Warrant Agreement Sample Contracts
Exhibit 4.1 WARRANT AGREEMENT ("Agreement"), dated as of December 31, 2008 by and between AIR INDUSTRIES GROUP INC., a Delaware corporation (the "Company"), and TAGLICH BROTHERS, INC. ("Warrantholder"). In consideration of the mutual terms,...Warrant Agreement • January 7th, 2009 • Air Industries Group, Inc. • Aircraft parts & auxiliary equipment, nec • Delaware
WARRANT AGREEMENT THIS AGREEMENT, dated as of this 26th day of June 2009, by and between Cornerstone Financial Corporation, a New Jersey corporation (the "Company") and Registrar and Transfer Company (the "Transfer Agent"). WHEREAS, the Company, in...Warrant Agreement • November 16th, 2009 • Cornerstone Financial Corp • National commercial banks • New Jersey
Exhibit 4.1 WARRANT AGREEMENT THIS WARRANT AGREEMENT, dated as of July 28, 2014, by and between PETRO CAPITAL ENERGY CREDIT, LLC, AS ADMINISTRATIVE AGENT FOR THE LENDERS REFERRED TO BELOW (the "Purchaser" or "Administrative Agent"), and BARON ENERGY,...Warrant Agreement • August 1st, 2014 • Baron Energy Inc. • Crude petroleum & natural gas • Texas
WARRANT AGREEMENTWarrant Agreement • November 25th, 2024 • CO2 Energy Transition Corp. • Blank checks • New York
This WARRANT AGREEMENT (this “Agreement”) is made as of November 20, 2024 between CO2 Energy Transition Corp., a Delaware corporation, with offices at 1334 Brittmore, Suite 190, Houston, Texas, 77043 (“Company”), and Continental Stock Transfer & Trust Company, a New York limited purpose trust company, with offices at 1 State Street, New York, New York 10004, as warrant agent (“Warrant Agent”).
EXHIBIT 10 (kk) CEL-SCI CORPORATION WARRANT TO PURCHASE ___ SHARES OF COMMON STOCK(1)Warrant Agreement • April 15th, 2014 • Cel Sci Corp • Biological products, (no disgnostic substances)
WARRANT AGREEMENTWarrant Agreement • May 7th, 2025 • Perimeter Acquisition Corp. I • Blank checks • New York
This agreement (“Agreement”) is made as of [●], 2025 between Perimeter Acquisition Corp. I, a Cayman Islands exempted company, with offices at 6060 N. Central Express Way Suite 500, Dallas, Texas 75204 (“Company”), and Continental Stock Transfer & Trust Company, a New York corporation, with offices at 1 State Street, 30th Floor, New York, New York 10004, as warrant agent (the “Warrant Agent”, also referred to herein as the “Transfer Agent”).
EXHIBIT 10.9 THIS WARRANT AND THE SHARES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. EXCEPT AS OTHERWISE SET FORTH HEREIN OR IN A SECURITIES PURCHASE AGREEMENT DATED AS OF JUNE 16,...Warrant Agreement • July 18th, 2008 • Ingen Technologies, Inc. • Miscellaneous manufacturing industries • New York
NUVVE HOLDING CORP. Warrant to Purchase Shares of Common StockWarrant Agreement • May 9th, 2025 • Nuvve Holding Corp. • Power, distribution & specialty transformers • New York
This WARRANT TO PURCHASE SHARES OF COMMON STOCK (the “Warrant”) certifies that, for value received, [____________] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the Issue Date (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on [●], 20301 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Nuvve Holding Corp., a Delaware corporation (the “Company”), up to [_________] shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
WARRANTWarrant Agreement • May 9th, 2008 • First Montauk Financial Corp • Security brokers, dealers & flotation companies • Illinois
WARRANT -----------------Warrant Agreement • May 6th, 2013 • Synergy Resources Corp • Crude petroleum & natural gas
EXHIBIT 10.2 THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON THE EXERCISE HEREOF (COLLECTIVELY, "THE SECURITIES") HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR QUALIFIED UNDER APPLICABLE STATE SECURITIES LAWS. THE...Warrant Agreement • September 10th, 2008 • Smoky Market Foods Inc • Sausages & other prepared meat products • Nevada
Exhibit 4.1 THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, (THE "SECURITIES ACT"). THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS...Warrant Agreement • June 5th, 2013 • iTalk Inc. • Telephone communications (no radiotelephone) • Texas
EXHIBIT 99.2 THIS WARRANT AND THE WARRANT SHARES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, NOR REGISTERED OR QUALIFIED UNDER ANY STATE SECURITIES LAWS, AND MAY NOT BE PLEDGED, HYPOTHECATED, SOLD, TRANSFERRED OR OTHERWISE...Warrant Agreement • April 8th, 2008 • Warburg Pincus Private Equity Viii L P • Services-prepackaged software • New York
EXHIBIT 10.9 THE SECURITIES REPRESENTED BY THIS WARRANT HAVE BEEN ACQUIRED FOR INVESTMENT AND HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED ("1933 ACT") OR ANY STATE SECURITIES LAWS. SUCH SECURITIES MAY NOT BE SOLD OR...Warrant Agreement • May 1st, 2009 • SunGame Corp • Delaware
CIDARA THERAPEUTICS, INC. AND ____________________, AS WARRANT AGENT FORM OF DEBT SECURITIES WARRANT AGREEMENT DATED AS OF __________Warrant Agreement • May 8th, 2025 • Cidara Therapeutics, Inc. • Biological products, (no disgnostic substances) • New York
THIS DEBT SECURITIES WARRANT AGREEMENT (this “Agreement”), dated as of [•], between CIDARA THERAPEUTICS, INC., a Delaware corporation (the “Company”), and [•], a [corporation] [national banking association] organized and existing under the laws of [•] and having a corporate trust office in [•], as warrant agent (the “Warrant Agent”).
