Exhibit 4.3 REGISTRATION RIGHTS AGREEMENT dated as of November 1, 1999 (the "Agreement"), by and among: (i) THCG, Inc., a Utah corporation and formerly known as Walnut Financial Services, Inc. (the "Company"); and (ii) Greenwich Street Capital...Registration Rights Agreement • March 31st, 2000 • THCG Inc • Services-consumer credit reporting, collection agencies • New York
THCG, INC. AMENDED AND RESTATED STOCK PURCHASE WARRANTTHCG Inc • July 12th, 2001 • Investors, nec • New York
Exhibit 10.1(e) PLEDGE AGREEMENT THIS PLEDGE AGREEMENT, is entered into as of June 29, 2001, by and between STAR CROSS, INC,, a Delaware corporation with offices at 65 East 55th Street, 12th Floor, New York, NY 10022 (the "Pledgor") and THCG, INC., a...Pledge Agreement • July 12th, 2001 • THCG Inc • Investors, nec • New York
Exhibit 2.4 STOCK PURCHASE AGREEMENT As of February 7, 2000 STOCK PURCHASE AGREEMENT STOCK PURCHASE AGREEMENT (this "Agreement"), dated as of February 7, 2000, among THCG, Inc., a Utah company (the "Purchaser"), and the stockholders of Global Credit...Stock Purchase Agreement • March 31st, 2000 • THCG Inc • Services-consumer credit reporting, collection agencies • New York
EXECUTION COPY] EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this "Agreement") is made as of November 1, 1999 (the "Effective Date"), by and between WALNUT FINANCIAL SERVICES, INC., a Utah corporation (the "Company"), and JOSEPH MARK (the...Employment Agreement • March 31st, 2000 • THCG Inc • Services-consumer credit reporting, collection agencies • New York
Creek sufficient to convey title to the shares represented by such certificate(s) to the Company, (ii) the original manually executed Warrant, to be cancelled as of the Closing Date, and (iii) all counterparts of the SPA Amendment and the RRA...Agreement • July 12th, 2001 • THCG Inc • Investors, nec • New York
Exhibit 10.1(c) LOAN AGREEMENT THIS LOAN AGREEMENT, is entered into as of June 29, 2001, by and between STAR CROSS, INC., a Delaware corporation with offices at 65 East 55th Street, 12th Floor, New York, NY 10022 ("Borrower"), and THCG, INC., a...Loan Agreement • July 12th, 2001 • THCG Inc • Investors, nec • New York
Exhibit 4.6 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (the "Agreement") is made and entered into as of December 29, 1999, (the "Effective Date") between THCG, Inc., a Utah corporation (the "Corporation"), and Larry Smith, Ed...Registration Rights Agreement • March 31st, 2000 • THCG Inc • Services-consumer credit reporting, collection agencies • New York
RECITALSSecurities Purchase Agreement • August 3rd, 2000 • THCG Inc • Investors, nec • New York
Exhibit 4.2 SECURITIES PURCHASE AGREEMENT dated as of October 29, 1999 (the "Agreement") by and among (i) Greenwich Street Capital Partners II, L.P., a Delaware limited partnership ("Greenwich II"), GSCP Offshore Fund, L.P., a Cayman Islands limited...Securities Purchase Agreement • March 31st, 2000 • THCG Inc • Services-consumer credit reporting, collection agencies • New York
AMENDMENT TO SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • July 12th, 2001 • THCG Inc • Investors, nec
1 EXHIBIT 2.1 AGREEMENT AND PLANS OF MERGER BY AND BETWEEN WALNUT FINANCIAL SERVICES, INC.Employment Agreement • August 6th, 1999 • Walnut Financial Services Inc • Services-consumer credit reporting, collection agencies • New York
AMENDMENT TO REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • July 12th, 2001 • THCG Inc • Investors, nec
Exhibit 10.1 AMENDMENT TO EMPLOYMENT AGREEMENT AMENDMENT, dated as of August 9, 2000 (the "Amendment"), to the Employment Agreement, dated as of February 1, 2000 (the "Agreement"), by and between THCG Ventures, LLC, a Delaware limited liability...Employment Agreement • November 14th, 2000 • THCG Inc • Investors, nec • New York
Exhibit 10.10 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this "Agreement") is made as of December 29, 1999 (the "Effective Date") by and between THCG, INC., a Utah corporation (the "Company"), and Larry Smith (the "Executive"). W I T N E S S E T...Employment Agreement • March 31st, 2000 • THCG Inc • Services-consumer credit reporting, collection agencies • New York
RECITALSRegistration Rights Agreement • August 3rd, 2000 • THCG Inc • Investors, nec • New York
Exhibit 10.11 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (this "Agreement") is made as of February 1, 2000 (the "Effective Date") by and between THCG Ventures, LLC, a Delaware limited liability company (the "Company"), and Evan Marks (the...Employment Agreement • March 31st, 2000 • THCG Inc • Services-consumer credit reporting, collection agencies • New York
