Agency Agreement Sample Contracts

Fuqin Fintech Ltd – Offering Deposit Account Agency Agreement (December 3rd, 2018)

This OFFERING DEPOSIT ACCOUNT AGENCY AGREEMENT (this "Agreement") dated as of this [ ], by and among FUQIN FINTECH LIMITED, a Cayman Islands company (the "Company"), having an address at No.8 Guanghua Dongli, Zhonghai Guangchang, South Tower, 7th Floor, Chaoyang District, Beijing, PRC 100020 and BOUSTEAD SECURITIES, LLC, serving as the representative of the underwriters (the "Underwriter"), having an address at 6 Venture, Suite 265, Irvine, CA 92618 USA, and FinTech Clearing, LLC (the "Deposit Account Agent"), a broker-dealer registered with the Securities and Exchange Commission ("SEC"), having an office at 6 Venture, Suite 265, Irvine, CA 92618 USA. All capitalized terms not herein defined shall have the meaning ascribed to them in that certain prospectus filed with the United States SEC dated August 31, 2018, under File Number 333-227131, including all attachments, schedules and exhibits thereto, as amended from time to time (the "Prospectus").

Aptorum Group Ltd – Offering Deposit Account Agency Agreement (November 15th, 2018)

This OFFERING DEPOSIT ACCOUNT AGENCY AGREEMENT (this "Agreement") dated as of this 3rd day of November 2018, by and among APTORUM GROUP LIMITED, a Cayman Islands company (the "Company"), having an address at 17th Floor, Guangdong Investment Tower, 148 Connaught Road Central, Hong Kong, Boustead Securities, LLC, serving as the representative of the underwriters (the "Representative"), having an address at 6 Venture, Suite 265, Irvine CA 92618, and FINTECH CLEARING, LLC (the "Deposit Account Agent"), a Delaware limited liability company and FINRA registered broker/dealer having an office at 6 Venture, Suite 265, Irvine, CA 92618. All capitalized terms not herein defined shall have the meaning ascribed to them in that certain Prospectus, contained in a registration statement on Form F-1 filed by the Company with the Securities and Exchange Commission, including all attachments, schedules and exhibits thereto, as amended from time to time (the "Prospectus").

W. P. Carey – DATED OCTOBER 9, 2018 ISSUER WPC EUROBOND B.V. GUARANTOR PAYING AGENT ELAVON FINANCIAL SERVICES DAC, UK BRANCH TRANSFER AGENT REGISTRAR - AND - TRUSTEE AGENCY AGREEMENT Relating to Notes Issued Under an Indenture Dated NOVEMBER 8, 2016 (October 9th, 2018)
W. P. Carey – DATED OCTOBER 9, 2018 ISSUER WPC EUROBOND B.V. GUARANTOR PAYING AGENT ELAVON FINANCIAL SERVICES DAC, UK BRANCH TRANSFER AGENT REGISTRAR - AND - TRUSTEE AGENCY AGREEMENT Relating to Notes Issued Under an Indenture Dated NOVEMBER 8, 2016 (October 9th, 2018)
Amendment No. 6 and Consent to Credit Agreement and Successor Agency Agreement (October 4th, 2018)
Establishment Labs Holdings Inc. – Commercial Agency Agreement (October 4th, 2018)

THIS COMMERCIAL AGENCY AGREEMENT (this "Agreement") is dated October 3rd, 2018 (the "Closing Date") and will determine final effects on November 3rd 2018 ("The Effective Date")

Blackstone / GSO Secured Lending Fund – Agency Agreement (October 1st, 2018)
Golden Metropolis International Ltd – Offering Deposit Account Agency Agreement (September 28th, 2018)

This Offering Deposit Account Agency Agreement (this "Agreement") is entered into as of ________________ __, 2018, by and among Golden Metropolis International Limited, a British Virgin Islands company, having an address at 229 Changjiang East Road, Xin District, Wuxi City, Jiangsu Province, People's Republic of China ("Issuer"), Boustead Securities, LLC, a California limited liability company and a Financial Industry Regulatory Authority ("FINRA") and Securities and Exchange Commission ("SEC") registered broker-dealer, with its principal office located at 6 Venture, Suite 265, Irvine, CA 92618 ("Intermediary") and FinTech Clearing, LLC, a Delaware limited liability company and a FINRA and SEC registered broker-dealer, with its principal office located at 6 Venture, Suite 265, Irvine, CA 92618 ("Deposit Account Agent"). Issuer, Intermediary and Deposit Account Agent shall collectively be referred to as "Parties".