EX-10.3 4 ex10-3.htmWarrant Agreement • May 5th, 2020 • Nevada
THIS WARRANT AND THE SHARES ISSUABLE UPON THE EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. EXCEPT AS OTHERWISE SET FORTH HEREIN OR IN A SECURITIES PURCHASE AGREEMENT DATED AS OF May 15th, 2016, NEITHER THIS WARRANT NOR ANY OF SUCH SHARES MAY BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT FOR SUCH SECURITIES UNDER SAID ACT OR, AN OPINION OF COUNSEL, IN FORM, SUBSTANCE AND SCOPE, CUSTOMARY FOR OPINIONS OF COUNSEL IN COMPARABLE TRANSACTIONS, THAT REGISTRATION IS NOT REQUIRED UNDER SUCH ACT OR UNLESS SOLD PURSUANT TO RULE 144 UNDER SUCH ACT. ANY SUCH SALE, ASSIGNMENT OR TRANSFER MUST ALSO COMPLY WITH APPLICABLE STATE SECURITIES LAWS.
AMENDED AND RESTATED WARRANT AGREEMENTWarrant Agreement • August 5th, 2024 • Heramba Electric PLC • Miscellaneous electrical machinery, equipment & supplies • New York
THIS AMENDED AND RESTATED WARRANT AGREEMENT (this “Agreement”), dated as of July 26, 2024 is by and among Heramba Electric plc, an Irish public limited company duly incorporated under the laws of Ireland with company registration number 744994 (the “Company”), Project Energy Reimagined Acquisition Corp., an exempted company incorporated in the Cayman Islands with limited liability under company number 371458 (“PERAC”) and Continental Stock Transfer & Trust Company, a New York limited purpose trust company (the “Warrant Agent”).
WARRANT AGREEMENT and CONTINENTAL STOCK TRANSFER & TRUST COMPANY Dated April 6, 2021Warrant Agreement • February 26th, 2024 • Revolution Medicines, Inc. • Biological products, (no disgnostic substances) • New York
THIS WARRANT AGREEMENT (this “Agreement”), dated April 6, 2021, is by and between CM Life Sciences III Inc., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (in such capacity, the “Warrant Agent”).
FORM OF WARRANTWarrant Agreement • July 3rd, 2007 • Performance Health Technologies Inc • Electromedical & electrotherapeutic apparatus • Delaware
ContractWarrant Agreement • October 16th, 2012 • VistaGen Therapeutics, Inc. • Pharmaceutical preparations • New York
THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”) OR ANY STATE SECURITIES LAWS AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF UNLESS REGISTERED UNDER THE SECURITIES ACT AND UNDER APPLICABLE STATE SECURITIES LAWS OR THE ISSUER SHALL HAVE RECEIVED AN OPINION OF COUNSEL THAT REGISTRATION OF SUCH SECURITIES UNDER THE SECURITIES ACT AND UNDER THE PROVISIONS OF APPLICABLE STATE SECURITIES LAWS IS NOT REQUIRED.
Exhibit 4.20 WARRANT AGREEMENT ----------------- To Purchase Shares of the Common Stock of STARTECH Environmental Corporation, The Holder shall have the right to receive one warrant for every one share of Common share purchased by the holder in...Warrant Agreement • May 13th, 2008 • Startech Environmental Corp • Misc industrial & commercial machinery & equipment
ContractWarrant Agreement • September 20th, 2024 • Camp4 Therapeutics Corp • Pharmaceutical preparations • California
THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE SECURITIES LAWS OF ANY STATE AND, EXCEPT AS SET FORTH IN SECTIONS 5.3 AND 5.4 BELOW, MAY NOT BE OFFERED, SOLD, PLEDGED OR OTHERWISE TRANSFERRED UNLESS AND UNTIL REGISTERED UNDER SAID ACT AND LAWS OR, IN THE OPINION OF LEGAL COUNSEL IN FORM AND SUBSTANCE SATISFACTORY TO THE ISSUER, SUCH OFFER, SALE, PLEDGE OR OTHER TRANSFER IS EXEMPT FROM SUCH REGISTRATION.