Exhibit 4.4 REGISTRATION RIGHTS AGREEMENT dated as of November 1, 1999 (the "Agreement"), by and among: (i) THCG, Inc., a Utah corporation and formerly known as Walnut Financial Services, Inc. (the "Company"); and (ii) the parties listed as purchasers...Registration Rights Agreement • March 31st, 2000 • THCG Inc • Services-consumer credit reporting, collection agencies • New York
AND THEAgreement and Plan of Merger • January 6th, 2000 • THCG Inc • Services-consumer credit reporting, collection agencies • New York
EXECUTION COPY] Inland Financial Corporation 9207 East Mission, Suite A Spokane, Washington 99206 As of November 1, 1999 Robert Mauer Chicago Advisory Group 8000 Towers Crescent Drive Suite 1070 Vienna, Virginia 22182 Dear Mr. Mauer: Inland Financial...THCG Inc • March 31st, 2000 • Services-consumer credit reporting, collection agencies • New York
RECITALSEmployment and Non-Competition Agreement • April 4th, 1997 • Walnut Financial Services Inc • Services-consumer credit reporting, collection agencies • Illinois
ARTICLE 1 RENTAgreement of Lease • August 14th, 2000 • THCG Inc • Investors, nec • New York
AGREEMENTAgreement • July 12th, 2001 • THCG Inc • Investors, nec
Exhibit 10.8 AMENDED AND RESTATED RESTRICTED STOCK GRANT AGREEMENT This Agreement, dated as of the 2nd day of November, 1999, between THCG, Inc. (the "Company") and Shai Novik (the "Participant"), entered into pursuant to the 1999 Walnut Financial...Restricted Stock Grant Agreement • March 31st, 2000 • THCG Inc • Services-consumer credit reporting, collection agencies
Exhibit 10.1(f) SECURITY AGREEMENT THIS SECURITY AGREEMENT, is entered into as of June 29, 2001, by and between STAR CROSS, INC., a Delaware corporation with offices at 65 East 55th Street, 12th Floor, New York, NY 10022 ("Debtor" or "Borrower"), and...Security Agreement • July 12th, 2001 • THCG Inc • Investors, nec • New York
1 EXHIBIT 10.10 STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (this "AGREEMENT") is made and entered into this ________________ ___, 199_, by and between JEFFREY B. PYATT, PAUL J. ZEMAN and THOMAS MAURICE, each an individual (hereinafter...Stock Purchase Agreement • March 31st, 1998 • Walnut Financial Services Inc • Services-consumer credit reporting, collection agencies • Delaware
LIQUIDATING TRUST AGREEMENTLiquidating Trust Agreement • August 15th, 2001 • THCG Inc • Investors, nec • New York
LIQUIDATING TRUST AGREEMENT By and Among THCG, Inc., as Grantor, and Joseph D. Mark - and - Adi Raviv, as TrusteesLiquidating Trust Agreement • July 12th, 2001 • THCG Inc • Investors, nec • New York
FIRST AMENDMENT TO AMENDED AND RESTATED RESTRICTED STOCK GRANT AGREEMENTRestricted Stock Grant Agreement • March 31st, 2000 • THCG Inc • Services-consumer credit reporting, collection agencies
EXECUTION COPY] Walnut Financial Services, Inc. 650 Madison Avenue, 21st Floor New York, New York 10022 As of November 1, 1999 Joel Kanter Windy City, Inc. 8000 Towers Crescent Drive Suite 1070 Vienna, Virginia 22182 Dear Mr. Kanter: Walnut Financial...THCG Inc • March 31st, 2000 • Services-consumer credit reporting, collection agencies • New York
1 EXHIBIT 10.9 WALNUT FINANCIAL SERVICES, INC. AGENCY AGREEMENTAgency Agreement • March 31st, 1998 • Walnut Financial Services Inc • Services-consumer credit reporting, collection agencies • New York
1 EXHIBIT 99.1 CLASS A WARRANT AGREEMENT THIS CLASS A WARRANT AGREEMENT (this "Agreement") is made as of this 15th day of October, 1997, by and among WALNUT FINANCIAL SERVICES, INC. a Utah corporation (the "Company"), and CORPORATE STOCK TRANSFER,...Class a Warrant Agreement • March 31st, 1998 • Walnut Financial Services Inc • Services-consumer credit reporting, collection agencies • New York
Exhibit 10.1(b) June 29, 2001 The Board of Directors (the "Board") THCG, Inc. 512 Seventh Avenue New York, NY 10018 Ladies and Gentlemen: We understand that THCG, Inc., a Delaware corporation ("THCG" or the "Company"), is contemplating entering into a...THCG Inc • July 12th, 2001 • Investors, nec
Exhibit 10.1(a) PLAN AND AGREEMENT OF EXCHANGE PLAN AND AGREEMENT OF EXCHANGE, dated June 29, 2001, by and among THCG, INC., a Delaware corporation with offices at 512 Seventh Avenue, 17th Floor, New York, NY 10018 ("THCG"), DONALD & CO. SECURITIES,...Plan and Agreement • July 12th, 2001 • THCG Inc • Investors, nec • New York