China Xiangtai Food Co., Ltd. – Offering Deposit Account Agency Agreement (September 28th, 2018)

This OFFERING DEPOSIT ACCOUNT AGENCY AGREEMENT (this "Agreement") dated as of this [__] day of [_____] 2018, by and among CHINA XIANGTAI FOOD CO., LTD, a Cayman Islands company (the "Company"), having an address at Xinganxian Plaza, Building B, Suite 21-1 Lianglukou, Yuzhong District 400800, Chongqing, People's Republic of China, Boustead Securities, LLC (the "Underwriter"), having an address at 6 Venture, Suite 265, Irvine CA 92618, and FINTECH CLEARING, LLC (the "Deposit Account Agent"), a Delaware limited liability company and FINRA registered broker/dealer having an office at 6 Venture, Suite 265, Irvine, CA 92618 . All capitalized terms not herein defined shall have the meaning ascribed to them in that certain Prospectus, dated August 24, 2018, including all attachments, schedules and exhibits thereto (the "Prospectus").

JUMP WORLD HOLDINGS Ltd – Offering Deposit Account Agency Agreement (September 26th, 2018)

This OFFERING DEPOSIT ACCOUNT AGENCY AGREEMENT (this "Agreement") dated as of [ ], 2018, by and among JUMP WORLD HOLDING LIMITED, a Cayman Islands company (the "Company"), having an address at 12th Floor, Tower A, Changtai Plaza, 2889 Jinke Road, Pudong New District, Shanghai, 201203, P.R. China and BOUSTEAD SECURITIES, LLC, serving as the underwriter (the "Underwriter"), having an address at 6 Venture, Suite 265, Irvine, CA 92618 USA, and FinTech Clearing, LLC (the "Deposit Account Agent"), a broker-dealer registered with the Securities and Exchange Commission ("SEC"), having an office at 6 Venture, Suite 265, Irvine, CA 92618 USA. All capitalized terms not herein defined shall have the meaning ascribed to them in that certain prospectus filed with the SEC, under File Number 333-227192, including all attachments, schedules and exhibits thereto, as amended from time to time.

Fuqin Fintech Ltd – Offering Deposit Account Agency Agreement (August 31st, 2018)

This OFFERING DEPOSIT ACCOUNT AGENCY AGREEMENT (this "Agreement") dated as of this ___________, 2018, by and among FUQIN FINTECH LIMITED (the "Company"), having an address at No. 8 Guanghua Dongli, Zhonghai Guangchang, South Tower, 7th Floor, Chaoyang District, Beijing, PRC 10020, BOUSTEAD SECURITIES, LLC, serving as the representative of the underwriters (the "Underwriter"), having an address at 6 Venture, Suite 265, Irvine, CA 92618 USA, and FinTech Clearing, LLC (the "Deposit Account Agent"), a broker-dealer registered with the Securities and Exchange Commission ("SEC"), having an office at 6 Venture, Suite 265, Irvine, CA 92618 USA. All capitalized terms not herein defined shall have the meaning ascribed to them in that certain prospectus filed with the United States SEC dated ________, under File Number 333-________, including all attachments, schedules and exhibits thereto, as amended from time to time (the "Prospectus").

Syndicated Resorts Association,Inc. – Travel Agency Agreement for Hotel Reservation Promotion Services (July 11th, 2018)

Information about the Hotel. Name: Ixtapa Palace Resort. Tax Identifier: Corporativo Turistico Ixtapa Pacifico, S.A. de C.V. Location: Paseo de las Garzas, Paseo del Rincon, 40880 Ixtapa Zihuatanejo, Gro., Ixtapa Zihuatanejo, Mexico. Authorized Representative: Javier Sanchez Campos, Lic. (the "Representative").

