Warrant Agreement Sample Contracts

Crescent Funding Inc. – CRESCENT FUNDING INC. And Continental Stock Transfer & Trust Company WARRANT AGREEMENT Dated as of [], 2018 (January 12th, 2018)

THIS WARRANT AGREEMENT (this Agreement), dated as of [], 2018, is by and between Crescent Funding Inc., a Delaware corporation (the Company), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (in such capacity, the Warrant Agent).

Iron Horse Acquisition Corp. – WARRANT AGREEMENT Between IRON HORSE ACQUISITION CORP. And CONTINENTAL STOCK TRANSFER & TRUST COMPANY (January 12th, 2018)

THIS WARRANT AGREEMENT (this Agreement), dated as of [*], 2018, is by and between Iron Horse Acquisition Corp., a Cayman Islands exempted company (the Company), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (the Warrant Agent, also referred to herein as the Transfer Agent).

Loop Industries, Inc. – Loop Industries, Inc. Stand-Alone Compensatory Warrant Agreement (January 12th, 2018)

This Compensatory Warrant shall be exercisable, in whole or in part, according to the following vesting schedule: [INSERT VESTING SCHEDULE].

Platinum Eagle Acquisition Corp. – Warrant Agreement (January 9th, 2018)

THIS WARRANT AGREEMENT (this "Agreement"), dated as of [ ], 2018, is by and between Platinum Eagle Acquisition Corp., a Cayman Islands exempted company (the "Company"), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (in such capacity, the "Warrant Agent").

Novan, Inc. – Warrant Agreement Novan, Inc. And American Stock Transfer & Trust Company, Llc, as Warrant Agent (January 9th, 2018)

THIS WARRANT AGREEMENT (this Agreement), dated as of January 9, 2018, is by and between NOVAN, INC., a Delaware corporation (the Company), and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, a New York limited liability trust company, as Warrant Agent (the Warrant Agent).

One Madison Corp – Warrant Agreement (January 5th, 2018)

THIS WARRANT AGREEMENT (this "Agreement"), dated as of [*], 2018, is by and between One Madison Corporation, a Cayman Islands exempted company (the "Company"), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (in such capacity, the "Warrant Agent").

One Madison Corp – This Warrant Shall Be Void if Not Exercised Prior to the Expiration of the Exercise Period Provided for in the Warrant Agreement Described Below One Madison Corporation (January 5th, 2018)

This Warrant Certificate certifies that ___________________, or registered assigns, is the registered holder of _____________ warrants (the "Warrants") to purchase Class A Ordinary Shares, $0.0001 par value, or Class C Ordinary Shares, $0.0001 par value, as applicable (collectively, the "Ordinary Shares"), of One Madison Corporation, a Cayman Islands exempted company (the "Company"). Each whole Warrant entitles the holder, upon exercise during the period set forth in the Warrant Agreement referred to below, to receive from the Company that number of fully paid and non-assessable Ordinary Shares (each, a "Warrant") as set forth below, at the exercise price (the "Exercise Price") as determined pursuant to the Warrant Agreement, payable in lawful money (or through "cashless exercise" as provided for in the Warrant Agreement) of the United States of America upon surrender of this Warrant Certificate and payment of the Exercise Price at the office or agency of the Warrant Agent referred to

Platinum Eagle Acquisition Corp. – Warrant Agreement (January 5th, 2018)

THIS WARRANT AGREEMENT (this "Agreement"), dated as of [ ], 2018, is by and between Platinum Eagle Acquisition Corp., a Cayman Islands exempted company (the "Company"), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (in such capacity, the "Warrant Agent").

Hickok Inc Cl A – Amendment No. 3 to Warrant Agreement (January 4th, 2018)

THIS AMENDMENT NO. 3 TO WARRANT AGREEMENT (this "Amendment"), dated as of December 29, 2017, is made by and between Hickok Incorporated, an Ohio corporation ("Hickok"), and Roundball LLC, an Ohio limited liability company ("Roundball"). Capitalized terms used but not otherwise defined herein shall have the respective meanings ascribed to them in the Agreement (as defined below).