AMENDED AND RESTATED WARRANT AGREEMENT CAPTIVISION INC. and CONTINENTAL STOCK TRANSFER & TRUST COMPANY Dated November 15, 2023Warrant Agreement • November 22nd, 2023 • Captivision Inc. • Miscellaneous electrical machinery, equipment & supplies • New York
THIS AMENDED AND RESTATED WARRANT AGREEMENT (this “Agreement”), dated November 15, 2023, is by and among Captivision Inc., a Cayman Islands exempted company (the “Company”), Jaguar Global Growth Corporation I, a Cayman Islands exempted company (“JGGC”), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (in such capacity, the “Warrant Agent”).
WARRANT AGREEMENTWarrant Agreement • December 19th, 2018 • Chardan Healthcare Acquisition Corp. • Blank checks • New York
This Warrant Agreement (“Warrant Agreement”) is made as of December 13, 2018, by and between Chardan Healthcare Acquisition Corp., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company (the “Warrant Agent”).
NUVATION BIO INC. (F/K/A PANACEA ACQUISITION CORP.) and CONTINENTAL STOCK TRANSFER & TRUST COMPANY AMENDED AND RESTATED WARRANT AGREEMENT Dated as of April 9, 2024Warrant Agreement • April 10th, 2024 • Nuvation Bio Inc. • Pharmaceutical preparations • New York
THIS AMENDED AND RESTATED WARRANT AGREEMENT (this “Agreement”), dated as of April 9, 2024, is by and between Nuvation Bio Inc. (f/k/a Panacea Acquisition Corp.), a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (in such capacity, the “Warrant Agent”).
I-MAB AND ______________________, AS WARRANT AGENT FORM OF ORDINARY SHARES WARRANT AGREEMENT DATED AS OF ___________________Warrant Agreement • May 2nd, 2025 • I-Mab • Pharmaceutical preparations • New York
THIS ORDINARY SHARES WARRANT AGREEMENT (this “Agreement”), dated as of [•], between I-Mab, an exempted company incorporated in the Cayman Islands with limited liability and having its principal business office at 2440 Research Boulevard, Suite 400, Rockville, Maryland 20850 (the “Company”), and [•], a [corporation] [national banking association] organized and existing under the laws of [•] and having a corporate trust office in [•], as warrant agent (the “Warrant Agent”).
CLASS 2007-B1 WARRANT AGREEMENT (with Regulation S Investment Representations) CLASS 2007-B1 WARRANT AGREEMENT ("Agreement"), dated as of January ____, 2007, by and between Energtek Inc., a Nevada corporation (the "Company"), and ___________________...Warrant Agreement • January 19th, 2007 • Energtek • Services-nursing & personal care facilities • Nevada
betweenWarrant Agreement • July 3rd, 2008 • New York Community Bancorp Inc • Savings institutions, not federally chartered • New York
Insert Dealer Name] [Insert Dealer Address]Warrant Agreement • August 18th, 2023 • Akamai Technologies Inc • Services-business services, nec
WARRANT AGREEMENT between FG MERGER II CORP. and CONTINENTAL STOCK TRANSFER & TRUST COMPANY Dated as of January 30, 2025Warrant Agreement • February 3rd, 2025 • FG Merger II Corp. • Blank checks • New York
THIS WARRANT AGREEMENT (this “Agreement”), dated as of January 30, 2025, is by and between FG Merger II Corp., a Nevada corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York limited purpose trust company, as warrant agent (the “Warrant Agent,” also referred to herein as the “Transfer Agent”).
EXHIBIT 99.4 THESE SECURITIES HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 ("THE ACT") OR UNDER THE SECURITIES OR BLUE SKY LAWS OF ANY STATE (THE "LAWS"). THESE SECURITIES MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE...Warrant Agreement • August 26th, 2008 • Microislet Inc • Biological products, (no disgnostic substances) • California
ContractWarrant Agreement • July 2nd, 2018 • Soligen Technologies Inc • Nonferrous foundries (castings) • Wyoming
THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER SAID ACT OR AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO SOLIGEN TECHNOLOGIES, INC. THAT SUCH REGISTRATION IS NOT REQUIRED.
MICHAEL NING ------------Warrant Agreement • August 19th, 2008 • Ia Global Inc • Communications services, nec
EXHIBIT 10.34 THIS WARRANT AND THE SHARES ISSUABLE HEREUNDER HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR REGISTERED OR QUALIFIED UNDER ANY STATE SECURITIES OR "BLUE SKY" LAWS, AND MAY NOT BE SOLD, PLEDGED, OR OTHERWISE...Warrant Agreement • July 13th, 2007 • Athenahealth Inc • Services-business services, nec • Massachusetts
CLASS 2007-C1 WARRANT AGREEMENT (with Regulation S Investment Representations) CLASS 2007-C1 WARRANT AGREEMENT ("Agreement"), dated as of January ____, 2007, by and between Energtek Inc., a Nevada corporation (the "Company"), and ___________________...Warrant Agreement • January 19th, 2007 • Energtek • Services-nursing & personal care facilities • Nevada