Warrant Agreement Sample Contracts

WARRANT AGREEMENT
Warrant Agreement • November 25th, 2024 • CO2 Energy Transition Corp. • Blank checks • New York

This WARRANT AGREEMENT (this “Agreement”) is made as of November 20, 2024 between CO2 Energy Transition Corp., a Delaware corporation, with offices at 1334 Brittmore, Suite 190, Houston, Texas, 77043 (“Company”), and Continental Stock Transfer & Trust Company, a New York limited purpose trust company, with offices at 1 State Street, New York, New York 10004, as warrant agent (“Warrant Agent”).

EXHIBIT 10 (kk) CEL-SCI CORPORATION WARRANT TO PURCHASE ___ SHARES OF COMMON STOCK(1)
Warrant Agreement • April 15th, 2014 • Cel Sci Corp • Biological products, (no disgnostic substances)
WARRANT AGREEMENT
Warrant Agreement • May 7th, 2025 • Perimeter Acquisition Corp. I • Blank checks • New York

This agreement (“Agreement”) is made as of [●], 2025 between Perimeter Acquisition Corp. I, a Cayman Islands exempted company, with offices at 6060 N. Central Express Way Suite 500, Dallas, Texas 75204 (“Company”), and Continental Stock Transfer & Trust Company, a New York corporation, with offices at 1 State Street, 30th Floor, New York, New York 10004, as warrant agent (the “Warrant Agent”, also referred to herein as the “Transfer Agent”).

NUVVE HOLDING CORP. Warrant to Purchase Shares of Common Stock
Warrant Agreement • May 9th, 2025 • Nuvve Holding Corp. • Power, distribution & specialty transformers • New York

This WARRANT TO PURCHASE SHARES OF COMMON STOCK (the “Warrant”) certifies that, for value received, [____________] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Issue Date (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on [●], 20301 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Nuvve Holding Corp., a Delaware corporation (the “Company”), up to [_________] shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).

WARRANT
Warrant Agreement • May 9th, 2008 • First Montauk Financial Corp • Security brokers, dealers & flotation companies • Illinois
WARRANT -----------------
Warrant Agreement • May 6th, 2013 • Synergy Resources Corp • Crude petroleum & natural gas
CIDARA THERAPEUTICS, INC. AND ____________________, AS WARRANT AGENT FORM OF DEBT SECURITIES WARRANT AGREEMENT DATED AS OF __________
Warrant Agreement • May 8th, 2025 • Cidara Therapeutics, Inc. • Biological products, (no disgnostic substances) • New York

THIS DEBT SECURITIES WARRANT AGREEMENT (this “Agreement”), dated as of [•], between CIDARA THERAPEUTICS, INC., a Delaware corporation (the “Company”), and [•], a [corporation] [national banking association] organized and existing under the laws of [•] and having a corporate trust office in [•], as warrant agent (the “Warrant Agent”).

EX-10.3 4 ex10-3.htm
Warrant Agreement • May 5th, 2020 • Nevada

THIS WARRANT AND THE SHARES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. EXCEPT AS OTHERWISE SET FORTH HEREIN OR IN A SECURITIES PURCHASE AGREEMENT DATED AS OF May 15th, 2016, NEITHER THIS WARRANT NOR ANY OF SUCH SHARES MAY BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT FOR SUCH SECURITIES UNDER SAID ACT OR, AN OPINION OF COUNSEL, IN FORM, SUBSTANCE AND SCOPE, CUSTOMARY FOR OPINIONS OF COUNSEL IN COMPARABLE TRANSACTIONS, THAT REGISTRATION IS NOT REQUIRED UNDER SUCH ACT OR UNLESS SOLD PURSUANT TO RULE 144 UNDER SUCH ACT. ANY SUCH SALE, ASSIGNMENT OR TRANSFER MUST ALSO COMPLY WITH APPLICABLE STATE SECURITIES LAWS.

AMENDED AND RESTATED WARRANT AGREEMENT
Warrant Agreement • August 5th, 2024 • Heramba Electric PLC • Miscellaneous electrical machinery, equipment & supplies • New York

THIS AMENDED AND RESTATED WARRANT AGREEMENT (this “Agreement”), dated as of July 26, 2024 is by and among Heramba Electric plc, an Irish public limited company duly incorporated under the laws of Ireland with company registration number 744994 (the “Company”), Project Energy Reimagined Acquisition Corp., an exempted company incorporated in the Cayman Islands with limited liability under company number 371458 (“PERAC”) and Continental Stock Transfer & Trust Company, a New York limited purpose trust company (the “Warrant Agent”).

WARRANT AGREEMENT and CONTINENTAL STOCK TRANSFER & TRUST COMPANY Dated April 6, 2021
Warrant Agreement • February 26th, 2024 • Revolution Medicines, Inc. • Biological products, (no disgnostic substances) • New York

THIS WARRANT AGREEMENT (this “Agreement”), dated April 6, 2021, is by and between CM Life Sciences III Inc., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (in such capacity, the “Warrant Agent”).