Metabolex – Cymabay Therapeutics, Inc. And , as Warrant Agent Form of Debt Securities Warrant Agreement Dated as Of (December 29th, 2017)
Gordon Pointe Acqusition Corp. – WARRANT AGREEMENT Between GORDON POINTE ACQUISITION CORP. And CONTINENTAL STOCK TRANSFER & TRUST COMPANY (December 22nd, 2017)

THIS WARRANT AGREEMENT (this "Agreement"), dated as of [*], 2018, is by and between Gordon Pointe Acquisition Corp., a Delaware corporation (the "Company"), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (the "Warrant Agent", also referred to herein as the "Transfer Agent").

Nebula Acquisition Corp – Warrants THIS WARRANT SHALL BE VOID IF NOT EXERCISED PRIOR TO THE EXPIRATION OF THE EXERCISE PERIOD PROVIDED FOR IN THE WARRANT AGREEMENT DESCRIBED BELOW NEBULA ACQUISITION CORPORATION Incorporated Under the Laws of the State of Delaware (December 18th, 2017)

This Warrant Certificate certifies that , or registered assigns, is the registered holder of warrant(s) evidenced hereby (the "Warrants" and each, a "Warrant") to purchase shares of Class A common stock, $0.0001 par value per share ("Common Stock"), of Nebula Acquisition Corporation, a Delaware corporation (the "Company"). Each Warrant entitles the holder, upon exercise during the period set forth in the Warrant Agreement referred to below, to receive from the Company that number of fully paid and non-assessable shares of Common Stock as set forth below, at the exercise price (the "Exercise Price") as determined pursuant to the Warrant Agreement, payable in lawful money (or through "cashless exercise" as provided for in the Warrant Agreement) of the United States of America upon surrender of this Warrant Certificate and payment of the Exercise Price at the office or agency of the Warrant Agent referred to below, subject to the c

Nebula Acquisition Corp – WARRANT AGREEMENT Between NEBULA ACQUISITION CORPORATION and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC (December 18th, 2017)

THIS WARRANT AGREEMENT (this "Agreement"), dated as of ______, 2017, is by and between Nebula Acquisition Corporation, a Delaware corporation (the "Company"), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company, as warrant agent (the "Warrant Agent", also referred to herein as the "Transfer Agent").

Sunrun Inc. – Warrant Agreement Dated as of [__] (December 15th, 2017)

THIS DEBT SECURITIES WARRANT AGREEMENT (this "Agreement"), dated as of [__] between SUNRUN INC., a Delaware corporation (the "Company"), and [__], a [corporation] [national banking association] organized and existing under the laws of [__] and having a corporate trust office in [__], as warrant agent (the "Warrant Agent").

Sunrun Inc. – Warrant Agreement Dated as of [__] (December 15th, 2017)

PREFERRED STOCK WARRANT AGREEMENT (this "Agreement"), dated as of [__] between SUNRUN INC., a Delaware corporation (the "Company"), and [__], a [corporation][national banking association] organized and existing under the laws of [__] and having a corporate trust office in [__], as warrant agent (the "Warrant Agent").

Avaya Holdings Corp. – WARRANT AGREEMENT Between AVAYA HOLDINGS CORP. And AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, Warrant Agent Dated as of December 15, 2017 Warrants to Purchase Common Stock (December 15th, 2017)

This WARRANT AGREEMENT (as may be supplemented, amended or amended and restated pursuant to the applicable provisions hereof, this Agreement), dated as of December 15, 2017, between Avaya Holdings Corp., a Delaware corporation (referred to herein as the Company), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company, as warrant agent (referred to herein as the Warrant Agent). Capitalized terms that are used in this Agreement shall have the meanings set forth in Section 1 hereof.

