has the same meaning as in National Instrument 81-106 Investment Fund Continuous Disclosure;

  • Managed Account means an account of a client for which a person or company makes the investment decisions if that person or company has discretion to trade in securities for the account without requiring the client’s express consent to a transaction;

  • GS shall have the meaning assigned to such term in the preamble to this Agreement.

  • Approved Fund means any Fund that is administered or managed by (a) a Lender, (b) an Affiliate of a Lender or (c) an entity or an Affiliate of an entity that administers or manages a Lender.

  • Related Fund means, with respect to any Lender that is an investment fund, any other investment fund that invests in commercial loans and that is managed or advised by the same investment advisor as such Lender or by an Affiliate of such investment advisor.

  • Asset Management Company means an asset Management Company as defined in the Rules and Regulations.

  • Investment Adviser or "Adviser" means a party furnishing services to the Trust pursuant to any contract described in Article IV, Section 7(a) hereof;

  • Investment Advisor means, in relation to a Portfolio, the investment manager or investment advisor of the Portfolio.

  • Investment Management Services means any services which involve: (i) the management of an investment account or Fund (or portions thereof or a group of investment accounts or Funds); (ii) the giving of advice with respect to the investment and/or reinvestment of assets or funds (or any group of assets or funds); or (iii) otherwise acting as an “investment adviser” within the meaning of the Investment Advisers Act of 1940, as amended, including, without limitation, in each of the foregoing cases, performing activities related or incidental thereto.

  • Managed Assets means the Fund’s net assets, including assets attributable to any principal amount of any borrowings (including the issuance of commercial paper or notes) or preferred shares outstanding. For the avoidance of doubt, assets attributable to borrowings includes the portion of the Fund’s assets in a tender option bond trust of which the Fund owns the residual interest (without regard to the value of the residual interest to avoid double counting).

  • Investment Person means all Portfolio Managers of Loomis Sayles and other Advisory Persons who assist the Portfolio Managers in making and implementing investment decisions for an Investment Company or other client of Loomis Sayles, including, but not limited to, designated Research Analysts and traders of Loomis Sayles. A person is considered an Investment Person only as to those client accounts or types of client accounts as to which he or she is designated by Personal Trading Compliance or the Chief Compliance Officer as such. As to other accounts, he or she is simply an Access Person.

  • Program fund means the program fund established under section 12D.4.

  • portfolio adviser means a person or company that provides investment advice or portfolio management services under a contract with the investment fund or with the manager of the investment fund;

  • Regulated Funds means the Existing Regulated Fund, the Future Regulated Funds and the BDC Downstream Funds.

  • Managed Accounts means an account that is professionally managed through a wrap program. Managed Accounts require pre-approval through the Compliance Department prior to starting up the account. The Compliance Department will consider the facts and circumstances of the account, including the functions and duties of the employees, when approving or denying such accounts. In addition, preclearance is exempt with Managed Accounts, however, all trades still require reporting and duplicate statements and confirmations are required to be sent to the Compliance Department. Preclearance is only exempt for trades initiated by the wrap manager. All trades initiated by the employee require preclearance.