Securities Purchase Agreement Sample Contracts

Neovasc IncSECURITIES PURCHASE AGREEMENT (February 23rd, 2021)

This Securities Purchase Agreement (this “Agreement”) is dated as of February 10, 2021, between Neovasc Inc., a corporation organized and existing under the laws of Canada (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).

Cleveland Biolabs IncSECURITIES PURCHASE AGREEMENT (February 23rd, 2021)

This Securities Purchase Agreement (this “Agreement”) is dated as of February 19, 2021, between Cleveland BioLabs, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).

Taoping Inc.SECURITIES PURCHASE AGREEMENT (February 23rd, 2021)

This Securities Purchase Agreement (this “Agreement”) is made as of February 22, 2021, by and among Taoping Inc., a BVI business company (the “Company”) and the inventors listed on the Schedule of Investors attached hereto (each, including its successors and assigns, an “Investor” and collectively the “Investors”).

Powerbridge Technologies Co., Ltd.Securities Purchase Agreement (February 23rd, 2021)

This Securities Purchase Agreement (this “Agreement”), dated as of January 8, 2021, is entered into by and between Powerbridge Technologies Co., Ltd., a Cayman Islands corporation (“Company”), and Uptown Capital, LLC, a Utah limited liability company, its successors and/or assigns (“Investor”).

Vinco Ventures, Inc.SECURITIES PURCHASE AGREEMENT (February 23rd, 2021)

This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of February 18, 2021, is by and among Vinco Ventures, Inc., a Nevada corporation with offices located at 1 West Broad Street, Suite 1004, Bethlehem, Pennsylvania (the “Company”), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”).

ZK International Group Co., Ltd.SECURITIES PURCHASE AGREEMENT (February 23rd, 2021)

THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of February 22, 2021, is between ZK INTERNATIONAL GROUP CO., LTD, a company incorporated under the laws of the British Virgin Islands, with headquarters located at No. 678 Dingxiang Road, Binhai Industrial Park, Economic & Technology Development Zone, Wenzhou, Zhejiang Province, China 325025 (the “Company”), and the investor as set forth on the signature page (each a “Buyer”).

Mphase Technologies IncSECURITIES PURCHASE AGREEMENT (February 22nd, 2021)

This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of February 10, 2021, by and between mPhase Technologies, Inc., a New Jersey corporation, with its address at 9841 WASHINGTONIAN BLVD, SUITE 390, GAITHERSBURG, MARYLAND 20878 (the “Company”), and [___], with its address at [___] (the “Buyer”).

Mphase Technologies IncSECURITIES PURCHASE AGREEMENT (February 22nd, 2021)

This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of January 25, 2021, by and between MPHASE TECHNOLOGIES, INC., a New Jersey corporation, with headquarters located at 9841 Washingtonian Boulevard, Ste #390, Gaithersburg, MD 20878 (the “Company”), and [___], with its address at [___] (the “Buyer”).

Akoustis Technologies, Inc.SECURITIES PURCHASE AGREEMENT (February 22nd, 2021)

This Securities Purchase Agreement (this “Agreement”) is made and entered into as of February 19, 2021, by and among Akoustis Technologies, Inc., a Delaware corporation (the “Company”), and the undersigned purchasers (the “Purchasers”).

Mphase Technologies IncSECURITIES PURCHASE AGREEMENT (February 22nd, 2021)

This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of January 26, 2021, by and between mPhase Technologies, Inc., a New Jersey corporation, with its address at 9841 WASHINGTONIAN BLVD, SUITE 390, GAITHERSBURG, MARYLAND 20878 (the “Company”), and [___], with its address at [___] (the “Buyer”).

MMTec, Inc.SECURITIES PURCHASE AGREEMENT (February 22nd, 2021)

This Securities Purchase Agreement (this “Agreement”) is dated as of February [ ], 2021, and is between MMTEC, INC., a British Virgin Islands company(the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).

Predictive Oncology Inc.SECURITIES PURCHASE AGREEMENT (February 22nd, 2021)

This Securities Purchase Agreement (this “Agreement”) is dated as of February 18, 2021, between Predictive Oncology Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).