Hancock Jaffe Laboratories, Inc. – Form of Representatives' Warrant Agreement (December 14th, 2017)

THE REGISTERED HOLDER OF THIS PURCHASE WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE WARRANT OR CAUSE IT TO BE THE SUBJECT OF ANY HEDGING, SHORT SALE, DERIVATIVE, PUT, OR CALL TRANSACTION THAT WOULD RESULT IN THE EFFECTIVE ECONOMIC DISPOSITION OF THE PURCHASE WARRANT BY ANY PERSON FOR A PERIOD OF ONE HUNDRED EIGHTY (180) DAYS FOLLOWING THE EFFECTIVE DATE (DEFINED BELOW) TO ANYONE OTHER THAN (I) [__________] OR AN UNDERWRITER OR A SELECTED DEALER IN CONNECTION WITH THE OFFERING, OR (II) A BONA FIDE OFFICER OR PARTNER OF [__________] OR OF ANY SUCH UNDERWRITER OR SELECTED DEALER AND IN ACCORDANCE WITH FINRA RULE 5110(G)(2).

GigCapital, Inc. – GIGCAPITAL, INC. And CONTINENTAL STOCK TRANSFER & TRUST COMPANY WARRANT AGREEMENT (December 12th, 2017)

THIS WARRANT AGREEMENT (this Agreement), dated as of December 12, 2017, is by and between GigCapital, Inc., a Delaware corporation (the Company), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (the Warrant Agent, also referred to herein as the Transfer Agent).

Regalwood Global Energy Ltd. – Warrant Agreement (December 11th, 2017)

THIS WARRANT AGREEMENT (Agreement) dated as of December 5, 2017 is between Regalwood Global Energy Ltd., a Cayman Islands exempted company, (Company), and Continental Stock Transfer & Trust Company, a New York corporation (Warrant Agent).

Celladon Corp – Eiger Biopharmaceuticals, Inc. And , as Warrant Agent Form of Debt Securities Warrant Agreement Dated as of [ ], 20 (December 8th, 2017)
Revance Therapeutics – Revance Therapeutics, Inc. Form of Debt Securities Warrant Agreement (December 5th, 2017)

This DEBT SECURITIES WARRANT AGREEMENT (this Agreement), dated as of between REVANCE THERAPEUTICS, INC., a Delaware corporation (the Company), and , a [corporation] [national banking association] organized and existing under the laws of and having a corporate trust office in , as warrant agent (the Warrant Agent).

Leisure Acquisition Corp. – Warrant Agreement (December 5th, 2017)

THIS WARRANT AGREEMENT (this "Agreement"), dated as of December 1, 2017, is by and between Leisure Acquisition Corp., a Delaware corporation (the "Company"), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (the "Warrant Agent", also referred to herein as the "Transfer Agent").

Bluerock Residential Growth REIT, Inc. – Bluerock Residential Growth REIT, Inc. And Computershare Inc. And Computershare Trust Company, N.A. As Warrant Agent Warrant Agreement Dated as of November 15, 2017 (November 20th, 2017)

Page Section 1. Certain Definitions 1 Section 2. Appointment of Warrant Agent 3 Section 3. Issuance and Form of Global Warrant Certificate 3 Section 4. [RESERVED] 3 Section 5. Transfer and Exchange of Warrants 3 Section 6. Exercise of Warrants; Mechanics of Exercise 4 Section 7. Adjustment of Exercise Price 7 Section 8. Certain Representations; Reservation and Availability of Shares of Common Stock or Cash 8 Section 9. Fractional Shares of Common Stock. 9 Section 10. Warrant Holder Not Deemed a Stockholder 9 Section 11. The Warrant Agent 10 Section 12. Purchase or Consolidation or Change of Name of Warrant Agent

WARRANT AGREEMENT Dated as of November 14, 2017 Between GULFMARK OFFSHORE, INC., and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Warrant Agent (November 17th, 2017)

WARRANT AGREEMENT dated as of November 14, 2017 (this "Agreement"), between GulfMark Offshore, Inc., a Delaware corporation (the "Company"), and American Stock Transfer & Trust Company, LLC, as warrant agent (the "Warrant Agent").

Warrant Agreement (November 16th, 2017)

THIS AGREEMENT, dated as of February 16, 2016, among MORGAN STANLEY FINANCE LLC, a Delaware limited liability company (the "Company") and a wholly-owned subsidiary of Morgan Stanley, MORGAN STANLEY, a Delaware corporation (the "Guarantor"), and THE BANK OF NEW YORK MELLON (the "Warrant Agent").