FORM OF WARRANT
Warrant Agreement • July 3rd, 2007 • Performance Health Technologies Inc • Electromedical & electrotherapeutic apparatus • Delaware
Contract
Warrant Agreement • October 16th, 2012 • VistaGen Therapeutics, Inc. • Pharmaceutical preparations • New York

THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”) OR ANY STATE SECURITIES LAWS AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF UNLESS REGISTERED UNDER THE SECURITIES ACT AND UNDER APPLICABLE STATE SECURITIES LAWS OR THE ISSUER SHALL HAVE RECEIVED AN OPINION OF COUNSEL THAT REGISTRATION OF SUCH SECURITIES UNDER THE SECURITIES ACT AND UNDER THE PROVISIONS OF APPLICABLE STATE SECURITIES LAWS IS NOT REQUIRED.

Contract
Warrant Agreement • September 20th, 2024 • Camp4 Therapeutics Corp • Pharmaceutical preparations • California

THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE SECURITIES LAWS OF ANY STATE AND, EXCEPT AS SET FORTH IN SECTIONS 5.3 AND 5.4 BELOW, MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED UNLESS AND UNTIL REGISTERED UNDER SAID ACT AND LAWS OR, IN THE OPINION OF LEGAL COUNSEL IN FORM AND SUBSTANCE SATISFACTORY TO THE ISSUER, SUCH OFFER, SALE, PLEDGE OR OTHER TRANSFER IS EXEMPT FROM SUCH REGISTRATION.

AMENDED AND RESTATED WARRANT AGREEMENT CAPTIVISION INC. and CONTINENTAL STOCK TRANSFER & TRUST COMPANY Dated November 15, 2023
Warrant Agreement • November 22nd, 2023 • Captivision Inc. • Miscellaneous electrical machinery, equipment & supplies • New York

THIS AMENDED AND RESTATED WARRANT AGREEMENT (this “Agreement”), dated November 15, 2023, is by and among Captivision Inc., a Cayman Islands exempted company (the “Company”), Jaguar Global Growth Corporation I, a Cayman Islands exempted company (“JGGC”), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (in such capacity, the “Warrant Agent”).

WARRANT AGREEMENT
Warrant Agreement • December 19th, 2018 • Chardan Healthcare Acquisition Corp. • Blank checks • New York

This Warrant Agreement (“Warrant Agreement”) is made as of December 13, 2018, by and between Chardan Healthcare Acquisition Corp., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company (the “Warrant Agent”).

NUVATION BIO INC. (F/K/A PANACEA ACQUISITION CORP.) and CONTINENTAL STOCK TRANSFER & TRUST COMPANY AMENDED AND RESTATED WARRANT AGREEMENT Dated as of April 9, 2024
Warrant Agreement • April 10th, 2024 • Nuvation Bio Inc. • Pharmaceutical preparations • New York

THIS AMENDED AND RESTATED WARRANT AGREEMENT (this “Agreement”), dated as of April 9, 2024, is by and between Nuvation Bio Inc. (f/k/a Panacea Acquisition Corp.), a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (in such capacity, the “Warrant Agent”).

I-MAB AND ______________________, AS WARRANT AGENT FORM OF ORDINARY SHARES WARRANT AGREEMENT DATED AS OF ___________________
Warrant Agreement • May 2nd, 2025 • I-Mab • Pharmaceutical preparations • New York

THIS ORDINARY SHARES WARRANT AGREEMENT (this “Agreement”), dated as of [•], between I-Mab, an exempted company incorporated in the Cayman Islands with limited liability and having its principal business office at 2440 Research Boulevard, Suite 400, Rockville, Maryland 20850 (the “Company”), and [•], a [corporation] [national banking association] organized and existing under the laws of [•] and having a corporate trust office in [•], as warrant agent (the “Warrant Agent”).

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Warrant Agreement • July 3rd, 2008 • New York Community Bancorp Inc • Savings institutions, not federally chartered • New York
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Warrant Agreement • August 18th, 2023 • Akamai Technologies Inc • Services-business services, nec
WARRANT AGREEMENT between FG MERGER II CORP. and CONTINENTAL STOCK TRANSFER & TRUST COMPANY Dated as of January 30, 2025
Warrant Agreement • February 3rd, 2025 • FG Merger II Corp. • Blank checks • New York

THIS WARRANT AGREEMENT (this “Agreement”), dated as of January 30, 2025, is by and between FG Merger II Corp., a Nevada corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York limited purpose trust company, as warrant agent (the “Warrant Agent,” also referred to herein as the “Transfer Agent”).

Contract
Warrant Agreement • July 2nd, 2018 • Soligen Technologies Inc • Nonferrous foundries (castings) • Wyoming

THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER SAID ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO SOLIGEN TECHNOLOGIES, INC. THAT SUCH REGISTRATION IS NOT REQUIRED.

MICHAEL NING ------------
Warrant Agreement • August 19th, 2008 • Ia Global Inc • Communications services, nec