CLS Holdings USA, Inc. – Agency Agreement (June 26th, 2018)

The undersigned, Canaccord Genuity Corp., as sole bookrunner (the "Agent"), understands that CLS Holdings USA, Inc. (the "Corporation") proposes to issue and sell up to 33,333,333 special warrants of the Corporation (the "Special Warrants") at a price of $0.45 per Special Warrant (the "Issue Price") on a private placement basis for aggregate gross proceeds of up to $15,000,000.00 (the "Offering").

Perspecta Inc. – NON-U.S. AGENCY AGREEMENT DATED AS OF MAY 31, 2018 by and Between DXC TECHNOLOGY COMPANY and PERSPECTA INC. (June 6th, 2018)

This NON-U.S. AGENCY AGREEMENT (this Agreement) is dated as of May 31, 2018, by and between DXC Technology Company, a Nevada corporation (Delta) and Perspecta Inc. (formerly Ultra SC Inc.), a Nevada corporation (Ultra). Delta and Ultra are also referred to in this Agreement individually as a Party and collectively as the Parties.

Everett SpinCo, Inc. – NON-U.S. Agency Agreement (June 6th, 2018)

This NON-U.S. AGENCY AGREEMENT (this "Agreement") is dated as of May 31, 2018, by and between DXC Technology Company, a Nevada corporation ("Delta") and Perspecta Inc. (formerly Ultra SC Inc.), a Nevada corporation ("Ultra"). Delta and Ultra are also referred to in this Agreement individually as a "Party" and collectively as the "Parties."

First Commonwealth Financial Corporation – ISSUING AND PAYING AGENCY AGREEMENT Between FIRST COMMONWEALTH BANK, as Issuer, and May 21, 2018 (May 23rd, 2018)

THIS ISSUING AND PAYING AGENCY AGREEMENT, made and dated as of May 21, 2018 (this "Agreement"), between First Commonwealth Bank, a Pennsylvania bank and trust company national banking association, as issuer (the "Issuer"), and U.S. Bank National Association, as the calculation agent, issuing and paying agent and note registrar (hereinafter sometimes referred to, in each such capacity, the "Agent").

Amendment No. 3 and Consent to Amended and Restated Credit Agreement and Successor Agency Agreement (May 23rd, 2018)

This AMENDMENT NO. 3 AND CONSENT TO AMENDED AND RESTATED CREDIT AGREEMENT AND SUCCESSOR AGENCY AGREEMENT ("Amendment"), dated effective as of May 22, 2018 (the "Effective Date"), is by and among Rowan Companies, Inc., a Delaware corporation (the "Borrower"), Rowan Companies plc, an English public limited company (the "Parent"), the other Guarantors, the Lenders party hereto, Wells Fargo Bank, National Association ("Wells Fargo"), as an issuing lender, as swingline lender, and as administrative agent for the Lenders (in such capacity, the "Administrative Agent"), and Wilmington Trust, National Association, as Successor Administrative Agent (as defined below).

Verizon ABS LLC – Amended and Restated Marketing Agent Agency Agreement (May 2nd, 2018)

THIS AGREEMENT (the "Agreement") is made effective as of September 27, 2016 (the "Effective Date") among Cellco Partnership d/b/a Verizon Wireless, a Delaware general partnership ("Cellco"), as marketing agent (the "Marketing Agent"), the various subsidiaries and affiliates of Cellco listed on Schedule I hereto that originate device payment plan agreements (collectively, with Cellco, the "Verizon Originators") and Cellco, as the servicer of the Receivables (as defined below) (the "Servicer").

Royal Energy Resources, Inc. – Coal Sales Fee Agency Agreement (April 17th, 2018)

This COAL SALES FEE AGENCY AGREEMENT (this "Agreement") dated December 5, 2017 effective as provided for herein, is between Rhino Energy LLC ("Rhino") and Royal Energy Resources, Inc. ("Agent"). For purposes of this Agreement, Rhino and its Affiliates and subsidiaries, are sometimes referred to individually as "Producer" and collectively as the "Producers". Each of the Agent and the Producers are sometimes referred to individually as a "Party" and collectively as the "Parties."