Tauriga Sciences, Inc.SECURITIES PURCHASE AGREEMENT (February 22nd, 2021)

This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of November 11, 2020 by and between Tauriga Sciences, Inc., a Florida corporation, with headquarters located at 555 Madison Avenue, 5th Floor, New York, NY 10022 (the “Company”), and SE HOLDINGS, LLC, a Nevada limited liability company, with its address at 6130 W. Flamingo Rd. #1878, Las Vegas, NV 89103 (the “Buyer”).

Ayala Pharmaceuticals, Inc.SECURITIES PURCHASE AGREEMENT (February 22nd, 2021)

This SECURITIES PURCHASE AGREEMENT (this “Agreement”) is made and entered into as of February 19, 2021 by and among Ayala Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and the Investors identified on Exhibit A attached hereto (each an “Investor” and collectively, the “Investors”).

Mphase Technologies IncSECURITIES PURCHASE AGREEMENT (February 22nd, 2021)

This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of February 8, 2021 by and between MPhase Technologies, Inc., a New Jersey corporation, with headquarters located at 9841 Washingtonian Boulevard, #390, Gaithersburg, MD (the “Company”), and [___], with its address at [___] (the “Buyer”).

Integrated Media Technology LTDSECURITIES PURCHASE AGREEMENT (February 22nd, 2021)

This Securities Purchase Agreement (this "Agreement") is dated as of February 22, 2021, between Integrated Media Technology Limited, an Australian corporation (the "Company"), and Mercer Street Global Opportunity Fund, LLC (the "Purchaser").

ChromaDex Corp.SECURITIES PURCHASE AGREEMENT (February 22nd, 2021)

This Securities Purchase Agreement (this “Agreement”) is dated as of February 20, 2021, between ChromaDex Corporation, a Delaware corporation (the “Company”), and the purchaser identified on the signature pages hereto (including its successors and assigns, the “Purchaser”).

Cloudcommerce, Inc.SECURITIES PURCHASE AGREEMENT (February 22nd, 2021)

This Securities Purchase Agreement (this “Agreement”) is dated as of February 19, 2021, between CloudCommerce, Inc., a Nevada corporation (the “Company”), and the purchaser identified on the signature page hereto, including its successors and assigns (the “Purchaser”).

Xtant Medical Holdings, Inc.SECURITIES PURCHASE AGREEMENT (February 22nd, 2021)

This Securities Purchase Agreement (this “Agreement”) is dated as of February 22, 2021, between Xtant Medical Holdings, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).

Tauriga Sciences, Inc.SECURITIES PURCHASE AGREEMENT (February 22nd, 2021)

THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of December 31, 2020, by and among Tauriga Sciences, Inc., a Florida corporation with headquarters located at 555 Madison Avenue, 5th Floor, New York, NY 10022 (the “Company”), and the Investor identified on the signature pages hereto (individually, an “Investor” and collectively, the “Investors”).

SOS LTDSECURITIES PURCHASE AGREEMENT (February 22nd, 2021)

This Securities Purchase Agreement (this “Agreement”) is dated as of February [ ], 2021, between SOS Limited., a Cayman Islands company (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).

Elliott Opportunity II Corp.SECURITIES PURCHASE AGREEMENT (February 19th, 2021)

This Securities Purchase Agreement (this “Agreement”), effective as of February 1, 2021, is made and entered into by and between Wood Hill Opportunity Corp., a Cayman Islands exempted company (the “Company”), Elliott Associates, L.P., a Delaware limited partnership (“Elliott Associates”) and Elliott International, L.P., a Cayman islands limited partnership (“Elliott International”, and, together with Elliott Associates, the “Buyers”).

Creative Realities, Inc.SECURITIES PURCHASE AGREEMENT (February 19th, 2021)

This Securities Purchase Agreement (this “Agreement”) is dated as of February 18, 2021, between Creative Realities, Inc., a Minnesota corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).

Ocwen Financial CorpFORM OF SECURITIES PURCHASE AGREEMENT (February 19th, 2021)

This Securities Purchase Agreement (this “Agreement”) is dated as of [●], 2021, between Ocwen Financial Corporation, a Florida corporation (the “Company”), Opps OCW Holdings, LLC, a Delaware limited liability company (“Opps OCW Holdings”) and ROF8 OCW MAV PT, LLC, a Delaware limited liability company (together with Opps OCW Holdings, the “Purchaser”). The Company and the Purchaser may be referred to herein as a “Party” or collectively as the “Parties.”