GigCapital, Inc. – GIGCAPITAL, INC. And CONTINENTAL STOCK TRANSFER & TRUST COMPANY WARRANT AGREEMENT (November 15th, 2017)

THIS WARRANT AGREEMENT (this Agreement), dated as of December [], 2017, is by and between GigCapital, Inc., a Delaware corporation (the Company), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (the Warrant Agent, also referred to herein as the Transfer Agent).

Big Rock Partners Acquisition Corp. – Warrant Agreement (November 14th, 2017)

THIS WARRANT AGREEMENT ("Agreement") dated as of [ ], 2017 is between Big Rock Partners Acquisition Corp., a Delaware corporation, ("Company"), and Continental Stock Transfer & Trust Company, a New York corporation ("Warrant Agent").

WARRANT AGREEMENT Between GULFMARK OFFSHORE, INC. AS ISSUER and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, AS WARRANT AGENT November 14, 2017 (November 14th, 2017)

This WARRANT AGREEMENT (this "Agreement") is dated as of November 14, 2017, between GulfMark Offshore, Inc., a Delaware corporation, as issuer (the "Company" or the "Debtor"), and American Stock Transfer & Trust Company, LLC, as warrant agent (the "Warrant Agent").

REDEMPTION WARRANT AGREEMENT Dated as of Between GULFMARK OFFSHORE, INC., and [NAME] as Warrant Agent (November 14th, 2017)

REDEMPTION WARRANT AGREEMENT dated as of [*] (this "Agreement"), between GulfMark Offshore, Inc., a Delaware corporation (the "Company"), and [NAME], as warrant agent (the "Warrant Agent").

Myovant Sciences Ltd. – Myovant Sciences Ltd. Form of Debt Securities Warrant Agreement (November 13th, 2017)

DEBT SECURITIES WARRANT AGREEMENT (this Agreement), dated as of between MYOVANT SCIENCES LTD., a Bermuda Exempted Limited Company (the Company) and , a [corporation] [national banking association] organized and existing under the laws of and having a corporate trust office in , as warrant agent (the Warrant Agent).

Kura Oncology, Inc. – Kura Oncology, Inc. Form of Debt Securities Warrant Agreement (November 9th, 2017)

DEBT SECURITIES WARRANT AGREEMENT (this Agreement), dated as of between KURA ONCOLOGY, INC., a Delaware corporation (the Company), and , a [corporation] [national banking association] organized and existing under the laws of and having a corporate trust office in , as warrant agent (the Warrant Agent).

Chimerix Inc. – Chimerix, Inc. Form of Debt Securities Warrant Agreement (November 8th, 2017)

Debt Securities Warrant Agreement (this "Agreement"), dated as of between Chimerix, Inc., a Delaware corporation (the "Company"), and , a [corporation] [national banking association] organized and existing under the laws of and having a corporate trust office in , as warrant agent (the "Warrant Agent").

Legacy Acquisition Corp. – WARRANT AGREEMENT Between LEGACY ACQUISITION CORP. And CONTINENTAL STOCK TRANSFER& TRUST COMPANY (November 8th, 2017)

THIS WARRANT AGREEMENT (this "Agreement"), dated as of [______], 2017, is by and between Legacy Acquisition Corp., a Delaware corporation (the "Company"), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (the "Warrant Agent").

Sentinel Energy Services Inc. – WARRANT AGREEMENT Between SENTINEL ENERGY SERVICES INC. And CONTINENTAL STOCK TRANSFER & TRUST COMPANY Dated as of November 2, 2017 (November 7th, 2017)

THIS WARRANT AGREEMENT (this "Agreement"), dated as of November 2, 2017, is by and between Sentinel Energy Services Inc., a Cayman Islands exempted company (the "Company"), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (the "Warrant Agent", also referred to herein as the "Transfer Agent").

Gordon Pointe Acqusition Corp. – WARRANT AGREEMENT Between GORDON POINTE ACQUISITION CORP. And CONTINENTAL STOCK TRANSFER & TRUST COMPANY (November 6th, 2017)

THIS WARRANT AGREEMENT (this "Agreement"), dated as of [*], 2017, is by and between Gordon Pointe Acquisition Corp., a Delaware corporation (the "Company"), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (the "Warrant Agent", also referred to herein as the "Transfer Agent").