Advisory Contracts definition

Advisory Contracts means any investment advisory, sub-advisory, investment management, trust or similar agreement with any Client to which Investment Advisor Subsidiary is a party and acts as Investment Adviser (whether as manager, sub-advisor, sub-manager or in another similar capacity).
Sample 1Sample 2
Advisory Contracts. Contracts of the type described in 15 U.S.C. ss. 80a-15(a).
Sample 1Sample 2
Advisory Contracts means any investment management, advisory or other similar contract or agreement pursuant to which the Company and/or its Subsidiaries provide Investment Management Services to Clients of the Company and/or its Subsidiaries, including, without limitation, any “side letters” relating thereto.
Sample 1

Examples of Advisory Contracts in a sentence

  • To the knowledge of the Company, none of CREM, any CREM Client or any investor in any CREM Client is in default of any obligation (including any economic obligation) under any of its Advisory Contracts or any Advisory Contract in respect of CREM, except for such defaults as would not reasonably be expected to result in Liabilities or damages to the business of CREM in excess of the Specified Amount.

  • Under certain terms and conditions, see, e.g., § 205, Investment Advisory Contracts, 15 U.S.C. § 80b-5, and Rule 205-3, Exemption from the Compensation Prohibition of Section 205(a)(1) for Investment Advisers, 17 C.F.R. § 275.5-3, an investment adviser may charge a client an investment performance fee, which, essentially, is based on amount of gains, if any, resulting from the adviser’s investment advice.

  • Factors To Be Considered in Connection with Investment Company Advisory Contracts Containing Incentive Arrangements, Investment Advisers Act Release No. 315, 1972 WL 125497 (April 6, 1972).

  • To the knowledge of the Company, each CREM Client currently is, and has been since its inception, operated in compliance in all material respects with the terms of its Advisory Contracts and all applicable Laws, except as would not reasonably be expected to result in Liabilities or damages to the business of CREM in excess of the Specified Amount.

  • This non-GAAP adjustment removes the impact of the gain on the sale of the High Yield-Focused Advisory Contracts.

  • Disclosure Regarding Approval of Investment Advisory Contracts by Directors of Investment Companies, Securities Act Release No. 8433, Exchange Act Release No. 49,909, Investment Company Act Release No. 26,486, 69 Fed.

  • The parties understand and agree that this indemnity is applicable only with respect to the Advisory Contracts and Waiver Agreement governing those Funds listed in Appendix A and shall not apply to any fund not listed in Appendix A, whether currently in existence or created hereafter, except to the extent that UST-Corp.

  • Under § 205(d), Investment Advisory Contracts, 15 U.S.C. § 80b-5(d), the definition of an investment advisory con- tract includes “to manage any investment [...] of another person [...].” In turn, BLACK’S LAW DICTIONARY 865 (5th ed.

  • Furthermore, under the terms of the Advisory Contracts with the Fund Managers, the Adviser has the authority to terminate the contracts without prior approval by the Board.

  • Any Investment Advisory Contracts pursuant to which Seller provides investment advisory or management services comply in all material respects with, and have been duly adopted, approved and entered into as required under, any Applicable Law, including being adopted, approved and entered into in compliance with Sections 203 and 205 of the Advisers Act (including Rule 204-3 and, as applicable, Rules 205-1, 205-2 and 205-3 thereunder).


More Definitions of Advisory Contracts

Advisory Contracts. Contracts of the type described in 15 U.S.C. SS 80a-15(a). -1-
Sample 1
Advisory Contracts has the meaning set forth in Section 9.21.
Sample 1

Related to Advisory Contracts

  • Affiliate Contracts shall have the meaning set forth in Section 4.11(b).

  • Project Contracts means collectively this Agreement, the Land Lease Agreement, the Construction Contract, O&M Contracts (if any) and any other material contract (other than the Financing Documents) entered into or may hereafter be entered into by the Concessionaire in connection with the Project;

  • Executory Contracts means executory contracts and unexpired leases as such terms are used in 11 U.S.C. § 365, including all operating leases, capital leases, and contracts to which the Debtor is a party or beneficiary on the Confirmation Date.