DATED April 11, 2018 ISSUER PERKINELMER, PAYING AGENT ELAVON FINANCIAL SERVICES DAC, UK BRANCH TRANSFER AGENT REGISTRAR - AND - TRUSTEE AGENCY AGREEMENT Relating to Notes Issued Under a Prospectus Supplement Dated April 4, 2018 (April 11th, 2018)
Pivotal Software, Inc. – Third Restated Agency Agreement (April 9th, 2018)

This 3rd Restatement of Agency Agreement (Agreement) is entered into effective as of March 20, 2018 (3rd Restatement Date) by and between VMware, Inc., a Delaware corporation, on behalf of itself and its subsidiaries, including VMware International Ltd., a private limited company incorporated under the laws of Ireland with its principal place of business in Ballincollig, Ireland (collectively, VMware) and Pivotal Software, Inc. a Delaware corporation, on behalf of itself and its subsidiaries, including Pivotal Software International Holdings, an unlimited private company incorporated under the laws of Ireland with its principal place of business in Bermuda (Pivotal). The parties acknowledge and agree that Pivotal Software International Holdings (formerly known as GoPivotal Holdings) previously assigned its rights and obligations in the Agreement to Pivotal Software International, and VMware, Inc. confirms its consent to such assignment.

W. P. Carey – DATED MARCH 6, 2018 ISSUER WPC EUROBOND B.V. GUARANTOR PAYING AGENT ELAVON FINANCIAL SERVICES DAC, UK BRANCH TRANSFER AGENT REGISTRAR - AND - TRUSTEE AGENCY AGREEMENT Relating to Notes Issued Under an Indenture Dated NOVEMBER 8, 2016 (March 6th, 2018)
_X_ACCEPT ____DO NOT ACCEPT the Trustee May Be Required by Federal Regulations to Supply to the Principal, Within Five Business Days, Notification of Any Securities Transactions Effected on Behalf of the Principal. The Principal Hereby Waives Any Such Right to Notification. The Trustee Shall Make Available to the Principal a Statement on a Quarterly Basis Showing All Receipts and Disbursements, Along With Information Concerning the Purchase or Sale of Any Securities in the Account. At Any Time, the Principal May Request Confirmations Within Governing Regulatory Time Frames at No Additional Cos (February 27th, 2018)
Apolo Gold & Energy Inc. – Sole Agency Agreement South-East Asia (December 18th, 2017)

This agreement is entered into among the Parties, De Lassalle Ltd. ("De Lasalle"), Gain First Group Corporation ("Gain First") and Wincash Apolo Gold & Energy, Inc. ("Wincash") on the basis of equality and mutual benefit to develop international trading business on terms and conditions indicated herein.

CURO Group Holdings Corp. – Special Limited Agency Agreement (November 28th, 2017)

THIS SPECIAL LIMITED AGENCY AGREEMENT (as amended, modified or restated from time to time, this Agreement) dated as of November 13, 2017 (the Effective Date), is made by and between TXCSO, Inc., a Texas corporation (Lender) doing business as Barr Funding Company, and Avio Credit, Inc., a Delaware Corporation (referred to herein as CSO).

Elevate Credit, Inc. – Amendment to Special Limited Agency Agreement (November 9th, 2017)

THIS AMENDMENT TO SPECIAL LIMITED AGENCY AGREEMENT, dated as of September 30, 2016 (this "Amendment"), is between First Financial Loan Company, LLC, a Delaware limited liability company ("Lender") and Rise Credit Service of Texas, LLC, a Delaware limited liability company ("CSO").