Elliott Opportunity I Corp.SECURITIES PURCHASE AGREEMENT (February 19th, 2021)

This Securities Purchase Agreement (this “Agreement”), effective as of February 1, 2021, is made and entered into by and between Ivy Hill Opportunity Corp., a Cayman Islands exempted company (the “Company”), Elliott Associates, L.P., a Delaware limited partnership (“Elliott Associates”) and Elliott International, L.P., a Cayman islands limited partnership (“Elliott International”, and, together with Elliott Associates, the “Buyers”).

Good Hemp, Inc.SECURITIES PURCHASE AGREEMENT (February 19th, 2021)

This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of February 16, 2021, by and between GOOD HEMP, INC., a Nevada corporation, with its address at 202311 Chartwell Ctr. Dr. Ste. 1469, Cornelius, NC 28031 (the “Company”), and POWER UP LENDING GROUP LTD., a Virginia corporation, with its address at 111 Great Neck Road, Suite 216, Great Neck, NY 11021 (the “Buyer”).

RespireRx Pharmaceuticals Inc.SECURITIES PURCHASE AGREEMENT (February 19th, 2021)

This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of February 17, 2021, by and between RESPIRERX PHARMACEUTICALS INC., a Delaware corporation, with headquarters located at 126 Valley Road, Suite C, Glen Rock, New Jersey 07452 (the “Company”), and FIRSTFIRE GLOBAL OPPORTUNITIES FUND, LLC, a Delaware limited liability company, with its address at 1040 First Avenue, Suite 190, New York, NY 10022 (the “Buyer”).

Ancora Advisors, LLCSECURITIES PURCHASE AGREEMENT (February 19th, 2021)

This Securities Purchase Agreement (this “Agreement”) is dated as of February 9, 2021, between Potbelly Corporation, a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).

Grom Social Enterprises, Inc.SECURITIES PURCHASE AGREEMENT (February 19th, 2021)

This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of February 9, 2021, by and between GROM SOCIAL ENTERPRISES, INC., a Florida corporation, with headquarters located at 2060 NW Boca Raton Blvd. #6, Boca Raton, Florida 33431 (the “Company”), and AUCTUS FUND, LLC, a Delaware limited liability company, with its address at 545 Boylston Street, 2nd Floor, Boston, MA 02116 (the “Buyer”).

Seanergy Maritime Holdings Corp.SECURITIES PURCHASE AGREEMENT (February 19th, 2021)

This Securities Purchase Agreement (this “Agreement”) is dated as of February 16, 2021, between Seanergy Maritime Holdings Corp., a Marshall Islands corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).

Citius Pharmaceuticals, Inc.SECURITIES PURCHASE AGREEMENT (February 19th, 2021)

This Securities Purchase Agreement (this “Agreement”) is dated as of February 16, 2021, between Citius Pharmaceuticals, Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).

Kona Gold Beverage, Inc.SECURITIES PURCHASE AGREEMENT (February 18th, 2021)

THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of February 10, 2021 as Kona Gold Beverage, Inc. (the “Company”), and YAII PN, LTD., a Cayman Islands exempt company (“Investor”).

Creative Medical Technology Holdings, Inc.SECURITIES PURCHASE AGREEMENT (February 18th, 2021)

This Securities Purchase Agreement (this “Agreement”) is dated as of February 11, 2021, between Creative Medical Technology Holdings, Inc., a Nevada corporation (the “Company”), and BHP Capital NY, Inc. (the “Purchaser”).

Processa Pharmaceuticals, Inc.SECURITIES PURCHASE AGREEMENT (February 18th, 2021)

This Securities Purchase Agreement (this “Agreement”) is dated as of February 15, 2021, between Processa Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).

Ion Geophysical CorpSECURITIES PURCHASE AGREEMENT (February 18th, 2021)

This Securities Purchase Agreement (this “Agreement”) is dated as of February 16, 2021, between ION Geophysical Corporation, a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).