  • Management Services Agreements means an agreement, however styled, between (a) the Issuer or a Guarantor, on the one hand, and (b) a PC Entity, on the other hand, pursuant to which the Issuer or a Guarantor provides management services or similar services to such PC Entity. All references to Management Services Agreements shall also include all such related documents necessary to ensure that each relationship with each PC Entity meets the PC Entity Requirements.

  • IT Contracts means any agreements, licences or other contractual arrangements with third parties relating to the IT Systems or IT Services, including licences of all software, leases of hardware and other procurement of IT Systems or IT Services;

  • Hotel Contracts shall have the meaning set forth in Section 10.2(d).

  • Financial Contracts means any arrangement that:

  • Customer Contracts means any Contracts pursuant to which the Company has provided or will provide products or services in connection with the Business.

  • Management Contract means the contract executed between the treasurer and a program manager.

  • New Contracts means binding new agreements or amendments to existing agreements with customers.

  • Supply Contracts means contracts having as their object the purchase, lease, rental or hire-purchase, with or without an option to buy, of products. A supply contract may include, as an incidental matter, siting and installation operations;

  • Third Party Contracts means any agreements entered into by the Retailer and/or the Customer with any third parties, such as the Transmission Licensee and the MSSL, to enable the Retailer to retail electricity to Contestable Consumers. For the purposes of this Electricity Agreement, Third Party Contracts shall include, but is not limited to, the Retailer Use of Systems Agreement, the Market Support Services Agreement, and the Power System Operator•Market Participant Agreement (as defined under the Market Rules);

  • Services Agreements means the Outsourcing Master Services Agreements between MBL and MGL dated November 15, 2007, and between the Non-Banking Holdco and MGL dated December 10, 2007, and any supplements or amendments thereto;

  • Material Contracts has the meaning set forth in Section 3.09(a).

  • Scheduled Contracts has the meaning set forth in Section 4.16.

  • Service Contracts means contracts or agreements, such as maintenance, supply, service or utility contracts.

  • Affiliate Agreements means collectively, (a) the Administration Agreement dated as of March 15, 2011 between the Borrower and the External Manager, (b) the Amended and Restated Investment Advisory and Management Agreement dated as of December 12, 2011 between the Borrower and the External Manager and (c) the License Agreement dated as of March 14, 2011 between the Borrower and Tarrant Capital IP, LLC.

  • Subcontracts means “Seller’s lower-tier subcontracts” (Note: “Subcontract” includes a transfer of commercial items between divisions, subsidiaries, or affiliates of the Contractor or subcontractor at any tier.); and

  • Seller Contracts means all contracts, agreements and leases, other than those that are Governmental Permits, to which Seller is a party and pertain to the ownership, operation or maintenance of the Assets or the Business, including those described on Schedule 1.8.

  • Business Contracts has the meaning ascribed to it in Section 1.01(a)(v).

  • Program Agreements means, collectively, this Agreement, the Guaranty, if any, the Custodial Agreement, the Pricing Side Letter, each Underlying Entity Agreement, if any, the Administration Agreement, the Electronic Tracking Agreement, if any, the Netting Agreement, the Custodial Account Control Agreement, each Holdback Account Control Agreement, if any, each Power of Attorney, each Servicing Agreement, if any, and each Servicer Notice, if any.

  • Employment Contracts means Contracts, whether oral or written, relating to a Business Employee, including any communication or practice relating to a Business Employee which imposes any obligation on Seller or any of its Subsidiaries.

  • Transition Services Agreements means any agreements that receive the prior approval of the Commission between Respondents and an Acquirer to provide, at the option of the Acquirer, Transition Services (or training for an Acquirer to provide services for itself), necessary to transfer the Retail Fuel Assets to the Acquirer and to operate the Retail Fuel Outlet Businesses in a manner consistent with the purposes of this Order.

  • Assigned Contracts has the meaning set forth in Section 2.01(c).

  • Banking Services Agreement means any agreement entered into by the Borrower or any Subsidiary in connection with Banking Services.

  • PJM Agreements means the PJM OATT, PJM Operating Agreement, PJM RAA and any other applicable PJM manuals or documents, or any successor, superseding or amended versions thereof that may take effect from time to time.