National Rural Utilities Cooperative Finance Corp /Dc/ – NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORPORATION CFC InterNotes(r) AGENCY AGREEMENT (November 3rd, 2017)

National Rural Utilities Cooperative Finance Corporation, a District of Columbia cooperative association (the "Company"), confirms its agreement with each of you (individually, an "Agent" and, collectively, the "Agents") with respect to the issue and sale by the Company of its CFC InterNotes(r) (such CFC InterNotes(r), the "Securities"). The Securities are to be issued from time to time pursuant to an Indenture, dated as of December 15, 1987 (the "Original Indenture"), as supplemented by a First Supplemental Indenture dated as of October 1, 1990 (the "Supplemental Indenture") (the Original Indenture, as amended and supplemented by the Supplemental Indenture and as it may be supplemented or amended from time to time, being hereinafter referred to as the "Indenture"), between the Company and U.S. Bank National Association, as successor trustee (the "Trustee").

May 11, 2007 THE PROCTER & GAMBLE COMPANY and the Bank of New York Trust Company N.A. (As Trustee) and the Bank of New York (As Principal Paying Agent) and BNY Fund Services (Ireland) Limited (As Irish Paying Agent) AGENCY AGREEMENT Relating to 1,500,000,000 4.500% Notes Due 2014 1,000,000,000 4.875% Notes Due 2027 (November 3rd, 2017)
CURO Group Holdings Corp. – Special Limited Agency Agreement (October 24th, 2017)

THIS SPECIAL LIMITED AGENCY AGREEMENT (as amended, modified or restated from time to time, this Agreement) dated as of August 22, 2017 (the Effective Date), is made by and between TXCSO, Inc., a Texas corporation (Lender) doing business as Barr Funding Company, and SCIL TEXAS, LLC, a Nevada Limited Liability Company and The Money Store, L.P., a Texas limited partnership (jointly and severally, and collectively referred to herein as CSO).

CURO Group Holdings Corp. – Special Limited Agency Agreement (October 24th, 2017)

THIS SPECIAL LIMITED AGENCY AGREEMENT (as amended, modified or restated from time to time, this Agreement) dated as of October 6, 2017 (the Effective Date), is made by and between IVY FUNDING EIGHT, LLC, a Texas Limited Liability Company (Lender), and SCIL TEXAS, LLC, a Nevada Limited Liability Company (CSO).

CURO Group Holdings Corp. – Amended and Restated Special Limited Agency Agreement (October 24th, 2017)

THIS AMENDED AND RESTATED SPECIAL LIMITED AGENCY AGREEMENT (as amended, modified or restated from time to time, this Agreement) dated as of September 27, 2017 (the Effective Date), is made by and between INTEGRITY TEXAS FUNDING, LP, a Texas Limited Partnership (Lender), and SCIL TEXAS, LLC, a Nevada Limited Liability Company (CSO).

Elevate Credit, Inc. – Amended and Restated Special Limited Agency Agreement (October 5th, 2017)

THIS AMENDED AND RESTATED SPECIAL LIMITED AGENCY AGREEMENT (as amended, modified or restated from time to time, this "Agreement") dated as of SEPTEMBER 29, 2017 (the "Effective Date"), is made by and between FIRST FINANCIAL LOAN COMPANY LLC, a Delaware limited liability ("Lender"), and RISE CREDIT SERVICE OF TEXAS, LLC, a Delaware limited liability company ("CSO").

Placement Agency and Closing Agency Agreement (October 2nd, 2017)
AB Private Credit Investors Corp – Transfer Agency Agreement Between Ab Private Credit Investors Corporation and Alliancebernstein Investor Services, Inc. (September 29th, 2017)

This Agreement, dated September 26, 2017, is between AB Private Credit Investors Corporation, a Maryland corporation, whose principal place of business is 1345 Avenue of the Americas, New York, New York 10105 (the Fund) and AllianceBernstein Investor Services, Inc. with a place of business at 8000 IH 10 W, 4th Floor, San Antonio, Texas 78230 (ABIS).

Up to 2,105,263 Shares Trinity Capital Corporation (A New Mexico Corporation) Voting Common Stock (No Par Value Per Share) FORM OF AGENCY AGREEMENT September [__], 2017 (September 19th, 2017)